NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding NOS4-1, Inc. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 34 | 1 | 28 | −5 |
| Shares | 9.87M | 176.0K | 9.71M | +15.2K (+0.2%) |
| Value | $42.1M | $751.0K | $28.9M | −$12.4M (−30.0%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (4)
Institutions that held NOS4-1, Inc. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Renaissance Technologies LLC | 95,300 | $285.0K | 0.00% |
| Investmark Advisory Group LLC | 3,297 | $9.00K | 0.01% |
| TD Waterhouse Canada Inc. | 750 | $3.08K | 0.00% |
| CWM, LLC | 474 | $1.00K | 0.00% |
Sold out (9)
Institutions that held NOS4-1, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Millennium Management LLC | 34,749 | $148.0K |
| Citadel Advisors LLC | 21,650 | $93.0K |
| Ritholtz Wealth Management | 15,630 | $67.0K |
| Marshall Wace, LLP | 13,850 | $59.0K |
| Willis Johnson & Associates, Inc. | 11,000 | $47.0K |
| Bailard, Inc. | 10,000 | $43.0K |
| Barclays PLC | 6,086 | $26.0K |
| Captrust Financial Advisors | 4,050 | $17.0K |
| Bank of America Corp | 1,000 | $4.00K |
Not filed for Q4 2021 yet (1)
Institutions that held NOS4-1, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Adirondack Research & Management Inc. | 176,035 | $751.0K |