WhiteHorse Finance, Inc.
WHF- Exchange
- Nasdaq
- SEC CIK
- 0001552198
No open-market purchases or sales by WhiteHorse Finance, Inc. insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $22.4M in total; no superinvestor holds it.
Other share classesWHFCL
13F holders, Q4 2023
Institutional positions in WhiteHorse Finance, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +4 vs. Q3 2023
- Shares held
- 3.06M
- +159.5K (+5.5%) vs. Q3 2023
- Total value
- $37.5M
- +$342.5K (+0.9%) vs. Q3 2023
- New holders
- 11
- 19 more added
- Sold out
- 7
- 14 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WHF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 50 | $22.4M |
| Q1 2026 | 49 | $25.1M |
| Q4 2025 | 58 | $25.3M |
| Q3 2025 | 49 | $22.7M |
| Q2 2025 | 50 | $28.5M |
| Q1 2025 | 51 | $33.1M |
| Q4 2024 | 61 | $34.2M |
| Q3 2024 | 54 | $37.5M |
| Q2 2024 | 62 | $44.5M |
| Q1 2024 | 55 | $36.9M |
| Q4 2023 | 57 | $37.5M |
| Q3 2023 | 53 | $37.1M |
| Q2 2023 | 52 | $36.8M |
| Q1 2023 | 56 | $35.1M |
| Q4 2022 | 63 | $38.4M |
| Q3 2022 | 48 | $32.0M |
| Q2 2022 | 45 | $37.2M |
| Q1 2022 | 40 | $38.0M |
| Q4 2021 | 48 | $47.6M |
| Q3 2021 | 47 | $36.3M |
| Q2 2021 | 48 | $38.4M |
| Q1 2021 | 51 | $43.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding WhiteHorse Finance, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $12 | 0.00% | +1 | New |
| Qube Research & Technologies Ltd | 31 | $381 | 0.00% | −5,560−99.4% | Reduced |
| BNP Paribas Arbitrage, SA | 67 | $824 | 0.00% | +67 | New |
| Advisory Services Network, LLC | 88 | $1.08K | 0.00% | +88 | New |
| Delta Asset Management LLC | 115 | $1.42K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 216 | $2.00K | 0.00% | −35−13.9% | Reduced |
| Tower Research Capital LLC (TRC) | 955 | $11.7K | 0.00% | +955 | New |
| Mercer Global Advisors Inc | 26,248 | $26.0K | 0.00% | +26,248 | New |
| Wells Fargo & Company | 2,705 | $33.3K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 3,000 | $36.9K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 7,206 | $88.6K | 0.04% | +7,206 | New |
| LSV Asset Management | 9,900 | $122.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,973 | $135.0K | 0.00% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 11,000 | $135.3K | 0.00% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 11,000 | $135.3K | 0.02% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 11,206 | $137.8K | 0.00% | +11,206 | New |
| Powell Investment Advisors, LLC | 11,060 | $140.3K | 0.08% | 00.0% | Unchanged |
| Mariner, LLC | 11,525 | $141.8K | 0.00% | +11,525 | New |
| NewEdge Wealth, LLC | 11,702 | $143.9K | 0.00% | +329+2.9% | Added |
| JPMorgan Chase & Co | 12,027 | $147.9K | 0.00% | +3,346+38.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 13,622 | $167.5K | 0.00% | +13,622 | New |
| Acadian Asset Management LLC | 14,107 | $171.0K | 0.00% | −5,364−27.5% | Reduced |
| Commonwealth Equity Services, LLC | 13,945 | $172.0K | 0.00% | −869−5.9% | Reduced |
| Great West Life Assurance Co | 15,279 | $187.0K | 0.00% | −1,895−11.0% | Reduced |
| Goldman Sachs Group Inc | 15,214 | $187.1K | 0.00% | +4,829+46.5% | Added |
| Natixis | 17,333 | $213.5K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 18,378 | $226.1K | 0.00% | +18,378 | New |
| Advisor Group Holdings, Inc. | 20,238 | $249.0K | 0.00% | −1,616−7.4% | Reduced |
| Avantax Advisory Services, Inc. | 21,198 | $260.7K | 0.00% | +2,458+13.1% | Added |
| Ronald Blue Trust, Inc. | 23,005 | $293.0K | 0.00% | +50.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 24,746 | $304.0K | 0.00% | −41−0.2% | Reduced |
| IFP Advisors, Inc | 25,425 | $312.7K | 0.01% | +6,794+36.5% | Added |
| Dimension Capital Management LLC | 31,812 | $391.3K | 0.08% | 00.0% | Unchanged |
| Bank of America Corp | 32,650 | $401.6K | 0.00% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 31,287 | $402.4K | 0.20% | +31,287 | New |
| Putnam Investments LLC | 33,829 | $416.1K | 0.00% | +6,930+25.8% | Added |
| Bard Associates Inc | 34,120 | $432.5K | 0.16% | +565+1.7% | Added |
| Royal Bank of Canada | 36,419 | $448.0K | 0.00% | +30,070+473.6% | Added |
| Virtus ETF Advisers LLC | 45,214 | $556.1K | 0.35% | −12,752−22.0% | Reduced |
| LPL Financial LLC | 53,044 | $652.4K | 0.00% | −2,589−4.7% | Reduced |
| Toroso Investments, LLC | 57,742 | $710.2K | 0.02% | −2,840−4.7% | Reduced |
| Atria Wealth Solutions, Inc. | 58,548 | $746.6K | 0.01% | −16,707−22.2% | Reduced |
| BlackRock Inc. | 60,899 | $749.1K | 0.00% | +1,404+2.4% | Added |
| Benjamin F. Edwards & Company, Inc. | 61,800 | $760.0K | 0.02% | +20,800+50.7% | Added |
| Quadrature Capital Ltd | 62,643 | $771.8K | 0.01% | +34,353+121.4% | Added |
| Millennium Management LLC | 65,109 | $800.8K | 0.00% | +45,222+227.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 77,889 | $958.0K | 0.00% | +455+0.6% | Added |
| Two Sigma Advisers, LP | 85,352 | $1.05M | 0.00% | +4,973+6.2% | Added |
| Gables Capital Management Inc. | 88,406 | $1.09M | 0.68% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 97,643 | $1.20M | 0.00% | +16,595+20.5% | Added |
| Raymond James & Associates | 98,169 | $1.21M | 0.00% | −14,022−12.5% | Reduced |
| Basso Capital Management, L.P. | 122,138 | $1.50M | 1.56% | 00.0% | Unchanged |
| Morgan Stanley | 146,593 | $1.80M | 0.00% | +1,151+0.8% | Added |
| Legal & General Group Plc | 173,754 | $2.14M | 0.00% | +5,056+3.0% | Added |
| UBS Group AG | 180,949 | $2.23M | 0.00% | −13,559−7.0% | Reduced |
| Advisors Asset Management, Inc. | 211,373 | $2.60M | 0.05% | −69,077−24.6% | Reduced |
| Sound Income Strategies, LLC | 753,932 | $9.27M | 0.77% | +44,420+6.3% | Added |
| Advisory Research Inc | 0 | $0 | 0.00% | −27,078−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,796−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −2,202−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −216−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −98−100.0% | Sold out |