WhiteHorse Finance, Inc.
WHF- Exchange
- Nasdaq
- SEC CIK
- 0001552198
No open-market purchases or sales by WhiteHorse Finance, Inc. insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $22.4M in total; no superinvestor holds it.
Other share classesWHFCL
13F holders, Q3 2023
Institutional positions in WhiteHorse Finance, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- +1 vs. Q2 2023
- Shares held
- 2.91M
- +39.7K (+1.4%) vs. Q2 2023
- Total value
- $37.1M
- +$290.9K (+0.8%) vs. Q2 2023
- New holders
- 6
- 23 more added
- Sold out
- 5
- 10 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WHF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 50 | $22.4M |
| Q1 2026 | 49 | $25.1M |
| Q4 2025 | 58 | $25.3M |
| Q3 2025 | 49 | $22.7M |
| Q2 2025 | 50 | $28.5M |
| Q1 2025 | 51 | $33.1M |
| Q4 2024 | 61 | $34.2M |
| Q3 2024 | 54 | $37.5M |
| Q2 2024 | 62 | $44.5M |
| Q1 2024 | 55 | $36.9M |
| Q4 2023 | 57 | $37.5M |
| Q3 2023 | 53 | $37.1M |
| Q2 2023 | 52 | $36.8M |
| Q1 2023 | 56 | $35.1M |
| Q4 2022 | 63 | $38.4M |
| Q3 2022 | 48 | $32.0M |
| Q2 2022 | 45 | $37.2M |
| Q1 2022 | 40 | $38.0M |
| Q4 2021 | 48 | $47.6M |
| Q3 2021 | 47 | $36.3M |
| Q2 2021 | 48 | $38.4M |
| Q1 2021 | 51 | $43.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding WhiteHorse Finance, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 709,512 | $9.06M | 0.77% | +28,104+4.1% | Added |
| Advisors Asset Management, Inc. | 280,450 | $3.58M | 0.08% | +20,882+8.0% | Added |
| UBS Group AG | 194,508 | $2.48M | 0.00% | −2,171−1.1% | Reduced |
| Legal & General Group Plc | 168,698 | $2.14M | 0.00% | +546+0.3% | Added |
| Morgan Stanley | 145,442 | $1.86M | 0.00% | +75,471+107.9% | Added |
| Basso Capital Management, L.P. | 122,138 | $1.56M | 1.73% | 00.0% | Unchanged |
| Raymond James & Associates | 112,191 | $1.43M | 0.00% | +674+0.6% | Added |
| Gables Capital Management Inc. | 88,406 | $1.13M | 0.79% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 81,048 | $1.03M | 0.00% | +3,104+4.0% | Added |
| Two Sigma Advisers, LP | 80,379 | $1.03M | 0.00% | +300+0.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 77,434 | $988.8K | 0.01% | +18,885+32.3% | Added |
| Atria Wealth Solutions, Inc. | 75,255 | $987.9K | 0.01% | +10,422+16.1% | Added |
| Toroso Investments, LLC | 60,582 | $773.6K | 0.02% | +3,668+6.4% | Added |
| BlackRock Inc. | 59,495 | $759.8K | 0.00% | −26,241−30.6% | Reduced |
| Virtus ETF Advisers LLC | 57,966 | $740.2K | 0.45% | +24,681+74.2% | Added |
| LPL Financial LLC | 55,633 | $710.4K | 0.00% | +671+1.2% | Added |
| Benjamin F. Edwards & Company, Inc. | 41,000 | $524.0K | 0.02% | +16,000+64.0% | Added |
| Bard Associates Inc | 33,555 | $440.6K | 0.18% | 00.0% | Unchanged |
| Bank of America Corp | 32,650 | $416.9K | 0.00% | 00.0% | Unchanged |
| Dimension Capital Management LLC | 31,812 | $406.2K | 0.09% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 28,290 | $359.4K | 0.01% | −9,836−25.8% | Reduced |
| Advisory Research Inc | 27,078 | $345.8K | 0.05% | −11,906−30.5% | Reduced |
| Putnam Investments LLC | 26,899 | $343.5K | 0.00% | +3,399+14.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 24,787 | $317.0K | 0.00% | +1,270+5.4% | Added |
| Ronald Blue Trust, Inc. | 23,000 | $295.0K | 0.00% | +4,000+21.1% | Added |
| Advisor Group Holdings, Inc. | 21,854 | $279.1K | 0.00% | +491+2.3% | Added |
| Millennium Management LLC | 19,887 | $254.0K | 0.00% | −89,131−81.8% | Reduced |
| Acadian Asset Management LLC | 19,471 | $248.0K | 0.00% | +19,471 | New |
| Avantax Advisory Services, Inc. | 18,740 | $239.3K | 0.00% | +808+4.5% | Added |
| IFP Advisors, Inc | 18,631 | $237.9K | 0.01% | −1,780−8.7% | Reduced |
| Natixis | 17,333 | $221.0K | 0.00% | −536−3.0% | Reduced |
| Great West Life Assurance Co | 17,174 | $218.0K | 0.00% | +1,089+6.8% | Added |
| Commonwealth Equity Services, LLC | 14,814 | $189.0K | 0.00% | −1,590−9.7% | Reduced |
| Susquehanna International Group, LLP | 12,796 | $163.4K | 0.00% | +12,796 | New |
| Powell Investment Advisors, LLC | 11,060 | $145.3K | 0.09% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 11,373 | $145.2K | 0.00% | +11,373 | New |
| TownSquare Capital, LLC | 11,000 | $140.5K | 0.00% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 11,000 | $140.5K | 0.02% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,973 | $140.1K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 10,385 | $132.6K | 0.00% | +10,385 | New |
| LSV Asset Management | 9,900 | $126.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 8,681 | $110.9K | 0.00% | +6,340+270.8% | Added |
| Royal Bank of Canada | 6,349 | $81.0K | 0.00% | +32+0.5% | Added |
| Qube Research & Technologies Ltd | 5,591 | $71.4K | 0.00% | +5,591 | New |
| Ancora Advisors, LLC | 3,000 | $38.3K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,705 | $34.5K | 0.00% | −10.0% | Reduced |
| Harbour Investments, Inc. | 2,202 | $28.1K | 0.00% | +60+2.8% | Added |
| CWM, LLC | 1,000 | $13.0K | 0.00% | −1,000−50.0% | Reduced |
| Farther Finance Advisors, LLC | 500 | $6.38K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 251 | $3.00K | 0.00% | +127+102.4% | Added |
| Stonebridge Capital Advisors LLC | 216 | $2.76K | 0.00% | +216 | New |
| Delta Asset Management LLC | 115 | $1.47K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 98 | $1.26K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −38,038−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −33,966−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −14,298−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,053−100.0% | Sold out |
| Buck Wealth Strategies, LLC | 0 | $0 | 0.00% | −575−100.0% | Sold out |