NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in NOS4-1, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 26
- −4 vs. Q3 2022
- Shares held
- 10.5M
- +199.4K (+1.9%) vs. Q3 2022
- Total value
- $10.7M
- −$4.54M (−29.7%) vs. Q3 2022
- New holders
- 4
- 8 more added
- Sold out
- 8
- 4 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JFS Wealth Advisors, LLC | 11 | $11 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 40 | $40 | 0.00% | +40 | New |
| Wells Fargo & Company | 161 | $164 | 0.00% | +4+2.5% | Added |
| First Manhattan Co | 444 | $452 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 814 | $830 | 0.00% | +814 | New |
| Advisor Group Holdings, Inc. | 1,000 | $1.00K | 0.00% | −3,600−78.3% | Reduced |
| Morgan Stanley | 7,300 | $7.45K | 0.00% | −5,749−44.1% | Reduced |
| M Holdings Securities, Inc. | 10,235 | $10.0K | 0.00% | +10,235 | New |
| Tower Research Capital LLC (TRC) | 11,499 | $11.0K | 0.00% | +4,309+59.9% | Added |
| Teton Advisors, Inc. | 11,100 | $11.3K | 0.00% | −1,900−14.6% | Reduced |
| Investors Research Corp | 17,025 | $17.4K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 18,468 | $18.8K | 0.00% | +828+4.7% | Added |
| Dimensional Fund Advisors LP | 19,995 | $20.0K | 0.00% | 00.0% | Unchanged |
| ARS Investment Partners, LLC | 26,600 | $27.1K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 35,954 | $37.0K | 0.00% | +21,107+142.2% | Added |
| Northern Trust Corp | 38,341 | $39.1K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 43,334 | $44.2K | 0.00% | +852+2.0% | Added |
| Citadel Advisors LLC | 55,753 | $56.9K | 0.00% | +18,049+47.9% | Added |
| State Street Corp | 74,006 | $75.5K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 146,660 | $149.0K | 0.00% | −391−0.3% | Reduced |
| Bridgeway Capital Management, LLC | 194,500 | $198.4K | 0.01% | 00.0% | Unchanged |
| Cannell Capital LLC | 198,969 | $203.0K | 0.04% | +198,969 | New |
| Wittenberg Investment Management, Inc. | 601,931 | $614.0K | 0.25% | +59,494+11.0% | Added |
| Vanguard Group Inc | 640,857 | $653.7K | 0.00% | +391+0.1% | Added |
| Minerva Advisors LLC | 1,885,277 | $1.92M | 1.43% | 00.0% | Unchanged |
| Wynnefield Capital Inc | 6,461,332 | $6.59M | 3.79% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −43,569−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −17,609−100.0% | Sold out |
| RBF Capital, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| CapWealth Advisors, LLC | 0 | $0 | 0.00% | −11,553−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −10,962−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −6,067−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −132−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −111−100.0% | Sold out |