NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in NOS4-1, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- +13 vs. Q1 2021
- Shares held
- 10.3M
- +1.01M (+10.9%) vs. Q1 2021
- Total value
- $60.1M
- +$27.7M (+85.3%) vs. Q1 2021
- New holders
- 16
- 5 more added
- Sold out
- 3
- 2 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JFS Wealth Advisors, LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 7 | $0 | 0.00% | +7 | New |
| UBS Group AG | 169 | $1.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 444 | $2.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 568 | $3.00K | 0.00% | +568 | New |
| Advisor Group Holdings, Inc. | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,958 | $12.0K | 0.00% | +1,958 | New |
| Wells Fargo & Company | 2,128 | $13.0K | 0.00% | +2,128 | New |
| CWM, LLC | 3,105 | $18.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,050 | $24.0K | 0.00% | +4,050 | New |
| Institutional & Family Asset Management, LLC | 6,419 | $37.0K | 0.01% | +6,419 | New |
| Morgan Stanley | 8,693 | $51.0K | 0.00% | +4,660+115.5% | Added |
| RBF Capital, LLC | 14,000 | $82.0K | 0.00% | 00.0% | Unchanged |
| Teton Advisors, Inc. | 14,000 | $82.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 14,197 | $83.0K | 0.00% | +14,197 | New |
| Virtu Financial LLC | 14,377 | $84.0K | 0.01% | +14,377 | New |
| Susquehanna International Group, LLP | 15,543 | $91.0K | 0.00% | +15,543 | New |
| Investors Research Corp | 17,025 | $99.0K | 0.03% | 00.0% | Unchanged |
| State Street Corp | 17,800 | $104.0K | 0.00% | +17,800 | New |
| Northern Trust Corp | 31,507 | $184.0K | 0.00% | +22,467+248.5% | Added |
| Bridgeway Capital Management, LLC | 35,000 | $204.0K | 0.00% | +35,000 | New |
| O'Shaughnessy Asset Management, LLC | 37,363 | $218.0K | 0.00% | +37,195+22,139.9% | Added |
| BlackRock Inc. | 47,441 | $276.0K | 0.00% | +47,441 | New |
| CapWealth Advisors, LLC | 51,553 | $301.0K | 0.03% | +25,000+94.2% | Added |
| Bank of New York Mellon Corp | 82,941 | $484.0K | 0.00% | +82,941 | New |
| Geode Capital Management, LLC | 108,407 | $632.0K | 0.00% | +108,407 | New |
| Adirondack Research & Management Inc. | 207,300 | $1.21M | 1.41% | −152,714−42.4% | Reduced |
| EAM Investors, LLC | 251,366 | $1.47M | 0.23% | +251,366 | New |
| Walthausen & Co., LLC | 395,425 | $2.31M | 0.51% | +12,120+3.2% | Added |
| Vanguard Group Inc | 741,496 | $4.32M | 0.00% | +741,496 | New |
| Minerva Advisors LLC | 1,848,450 | $10.7M | 5.65% | −190,594−9.3% | Reduced |
| Wynnefield Capital Inc | 6,351,906 | $37.0M | 17.07% | 00.0% | Unchanged |
| GFI Investment Counsel Ltd. | 0 | $0 | 0.00% | −64,000−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −13,750−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,846−100.0% | Sold out |