NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in NOS4-1, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 26
- −4 vs. Q3 2022
- Shares held
- 10.5M
- +199.4K (+1.9%) vs. Q3 2022
- Total value
- $10.7M
- −$4.54M (−29.7%) vs. Q3 2022
- New holders
- 4
- 8 more added
- Sold out
- 8
- 4 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wynnefield Capital Inc | 6,461,332 | $6.59M | 3.79% | 00.0% | Unchanged |
| Minerva Advisors LLC | 1,885,277 | $1.92M | 1.43% | 00.0% | Unchanged |
| Vanguard Group Inc | 640,857 | $653.7K | 0.00% | +391+0.1% | Added |
| Wittenberg Investment Management, Inc. | 601,931 | $614.0K | 0.25% | +59,494+11.0% | Added |
| Cannell Capital LLC | 198,969 | $203.0K | 0.04% | +198,969 | New |
| Bridgeway Capital Management, LLC | 194,500 | $198.4K | 0.01% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 146,660 | $149.0K | 0.00% | −391−0.3% | Reduced |
| State Street Corp | 74,006 | $75.5K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 55,753 | $56.9K | 0.00% | +18,049+47.9% | Added |
| BlackRock Inc. | 43,334 | $44.2K | 0.00% | +852+2.0% | Added |
| Northern Trust Corp | 38,341 | $39.1K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 35,954 | $37.0K | 0.00% | +21,107+142.2% | Added |
| ARS Investment Partners, LLC | 26,600 | $27.1K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 19,995 | $20.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 18,468 | $18.8K | 0.00% | +828+4.7% | Added |
| Investors Research Corp | 17,025 | $17.4K | 0.00% | 00.0% | Unchanged |
| Teton Advisors, Inc. | 11,100 | $11.3K | 0.00% | −1,900−14.6% | Reduced |
| Tower Research Capital LLC (TRC) | 11,499 | $11.0K | 0.00% | +4,309+59.9% | Added |
| M Holdings Securities, Inc. | 10,235 | $10.0K | 0.00% | +10,235 | New |
| Morgan Stanley | 7,300 | $7.45K | 0.00% | −5,749−44.1% | Reduced |
| Advisor Group Holdings, Inc. | 1,000 | $1.00K | 0.00% | −3,600−78.3% | Reduced |
| The PNC Financial Services Group, Inc. | 814 | $830 | 0.00% | +814 | New |
| First Manhattan Co | 444 | $452 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 161 | $164 | 0.00% | +4+2.5% | Added |
| Bank of America Corp | 40 | $40 | 0.00% | +40 | New |
| JFS Wealth Advisors, LLC | 11 | $11 | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −43,569−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −17,609−100.0% | Sold out |
| RBF Capital, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| CapWealth Advisors, LLC | 0 | $0 | 0.00% | −11,553−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −10,962−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −6,067−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −132−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −111−100.0% | Sold out |