NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in NOS4-1, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 26
- 0 vs. Q4 2022
- Shares held
- 11.3M
- +772.5K (+7.4%) vs. Q4 2022
- Total value
- $11.6M
- +$900.8K (+8.4%) vs. Q4 2022
- New holders
- 4
- 4 more added
- Sold out
- 4
- 5 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wynnefield Capital Inc | 6,461,332 | $6.66M | 4.31% | 00.0% | Unchanged |
| Minerva Advisors LLC | 1,885,277 | $1.94M | 1.40% | 00.0% | Unchanged |
| Wittenberg Investment Management, Inc. | 661,262 | $681.1K | 0.25% | +59,331+9.9% | Added |
| Vanguard Group Inc | 640,857 | $660.1K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 634,210 | $653.0K | 0.03% | +634,210 | New |
| Cannell Capital LLC | 324,969 | $334.7K | 0.06% | +126,000+63.3% | Added |
| Bridgeway Capital Management, LLC | 191,840 | $197.6K | 0.01% | −2,660−1.4% | Reduced |
| Geode Capital Management, LLC | 146,660 | $151.1K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 74,006 | $76.2K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 45,637 | $47.0K | 0.00% | −10,116−18.1% | Reduced |
| BlackRock Inc. | 44,612 | $46.0K | 0.00% | +1,278+2.9% | Added |
| Northern Trust Corp | 38,341 | $39.5K | 0.00% | 00.0% | Unchanged |
| ARS Investment Partners, LLC | 26,600 | $27.4K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 17,025 | $17.5K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,391 | $16.9K | 0.00% | +16,391 | New |
| Jane Street Group, LLC | 14,586 | $15.0K | 0.00% | −3,882−21.0% | Reduced |
| Renaissance Technologies LLC | 11,200 | $12.0K | 0.00% | +11,200 | New |
| Teton Advisors, Inc. | 11,100 | $11.4K | 0.00% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 10,235 | $10.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,363 | $9.00K | 0.00% | −2,136−18.6% | Reduced |
| Morgan Stanley | 6,967 | $7.18K | 0.00% | −333−4.6% | Reduced |
| Advisor Group Holdings, Inc. | 1,000 | $1.03K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 444 | $457 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 163 | $169 | 0.00% | +2+1.2% | Added |
| JFS Wealth Advisors, LLC | 11 | $12 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 57 | $0 | 0.00% | +57 | New |
| Virtu Financial LLC | 0 | $0 | 0.00% | −35,954−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −19,995−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −814−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −40−100.0% | Sold out |