WhiteHorse Finance, Inc.
WHF- Exchange
- Nasdaq
- SEC CIK
- 0001552198
No open-market purchases or sales by WhiteHorse Finance, Inc. insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $22.4M in total; no superinvestor holds it.
Other share classesWHFCL
13F holders, Q1 2023
Institutional positions in WhiteHorse Finance, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- −6 vs. Q4 2022
- Shares held
- 2.80M
- −123.5K (−4.2%) vs. Q4 2022
- Total value
- $35.1M
- −$3.00M (−7.9%) vs. Q4 2022
- New holders
- 6
- 27 more added
- Sold out
- 12
- 9 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WHF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 50 | $22.4M |
| Q1 2026 | 49 | $25.1M |
| Q4 2025 | 58 | $25.3M |
| Q3 2025 | 49 | $22.7M |
| Q2 2025 | 50 | $28.5M |
| Q1 2025 | 51 | $33.1M |
| Q4 2024 | 61 | $34.2M |
| Q3 2024 | 54 | $37.5M |
| Q2 2024 | 62 | $44.5M |
| Q1 2024 | 55 | $36.9M |
| Q4 2023 | 57 | $37.5M |
| Q3 2023 | 53 | $37.1M |
| Q2 2023 | 52 | $36.8M |
| Q1 2023 | 56 | $35.1M |
| Q4 2022 | 63 | $38.4M |
| Q3 2022 | 48 | $32.0M |
| Q2 2022 | 45 | $37.2M |
| Q1 2022 | 40 | $38.0M |
| Q4 2021 | 48 | $47.6M |
| Q3 2021 | 47 | $36.3M |
| Q2 2021 | 48 | $38.4M |
| Q1 2021 | 51 | $43.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding WhiteHorse Finance, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 638,424 | $7.99M | 0.87% | +40,857+6.8% | Added |
| Advisors Asset Management, Inc. | 295,284 | $3.70M | 0.08% | +10,511+3.7% | Added |
| UBS Group AG | 198,489 | $2.49M | 0.00% | −48,576−19.7% | Reduced |
| Legal & General Group Plc | 157,907 | $1.98M | 0.00% | +4,088+2.7% | Added |
| Basso Capital Management, L.P. | 122,138 | $1.53M | 1.48% | 00.0% | Unchanged |
| Raymond James & Associates | 111,570 | $1.40M | 0.00% | +2,906+2.7% | Added |
| BlackRock Inc. | 90,369 | $1.13M | 0.00% | −35,095−28.0% | Reduced |
| Millennium Management LLC | 88,795 | $1.11M | 0.00% | −76,615−46.3% | Reduced |
| Gables Capital Management Inc. | 88,706 | $1.11M | 0.78% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 80,679 | $1.01M | 0.00% | −28,400−26.0% | Reduced |
| Two Sigma Investments, LP | 69,890 | $875.0K | 0.00% | +161+0.2% | Added |
| Atria Wealth Solutions, Inc. | 58,671 | $759.5K | 0.01% | +28,925+97.2% | Added |
| Toroso Investments, LLC | 56,914 | $713.0K | 0.02% | +6,531+13.0% | Added |
| LPL Financial LLC | 49,321 | $617.5K | 0.00% | +29,918+154.2% | Added |
| Mackenzie Financial Corp | 49,295 | $617.2K | 0.00% | +14,182+40.4% | Added |
| Advisory Research Inc | 43,889 | $549.5K | 0.09% | +6,738+18.1% | Added |
| Citadel Advisors LLC | 42,726 | $534.9K | 0.00% | −5,091−10.6% | Reduced |
| Morgan Stanley | 42,086 | $526.9K | 0.00% | +17,011+67.8% | Added |
| Advisor Group Holdings, Inc. | 42,062 | $526.6K | 0.00% | +1,802+4.5% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 35,758 | $447.7K | 0.00% | +20,895+140.6% | Added |
| Virtus ETF Advisers LLC | 35,754 | $447.6K | 0.25% | +4,616+14.8% | Added |
| Bard Associates Inc | 32,755 | $423.8K | 0.18% | 00.0% | Unchanged |
| Bank of America Corp | 32,650 | $408.8K | 0.00% | 00.0% | Unchanged |
| Dimension Capital Management LLC | 31,812 | $398.3K | 0.09% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 23,811 | $298.4K | 0.01% | +9,808+70.0% | Added |
| IFP Advisors, Inc | 20,411 | $292.9K | 0.01% | +15,829+345.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 22,735 | $285.0K | 0.00% | +407+1.8% | Added |
| Putnam Investments LLC | 21,380 | $267.7K | 0.00% | +21,380 | New |
| Benjamin F. Edwards & Company, Inc. | 20,000 | $250.0K | 0.01% | +2,000+11.1% | Added |
| Ronald Blue Trust, Inc. | 17,006 | $222.0K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 17,344 | $217.2K | 0.00% | +70.0% | Added |
| Natixis | 17,182 | $215.5K | 0.00% | +14+0.1% | Added |
| Commonwealth Equity Services, LLC | 16,203 | $202.0K | 0.00% | +214+1.3% | Added |
| Great West Life Assurance Co | 15,629 | $195.0K | 0.00% | −3,893−19.9% | Reduced |
| Silver Oak Securities, Inc | 12,000 | $153.0K | 0.03% | +1,071+9.8% | Added |
| Powell Investment Advisors, LLC | 11,060 | $143.2K | 0.08% | 00.0% | Unchanged |
| National Asset Management, Inc. | 10,993 | $142.3K | 0.00% | +133+1.2% | Added |
| Baker Tilly Wealth Management, LLC | 11,000 | $137.7K | 0.02% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,973 | $137.4K | 0.00% | −1,000−8.4% | Reduced |
| LSV Asset Management | 9,900 | $124.0K | 0.00% | +9,900 | New |
| Ahrens Investment Partners LLC | 6,825 | $85.4K | 0.04% | +6,825 | New |
| Tower Research Capital LLC (TRC) | 6,683 | $84.0K | 0.00% | +5,172+342.3% | Added |
| Lazard Asset Management LLC | 6,758 | $84.0K | 0.00% | +6,758 | New |
| Royal Bank of Canada | 6,430 | $80.0K | 0.00% | +212+3.4% | Added |
| CWM, LLC | 3,500 | $44.0K | 0.00% | +3,500 | New |
| Wells Fargo & Company | 3,276 | $41.0K | 0.00% | −10.0% | Reduced |
| Ancora Advisors, LLC | 3,000 | $37.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,343 | $29.0K | 0.00% | +781+50.0% | Added |
| Harbour Investments, Inc. | 2,083 | $26.1K | 0.00% | +55+2.7% | Added |
| Belpointe Asset Management LLC | 1,300 | $16.3K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 1,000 | $12.5K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 611 | $7.00K | 0.00% | −478−43.9% | Reduced |
| Farther Finance Advisors, LLC | 500 | $6.26K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 200 | $2.50K | 0.00% | +200 | New |
| Advisory Services Network, LLC | 175 | $2.19K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 115 | $1.44K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −49,712−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −45,950−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −26,756−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −21,528−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −15,200−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −12,167−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −11,255−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −10,864−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,332−100.0% | Sold out |
| MinichMacGregor Wealth Management, LLC | 0 | $0 | 0.00% | −1,258−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Capital Financial Services, LLC | – | – | – | – | Not filed |