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Livermore
Livermore
ZHEN

WhiteHorse Finance, Inc.

WHF
Exchange
Nasdaq
SEC CIK
0001552198

No open-market purchases or sales by WhiteHorse Finance, Inc. insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $22.4M in total; no superinvestor holds it.

Other share classesWHFCL

13F holders, Q3 2023

Institutional positions in WhiteHorse Finance, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
53
+1 vs. Q2 2023
Shares held
2.91M
+39.7K (+1.4%) vs. Q2 2023
Total value
$37.1M
+$290.9K (+0.8%) vs. Q2 2023
New holders
6
23 more added
Sold out
5
10 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting WHF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 53 institutions
Q1 2021: 51 institutionsQ2 2021: 48 institutionsQ3 2021: 47 institutionsQ4 2021: 48 institutionsQ1 2022: 40 institutionsQ2 2022: 45 institutionsQ3 2022: 48 institutionsQ4 2022: 63 institutionsQ1 2023: 56 institutionsQ2 2023: 52 institutionsQ3 2023: 53 institutionsQ4 2023: 57 institutionsQ1 2024: 55 institutionsQ2 2024: 62 institutionsQ3 2024: 54 institutionsQ4 2024: 61 institutionsQ1 2025: 51 institutionsQ2 2025: 50 institutionsQ3 2025: 49 institutionsQ4 2025: 58 institutionsQ1 2026: 49 institutionsQ2 2026: 50 institutions
Value heldQ3 2023: $37.1M
Q1 2021: $43.8MQ2 2021: $38.4MQ3 2021: $36.3MQ4 2021: $47.6MQ1 2022: $38.0MQ2 2022: $37.2MQ3 2022: $32.0MQ4 2022: $38.4MQ1 2023: $35.1MQ2 2023: $36.8MQ3 2023: $37.1MQ4 2023: $37.5MQ1 2024: $36.9MQ2 2024: $44.5MQ3 2024: $37.5MQ4 2024: $34.2MQ1 2025: $33.1MQ2 2025: $28.5MQ3 2025: $22.7MQ4 2025: $25.3MQ1 2026: $25.1MQ2 2026: $22.4M
Institutions holding WHF and their total value by quarter
QuarterHoldersValue
Q2 202650$22.4M
Q1 202649$25.1M
Q4 202558$25.3M
Q3 202549$22.7M
Q2 202550$28.5M
Q1 202551$33.1M
Q4 202461$34.2M
Q3 202454$37.5M
Q2 202462$44.5M
Q1 202455$36.9M
Q4 202357$37.5M
Q3 202353$37.1M
Q2 202352$36.8M
Q1 202356$35.1M
Q4 202263$38.4M
Q3 202248$32.0M
Q2 202245$37.2M
Q1 202240$38.0M
Q4 202148$47.6M
Q3 202147$36.3M
Q2 202148$38.4M
Q1 202151$43.8M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding WhiteHorse Finance, Inc.; share changes are against Q2 2023.

