NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in NOS4-1, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- −5 vs. Q3 2021
- Shares held
- 9.71M
- +15.2K (+0.2%) vs. Q3 2021
- Total value
- $28.9M
- −$12.4M (−30.0%) vs. Q3 2021
- New holders
- 4
- 7 more added
- Sold out
- 9
- 6 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JFS Wealth Advisors, LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 222 | $1.00K | 0.00% | −7,427−97.1% | Reduced |
| UBS Group AG | 169 | $1.00K | 0.00% | −3,241−95.0% | Reduced |
| First Manhattan Co | 444 | $1.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 474 | $1.00K | 0.00% | +474 | New |
| Laurel Wealth Advisors LLC | 568 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 750 | $3.08K | 0.00% | +750 | New |
| Wells Fargo & Company | 2,162 | $6.00K | 0.00% | +10.0% | Added |
| Investmark Advisory Group LLC | 3,297 | $9.00K | 0.01% | +3,297 | New |
| Morgan Stanley | 10,300 | $30.0K | 0.00% | +2,678+35.1% | Added |
| RBF Capital, LLC | 14,000 | $42.0K | 0.00% | 00.0% | Unchanged |
| Teton Advisors, Inc. | 14,000 | $42.0K | 0.01% | 00.0% | Unchanged |
| Investors Research Corp | 15,525 | $46.0K | 0.01% | −1,500−8.8% | Reduced |
| Dimensional Fund Advisors LP | 25,331 | $75.0K | 0.00% | +9,638+61.4% | Added |
| O'Shaughnessy Asset Management, LLC | 25,651 | $77.0K | 0.00% | −36,434−58.7% | Reduced |
| ARS Investment Partners, LLC | 26,600 | $80.0K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 38,341 | $115.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 39,600 | $118.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 48,866 | $147.0K | 0.00% | +2,409+5.2% | Added |
| CapWealth Advisors, LLC | 61,553 | $184.0K | 0.02% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 75,000 | $224.0K | 0.00% | +40,000+114.3% | Added |
| Susquehanna International Group, LLP | 76,187 | $228.0K | 0.00% | +23,438+44.4% | Added |
| Renaissance Technologies LLC | 95,300 | $285.0K | 0.00% | +95,300 | New |
| Geode Capital Management, LLC | 138,677 | $414.0K | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 740,317 | $2.21M | 0.00% | −1,179−0.2% | Reduced |
| Minerva Advisors LLC | 1,843,450 | $5.44M | 3.27% | −5,000−0.3% | Reduced |
| Wynnefield Capital Inc | 6,408,606 | $19.2M | 6.84% | +10,000+0.2% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −34,749−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −21,650−100.0% | Sold out |
| Ritholtz Wealth Management | 0 | $0 | 0.00% | −15,630−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −13,850−100.0% | Sold out |
| Willis Johnson & Associates, Inc. | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −6,086−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −4,050−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Adirondack Research & Management Inc. | – | – | – | – | Not filed |