NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in NOS4-1, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- +13 vs. Q1 2021
- Shares held
- 10.3M
- +1.01M (+10.9%) vs. Q1 2021
- Total value
- $60.1M
- +$27.7M (+85.3%) vs. Q1 2021
- New holders
- 16
- 5 more added
- Sold out
- 3
- 2 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wynnefield Capital Inc | 6,351,906 | $37.0M | 17.07% | 00.0% | Unchanged |
| Minerva Advisors LLC | 1,848,450 | $10.7M | 5.65% | −190,594−9.3% | Reduced |
| Vanguard Group Inc | 741,496 | $4.32M | 0.00% | +741,496 | New |
| Walthausen & Co., LLC | 395,425 | $2.31M | 0.51% | +12,120+3.2% | Added |
| EAM Investors, LLC | 251,366 | $1.47M | 0.23% | +251,366 | New |
| Adirondack Research & Management Inc. | 207,300 | $1.21M | 1.41% | −152,714−42.4% | Reduced |
| Geode Capital Management, LLC | 108,407 | $632.0K | 0.00% | +108,407 | New |
| Bank of New York Mellon Corp | 82,941 | $484.0K | 0.00% | +82,941 | New |
| CapWealth Advisors, LLC | 51,553 | $301.0K | 0.03% | +25,000+94.2% | Added |
| BlackRock Inc. | 47,441 | $276.0K | 0.00% | +47,441 | New |
| O'Shaughnessy Asset Management, LLC | 37,363 | $218.0K | 0.00% | +37,195+22,139.9% | Added |
| Bridgeway Capital Management, LLC | 35,000 | $204.0K | 0.00% | +35,000 | New |
| Northern Trust Corp | 31,507 | $184.0K | 0.00% | +22,467+248.5% | Added |
| State Street Corp | 17,800 | $104.0K | 0.00% | +17,800 | New |
| Investors Research Corp | 17,025 | $99.0K | 0.03% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 15,543 | $91.0K | 0.00% | +15,543 | New |
| Virtu Financial LLC | 14,377 | $84.0K | 0.01% | +14,377 | New |
| Citadel Advisors LLC | 14,197 | $83.0K | 0.00% | +14,197 | New |
| RBF Capital, LLC | 14,000 | $82.0K | 0.00% | 00.0% | Unchanged |
| Teton Advisors, Inc. | 14,000 | $82.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 8,693 | $51.0K | 0.00% | +4,660+115.5% | Added |
| Institutional & Family Asset Management, LLC | 6,419 | $37.0K | 0.01% | +6,419 | New |
| Captrust Financial Advisors | 4,050 | $24.0K | 0.00% | +4,050 | New |
| CWM, LLC | 3,105 | $18.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,128 | $13.0K | 0.00% | +2,128 | New |
| Tower Research Capital LLC (TRC) | 1,958 | $12.0K | 0.00% | +1,958 | New |
| Advisor Group Holdings, Inc. | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 568 | $3.00K | 0.00% | +568 | New |
| First Manhattan Co | 444 | $2.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 169 | $1.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 7 | $0 | 0.00% | +7 | New |
| GFI Investment Counsel Ltd. | 0 | $0 | 0.00% | −64,000−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −13,750−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,846−100.0% | Sold out |