WhiteHorse Finance, Inc.
WHF- Exchange
- Nasdaq
- SEC CIK
- 0001552198
No open-market purchases or sales by WhiteHorse Finance, Inc. insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $22.4M in total; no superinvestor holds it.
Other share classesWHFCL
13F holders, Q4 2023
Institutional positions in WhiteHorse Finance, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +4 vs. Q3 2023
- Shares held
- 3.06M
- +159.5K (+5.5%) vs. Q3 2023
- Total value
- $37.5M
- +$342.5K (+0.9%) vs. Q3 2023
- New holders
- 11
- 19 more added
- Sold out
- 7
- 14 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WHF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 50 | $22.4M |
| Q1 2026 | 49 | $25.1M |
| Q4 2025 | 58 | $25.3M |
| Q3 2025 | 49 | $22.7M |
| Q2 2025 | 50 | $28.5M |
| Q1 2025 | 51 | $33.1M |
| Q4 2024 | 61 | $34.2M |
| Q3 2024 | 54 | $37.5M |
| Q2 2024 | 62 | $44.5M |
| Q1 2024 | 55 | $36.9M |
| Q4 2023 | 57 | $37.5M |
| Q3 2023 | 53 | $37.1M |
| Q2 2023 | 52 | $36.8M |
| Q1 2023 | 56 | $35.1M |
| Q4 2022 | 63 | $38.4M |
| Q3 2022 | 48 | $32.0M |
| Q2 2022 | 45 | $37.2M |
| Q1 2022 | 40 | $38.0M |
| Q4 2021 | 48 | $47.6M |
| Q3 2021 | 47 | $36.3M |
| Q2 2021 | 48 | $38.4M |
| Q1 2021 | 51 | $43.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding WhiteHorse Finance, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 753,932 | $9.27M | 0.77% | +44,420+6.3% | Added |
| Advisors Asset Management, Inc. | 211,373 | $2.60M | 0.05% | −69,077−24.6% | Reduced |
| UBS Group AG | 180,949 | $2.23M | 0.00% | −13,559−7.0% | Reduced |
| Legal & General Group Plc | 173,754 | $2.14M | 0.00% | +5,056+3.0% | Added |
| Morgan Stanley | 146,593 | $1.80M | 0.00% | +1,151+0.8% | Added |
| Basso Capital Management, L.P. | 122,138 | $1.50M | 1.56% | 00.0% | Unchanged |
| Raymond James & Associates | 98,169 | $1.21M | 0.00% | −14,022−12.5% | Reduced |
| Two Sigma Investments, LP | 97,643 | $1.20M | 0.00% | +16,595+20.5% | Added |
| Gables Capital Management Inc. | 88,406 | $1.09M | 0.68% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 85,352 | $1.05M | 0.00% | +4,973+6.2% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 77,889 | $958.0K | 0.00% | +455+0.6% | Added |
| Millennium Management LLC | 65,109 | $800.8K | 0.00% | +45,222+227.4% | Added |
| Quadrature Capital Ltd | 62,643 | $771.8K | 0.01% | +34,353+121.4% | Added |
| Benjamin F. Edwards & Company, Inc. | 61,800 | $760.0K | 0.02% | +20,800+50.7% | Added |
| BlackRock Inc. | 60,899 | $749.1K | 0.00% | +1,404+2.4% | Added |
| Atria Wealth Solutions, Inc. | 58,548 | $746.6K | 0.01% | −16,707−22.2% | Reduced |
| Toroso Investments, LLC | 57,742 | $710.2K | 0.02% | −2,840−4.7% | Reduced |
| LPL Financial LLC | 53,044 | $652.4K | 0.00% | −2,589−4.7% | Reduced |
| Virtus ETF Advisers LLC | 45,214 | $556.1K | 0.35% | −12,752−22.0% | Reduced |
| Royal Bank of Canada | 36,419 | $448.0K | 0.00% | +30,070+473.6% | Added |
| Bard Associates Inc | 34,120 | $432.5K | 0.16% | +565+1.7% | Added |
| Putnam Investments LLC | 33,829 | $416.1K | 0.00% | +6,930+25.8% | Added |
| Sanders Morris Harris LLC | 31,287 | $402.4K | 0.20% | +31,287 | New |
| Bank of America Corp | 32,650 | $401.6K | 0.00% | 00.0% | Unchanged |
| Dimension Capital Management LLC | 31,812 | $391.3K | 0.08% | 00.0% | Unchanged |
| IFP Advisors, Inc | 25,425 | $312.7K | 0.01% | +6,794+36.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 24,746 | $304.0K | 0.00% | −41−0.2% | Reduced |
| Ronald Blue Trust, Inc. | 23,005 | $293.0K | 0.00% | +50.0% | Added |
| Avantax Advisory Services, Inc. | 21,198 | $260.7K | 0.00% | +2,458+13.1% | Added |
| Advisor Group Holdings, Inc. | 20,238 | $249.0K | 0.00% | −1,616−7.4% | Reduced |
| Citadel Advisors LLC | 18,378 | $226.1K | 0.00% | +18,378 | New |
| Natixis | 17,333 | $213.5K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 15,214 | $187.1K | 0.00% | +4,829+46.5% | Added |
| Great West Life Assurance Co | 15,279 | $187.0K | 0.00% | −1,895−11.0% | Reduced |
| Commonwealth Equity Services, LLC | 13,945 | $172.0K | 0.00% | −869−5.9% | Reduced |
| Acadian Asset Management LLC | 14,107 | $171.0K | 0.00% | −5,364−27.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 13,622 | $167.5K | 0.00% | +13,622 | New |
| JPMorgan Chase & Co | 12,027 | $147.9K | 0.00% | +3,346+38.5% | Added |
| NewEdge Wealth, LLC | 11,702 | $143.9K | 0.00% | +329+2.9% | Added |
| Mariner, LLC | 11,525 | $141.8K | 0.00% | +11,525 | New |
| Powell Investment Advisors, LLC | 11,060 | $140.3K | 0.08% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 11,206 | $137.8K | 0.00% | +11,206 | New |
| TownSquare Capital, LLC | 11,000 | $135.3K | 0.00% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 11,000 | $135.3K | 0.02% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,973 | $135.0K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 9,900 | $122.0K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 7,206 | $88.6K | 0.04% | +7,206 | New |
| Ancora Advisors, LLC | 3,000 | $36.9K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,705 | $33.3K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 26,248 | $26.0K | 0.00% | +26,248 | New |
| Tower Research Capital LLC (TRC) | 955 | $11.7K | 0.00% | +955 | New |
| Simplex Trading, LLC | 216 | $2.00K | 0.00% | −35−13.9% | Reduced |
| Delta Asset Management LLC | 115 | $1.42K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 88 | $1.08K | 0.00% | +88 | New |
| BNP Paribas Arbitrage, SA | 67 | $824 | 0.00% | +67 | New |
| Qube Research & Technologies Ltd | 31 | $381 | 0.00% | −5,560−99.4% | Reduced |
| FMR LLC | 1 | $12 | 0.00% | +1 | New |
| Advisory Research Inc | 0 | $0 | 0.00% | −27,078−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,796−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −2,202−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −216−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −98−100.0% | Sold out |