Institutions holding WHF in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Beacon Capital Management, LLC98$1.26K0.00%00.0%Unchanged
Delta Asset Management LLC115$1.47K0.00%00.0%Unchanged
Stonebridge Capital Advisors LLC216$2.76K0.00%+216New
Simplex Trading, LLC251$3.00K0.00%+127+102.4%Added
Farther Finance Advisors, LLC500$6.38K0.00%00.0%Unchanged
CWM, LLC1,000$13.0K0.00%−1,000−50.0%Reduced
Harbour Investments, Inc.2,202$28.1K0.00%+60+2.8%Added
Wells Fargo & Company2,705$34.5K0.00%−10.0%Reduced
Ancora Advisors, LLC3,000$38.3K0.00%00.0%Unchanged
Qube Research & Technologies Ltd5,591$71.4K0.00%+5,591New
Royal Bank of Canada6,349$81.0K0.00%+32+0.5%Added
JPMorgan Chase & Co8,681$110.9K0.00%+6,340+270.8%Added
LSV Asset Management9,900$126.0K0.00%00.0%Unchanged
Goldman Sachs Group Inc10,385$132.6K0.00%+10,385New
Davenport & Co LLC10,973$140.1K0.00%00.0%Unchanged
TownSquare Capital, LLC11,000$140.5K0.00%00.0%Unchanged
Baker Tilly Wealth Management, LLC11,000$140.5K0.02%00.0%Unchanged
NewEdge Wealth, LLC11,373$145.2K0.00%+11,373New
Powell Investment Advisors, LLC11,060$145.3K0.09%00.0%Unchanged
Susquehanna International Group, LLP12,796$163.4K0.00%+12,796New
Commonwealth Equity Services, LLC14,814$189.0K0.00%−1,590−9.7%Reduced
Great West Life Assurance Co17,174$218.0K0.00%+1,089+6.8%Added
Natixis17,333$221.0K0.00%−536−3.0%Reduced
IFP Advisors, Inc18,631$237.9K0.01%−1,780−8.7%Reduced
Avantax Advisory Services, Inc.18,740$239.3K0.00%+808+4.5%Added
Acadian Asset Management LLC19,471$248.0K0.00%+19,471New
Millennium Management LLC19,887$254.0K0.00%−89,131−81.8%Reduced
Advisor Group Holdings, Inc.21,854$279.1K0.00%+491+2.3%Added
Ronald Blue Trust, Inc.23,000$295.0K0.00%+4,000+21.1%Added
Cambridge Investment Research Advisors, Inc.24,787$317.0K0.00%+1,270+5.4%Added
Putnam Investments LLC26,899$343.5K0.00%+3,399+14.5%Added
Advisory Research Inc27,078$345.8K0.05%−11,906−30.5%Reduced
Quadrature Capital Ltd28,290$359.4K0.01%−9,836−25.8%Reduced
Dimension Capital Management LLC31,812$406.2K0.09%00.0%Unchanged
Bank of America Corp32,650$416.9K0.00%00.0%Unchanged
Bard Associates Inc33,555$440.6K0.18%00.0%Unchanged
Benjamin F. Edwards & Company, Inc.41,000$524.0K0.02%+16,000+64.0%Added
LPL Financial LLC55,633$710.4K0.00%+671+1.2%Added
Virtus ETF Advisers LLC57,966$740.2K0.45%+24,681+74.2%Added
BlackRock Inc.59,495$759.8K0.00%−26,241−30.6%Reduced
Toroso Investments, LLC60,582$773.6K0.02%+3,668+6.4%Added
Atria Wealth Solutions, Inc.75,255$987.9K0.01%+10,422+16.1%Added
Connor, Clark & Lunn Investment Management Ltd.77,434$988.8K0.01%+18,885+32.3%Added
Two Sigma Advisers, LP80,379$1.03M0.00%+300+0.4%Added
Two Sigma Investments, LP81,048$1.03M0.00%+3,104+4.0%Added
Gables Capital Management Inc.88,406$1.13M0.79%00.0%Unchanged
Raymond James & Associates112,191$1.43M0.00%+674+0.6%Added
Basso Capital Management, L.P.122,138$1.56M1.73%00.0%Unchanged
Morgan Stanley145,442$1.86M0.00%+75,471+107.9%Added
Legal & General Group Plc168,698$2.14M0.00%+546+0.3%Added
UBS Group AG194,508$2.48M0.00%−2,171−1.1%Reduced
Advisors Asset Management, Inc.280,450$3.58M0.08%+20,882+8.0%Added
Sound Income Strategies, LLC709,512$9.06M0.77%+28,104+4.1%Added
Mackenzie Financial Corp0$00.00%−38,038−100.0%Sold out
Marshall Wace, LLP0$00.00%−33,966−100.0%Sold out
Raymond James Trust N.A.0$00.00%−14,298−100.0%Sold out
Citadel Advisors LLC0$00.00%−10,053−100.0%Sold out
Buck Wealth Strategies, LLC0$00.00%−575−100.0%Sold out