NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in NOS4-1, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- +2 vs. Q2 2022
- Shares held
- 10.3M
- +99.1K (+1.0%) vs. Q2 2022
- Total value
- $15.2M
- +$1.14M (+8.1%) vs. Q2 2022
- New holders
- 4
- 8 more added
- Sold out
- 2
- 8 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wynnefield Capital Inc | 6,461,332 | $9.56M | 5.04% | +52,726+0.8% | Added |
| Minerva Advisors LLC | 1,885,277 | $2.79M | 2.11% | +20,666+1.1% | Added |
| Vanguard Group Inc | 640,466 | $948.0K | 0.00% | −15,368−2.3% | Reduced |
| Wittenberg Investment Management, Inc. | 542,437 | $803.0K | 0.34% | +18,767+3.6% | Added |
| Bridgeway Capital Management, LLC | 194,500 | $288.0K | 0.01% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 147,051 | $217.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 74,006 | $110.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 43,569 | $64.0K | 0.00% | +43,569 | New |
| BlackRock Inc. | 42,482 | $63.0K | 0.00% | −3,141−6.9% | Reduced |
| Northern Trust Corp | 38,341 | $57.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 37,704 | $56.0K | 0.00% | +21,817+137.3% | Added |
| ARS Investment Partners, LLC | 26,600 | $39.0K | 0.01% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 19,995 | $30.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 17,640 | $26.0K | 0.00% | −3,030−14.7% | Reduced |
| Renaissance Technologies LLC | 17,609 | $26.0K | 0.00% | +17,609 | New |
| Investors Research Corp | 17,025 | $25.0K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 14,847 | $22.0K | 0.00% | +2,538+20.6% | Added |
| RBF Capital, LLC | 14,000 | $21.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 13,049 | $20.0K | 0.00% | −1,610−11.0% | Reduced |
| Teton Advisors, Inc. | 13,000 | $19.0K | 0.00% | −1,000−7.1% | Reduced |
| CapWealth Advisors, LLC | 11,553 | $17.0K | 0.00% | −50,000−81.2% | Reduced |
| Goldman Sachs Group Inc | 10,962 | $16.0K | 0.00% | −2,558−18.9% | Reduced |
| Tower Research Capital LLC (TRC) | 7,190 | $10.0K | 0.00% | +2,820+64.5% | Added |
| UBS Group AG | 6,067 | $9.00K | 0.00% | +2,746+82.7% | Added |
| Advisor Group Holdings, Inc. | 4,600 | $7.00K | 0.00% | +3,600+360.0% | Added |
| Wells Fargo & Company | 157 | $0 | 0.00% | −6−3.7% | Reduced |
| First Manhattan Co | 444 | $0 | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 132 | $0 | 0.00% | +132 | New |
| Royal Bank of Canada | 111 | $0 | 0.00% | +111 | New |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −10,678−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −568−100.0% | Sold out |