NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in NOS4-1, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- +3 vs. Q2 2021
- Shares held
- 9.87M
- −455.3K (−4.4%) vs. Q2 2021
- Total value
- $42.1M
- −$18.0M (−30.0%) vs. Q2 2021
- New holders
- 8
- 12 more added
- Sold out
- 5
- 3 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wynnefield Capital Inc | 6,398,606 | $27.3M | 14.74% | +46,700+0.7% | Added |
| Minerva Advisors LLC | 1,848,450 | $7.86M | 4.57% | 00.0% | Unchanged |
| Vanguard Group Inc | 741,496 | $3.16M | 0.00% | 00.0% | Unchanged |
| Adirondack Research & Management Inc. | 176,035 | $751.0K | 0.91% | −31,265−15.1% | Reduced |
| Geode Capital Management, LLC | 138,677 | $591.0K | 0.00% | +30,270+27.9% | Added |
| O'Shaughnessy Asset Management, LLC | 62,085 | $265.0K | 0.01% | +24,722+66.2% | Added |
| CapWealth Advisors, LLC | 61,553 | $263.0K | 0.03% | +10,000+19.4% | Added |
| Susquehanna International Group, LLP | 52,749 | $225.0K | 0.00% | +37,206+239.4% | Added |
| BlackRock Inc. | 46,457 | $199.0K | 0.00% | −984−2.1% | Reduced |
| State Street Corp | 39,600 | $169.0K | 0.00% | +21,800+122.5% | Added |
| Northern Trust Corp | 38,341 | $164.0K | 0.00% | +6,834+21.7% | Added |
| Bridgeway Capital Management, LLC | 35,000 | $149.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 34,749 | $148.0K | 0.00% | +34,749 | New |
| ARS Investment Partners, LLC | 26,600 | $113.0K | 0.01% | +26,600 | New |
| Citadel Advisors LLC | 21,650 | $93.0K | 0.00% | +7,453+52.5% | Added |
| Investors Research Corp | 17,025 | $73.0K | 0.02% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 15,693 | $73.0K | 0.00% | +15,693 | New |
| Ritholtz Wealth Management | 15,630 | $67.0K | 0.00% | +15,630 | New |
| RBF Capital, LLC | 14,000 | $60.0K | 0.00% | 00.0% | Unchanged |
| Teton Advisors, Inc. | 14,000 | $60.0K | 0.01% | 00.0% | Unchanged |
| Marshall Wace, LLP | 13,850 | $59.0K | 0.00% | +13,850 | New |
| Willis Johnson & Associates, Inc. | 11,000 | $47.0K | 0.01% | +11,000 | New |
| Bailard, Inc. | 10,000 | $43.0K | 0.00% | +10,000 | New |
| Morgan Stanley | 7,622 | $33.0K | 0.00% | −1,071−12.3% | Reduced |
| Tower Research Capital LLC (TRC) | 7,649 | $33.0K | 0.00% | +5,691+290.7% | Added |
| Barclays PLC | 6,086 | $26.0K | 0.00% | +6,086 | New |
| Captrust Financial Advisors | 4,050 | $17.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,410 | $15.0K | 0.00% | +3,241+1,917.8% | Added |
| Wells Fargo & Company | 2,161 | $10.0K | 0.00% | +33+1.6% | Added |
| Advisor Group Holdings, Inc. | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,000 | $4.00K | 0.00% | +993+14,185.7% | Added |
| Laurel Wealth Advisors LLC | 568 | $2.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 444 | $1.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Walthausen & Co., LLC | 0 | $0 | 0.00% | −395,425−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −251,366−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −82,941−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −14,377−100.0% | Sold out |
| Institutional & Family Asset Management, LLC | 0 | $0 | 0.00% | −6,419−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |