NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
Q3 2021 vs. Q2 2021
How the institutions holding NOS4-1, Inc. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 32 | 1 | 34 | +3 |
| Shares | 10.3M | 3.10K | 9.87M | −455.3K (−4.4%) |
| Value | $60.1M | $18.0K | $42.1M | −$18.0M (−30.0%) |
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (8)
Institutions that held NOS4-1, Inc. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Millennium Management LLC | 34,749 | $148.0K | 0.00% |
| ARS Investment Partners, LLC | 26,600 | $113.0K | 0.01% |
| Dimensional Fund Advisors LP | 15,693 | $73.0K | 0.00% |
| Ritholtz Wealth Management | 15,630 | $67.0K | 0.00% |
| Marshall Wace, LLP | 13,850 | $59.0K | 0.00% |
| Willis Johnson & Associates, Inc. | 11,000 | $47.0K | 0.01% |
| Bailard, Inc. | 10,000 | $43.0K | 0.00% |
| Barclays PLC | 6,086 | $26.0K | 0.00% |
Sold out (5)
Institutions that held NOS4-1, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Walthausen & Co., LLC | 395,425 | $2.31M |
| EAM Investors, LLC | 251,366 | $1.47M |
| Bank of New York Mellon Corp | 82,941 | $484.0K |
| Virtu Financial LLC | 14,377 | $84.0K |
| Institutional & Family Asset Management, LLC | 6,419 | $37.0K |
Not filed for Q3 2021 yet (1)
Institutions that held NOS4-1, Inc. at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| CWM, LLC | 3,105 | $18.0K |