NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in NOS4-1, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 27
- −1 vs. Q4 2021
- Shares held
- 9.66M
- −42.0K (−0.4%) vs. Q4 2021
- Total value
- $19.2M
- −$9.72M (−33.6%) vs. Q4 2021
- New holders
- 3
- 6 more added
- Sold out
- 4
- 6 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wynnefield Capital Inc | 6,408,606 | $12.8M | 4.87% | 00.0% | Unchanged |
| Minerva Advisors LLC | 1,843,450 | $3.67M | 2.38% | 00.0% | Unchanged |
| Vanguard Group Inc | 655,834 | $1.30M | 0.00% | −84,483−11.4% | Reduced |
| Bridgeway Capital Management, LLC | 181,200 | $361.0K | 0.01% | +106,200+141.6% | Added |
| Geode Capital Management, LLC | 144,907 | $288.0K | 0.00% | +6,230+4.5% | Added |
| State Street Corp | 71,106 | $142.0K | 0.00% | +31,506+79.6% | Added |
| CapWealth Advisors, LLC | 61,553 | $122.0K | 0.01% | 00.0% | Unchanged |
| BlackRock Inc. | 46,361 | $92.0K | 0.00% | −2,505−5.1% | Reduced |
| Northern Trust Corp | 38,341 | $76.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 33,522 | $67.0K | 0.00% | −42,665−56.0% | Reduced |
| Virtu Financial LLC | 33,754 | $67.0K | 0.00% | +33,754 | New |
| ARS Investment Partners, LLC | 26,600 | $53.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 22,163 | $44.0K | 0.00% | +22,163 | New |
| Dimensional Fund Advisors LP | 19,995 | $41.0K | 0.00% | −5,336−21.1% | Reduced |
| Investors Research Corp | 17,025 | $34.0K | 0.01% | +1,500+9.7% | Added |
| HM Payson & Co | 14,538 | $29.0K | 0.00% | +14,538 | New |
| RBF Capital, LLC | 14,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| Teton Advisors, Inc. | 14,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 7,521 | $15.0K | 0.00% | −2,779−27.0% | Reduced |
| UBS Group AG | 4,729 | $9.00K | 0.00% | +4,560+2,698.2% | Added |
| Tower Research Capital LLC (TRC) | 2,507 | $5.00K | 0.00% | +2,285+1,029.3% | Added |
| Advisor Group Holdings, Inc. | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 568 | $1.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 474 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 148 | $0 | 0.00% | −2,014−93.2% | Reduced |
| First Manhattan Co | 444 | $0 | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −95,300−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −25,651−100.0% | Sold out |
| Investmark Advisory Group LLC | 0 | $0 | 0.00% | −3,297−100.0% | Sold out |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −750−100.0% | Sold out |