WhiteHorse Finance, Inc.
WHF- Exchange
- Nasdaq
- SEC CIK
- 0001552198
No open-market purchases or sales by WhiteHorse Finance, Inc. insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $22.4M in total; no superinvestor holds it.
Other share classesWHFCL
13F holders, Q1 2023
Institutional positions in WhiteHorse Finance, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- −6 vs. Q4 2022
- Shares held
- 2.80M
- −123.5K (−4.2%) vs. Q4 2022
- Total value
- $35.1M
- −$3.00M (−7.9%) vs. Q4 2022
- New holders
- 6
- 27 more added
- Sold out
- 12
- 9 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WHF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 50 | $22.4M |
| Q1 2026 | 49 | $25.1M |
| Q4 2025 | 58 | $25.3M |
| Q3 2025 | 49 | $22.7M |
| Q2 2025 | 50 | $28.5M |
| Q1 2025 | 51 | $33.1M |
| Q4 2024 | 61 | $34.2M |
| Q3 2024 | 54 | $37.5M |
| Q2 2024 | 62 | $44.5M |
| Q1 2024 | 55 | $36.9M |
| Q4 2023 | 57 | $37.5M |
| Q3 2023 | 53 | $37.1M |
| Q2 2023 | 52 | $36.8M |
| Q1 2023 | 56 | $35.1M |
| Q4 2022 | 63 | $38.4M |
| Q3 2022 | 48 | $32.0M |
| Q2 2022 | 45 | $37.2M |
| Q1 2022 | 40 | $38.0M |
| Q4 2021 | 48 | $47.6M |
| Q3 2021 | 47 | $36.3M |
| Q2 2021 | 48 | $38.4M |
| Q1 2021 | 51 | $43.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding WhiteHorse Finance, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Delta Asset Management LLC | 115 | $1.44K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 175 | $2.19K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 200 | $2.50K | 0.00% | +200 | New |
| Farther Finance Advisors, LLC | 500 | $6.26K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 611 | $7.00K | 0.00% | −478−43.9% | Reduced |
| ICA Group Wealth Management, LLC | 1,000 | $12.5K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,300 | $16.3K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,083 | $26.1K | 0.00% | +55+2.7% | Added |
| JPMorgan Chase & Co | 2,343 | $29.0K | 0.00% | +781+50.0% | Added |
| Ancora Advisors, LLC | 3,000 | $37.6K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,276 | $41.0K | 0.00% | −10.0% | Reduced |
| CWM, LLC | 3,500 | $44.0K | 0.00% | +3,500 | New |
| Royal Bank of Canada | 6,430 | $80.0K | 0.00% | +212+3.4% | Added |
| Tower Research Capital LLC (TRC) | 6,683 | $84.0K | 0.00% | +5,172+342.3% | Added |
| Lazard Asset Management LLC | 6,758 | $84.0K | 0.00% | +6,758 | New |
| Ahrens Investment Partners LLC | 6,825 | $85.4K | 0.04% | +6,825 | New |
| LSV Asset Management | 9,900 | $124.0K | 0.00% | +9,900 | New |
| Davenport & Co LLC | 10,973 | $137.4K | 0.00% | −1,000−8.4% | Reduced |
| Baker Tilly Wealth Management, LLC | 11,000 | $137.7K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 10,993 | $142.3K | 0.00% | +133+1.2% | Added |
| Powell Investment Advisors, LLC | 11,060 | $143.2K | 0.08% | 00.0% | Unchanged |
| Silver Oak Securities, Inc | 12,000 | $153.0K | 0.03% | +1,071+9.8% | Added |
| Great West Life Assurance Co | 15,629 | $195.0K | 0.00% | −3,893−19.9% | Reduced |
| Commonwealth Equity Services, LLC | 16,203 | $202.0K | 0.00% | +214+1.3% | Added |
| Natixis | 17,182 | $215.5K | 0.00% | +14+0.1% | Added |
| Avantax Advisory Services, Inc. | 17,344 | $217.2K | 0.00% | +70.0% | Added |
| Ronald Blue Trust, Inc. | 17,006 | $222.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 20,000 | $250.0K | 0.01% | +2,000+11.1% | Added |
| Putnam Investments LLC | 21,380 | $267.7K | 0.00% | +21,380 | New |
| Cambridge Investment Research Advisors, Inc. | 22,735 | $285.0K | 0.00% | +407+1.8% | Added |
| IFP Advisors, Inc | 20,411 | $292.9K | 0.01% | +15,829+345.5% | Added |
| Quadrature Capital Ltd | 23,811 | $298.4K | 0.01% | +9,808+70.0% | Added |
| Dimension Capital Management LLC | 31,812 | $398.3K | 0.09% | 00.0% | Unchanged |
| Bank of America Corp | 32,650 | $408.8K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 32,755 | $423.8K | 0.18% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 35,754 | $447.6K | 0.25% | +4,616+14.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 35,758 | $447.7K | 0.00% | +20,895+140.6% | Added |
| Advisor Group Holdings, Inc. | 42,062 | $526.6K | 0.00% | +1,802+4.5% | Added |
| Morgan Stanley | 42,086 | $526.9K | 0.00% | +17,011+67.8% | Added |
| Citadel Advisors LLC | 42,726 | $534.9K | 0.00% | −5,091−10.6% | Reduced |
| Advisory Research Inc | 43,889 | $549.5K | 0.09% | +6,738+18.1% | Added |
| Mackenzie Financial Corp | 49,295 | $617.2K | 0.00% | +14,182+40.4% | Added |
| LPL Financial LLC | 49,321 | $617.5K | 0.00% | +29,918+154.2% | Added |
| Toroso Investments, LLC | 56,914 | $713.0K | 0.02% | +6,531+13.0% | Added |
| Atria Wealth Solutions, Inc. | 58,671 | $759.5K | 0.01% | +28,925+97.2% | Added |
| Two Sigma Investments, LP | 69,890 | $875.0K | 0.00% | +161+0.2% | Added |
| Two Sigma Advisers, LP | 80,679 | $1.01M | 0.00% | −28,400−26.0% | Reduced |
| Gables Capital Management Inc. | 88,706 | $1.11M | 0.78% | 00.0% | Unchanged |
| Millennium Management LLC | 88,795 | $1.11M | 0.00% | −76,615−46.3% | Reduced |
| BlackRock Inc. | 90,369 | $1.13M | 0.00% | −35,095−28.0% | Reduced |
| Raymond James & Associates | 111,570 | $1.40M | 0.00% | +2,906+2.7% | Added |
| Basso Capital Management, L.P. | 122,138 | $1.53M | 1.48% | 00.0% | Unchanged |
| Legal & General Group Plc | 157,907 | $1.98M | 0.00% | +4,088+2.7% | Added |
| UBS Group AG | 198,489 | $2.49M | 0.00% | −48,576−19.7% | Reduced |
| Advisors Asset Management, Inc. | 295,284 | $3.70M | 0.08% | +10,511+3.7% | Added |
| Sound Income Strategies, LLC | 638,424 | $7.99M | 0.87% | +40,857+6.8% | Added |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −49,712−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −45,950−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −26,756−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −21,528−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −15,200−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −12,167−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −11,255−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −10,864−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,332−100.0% | Sold out |
| MinichMacGregor Wealth Management, LLC | 0 | $0 | 0.00% | −1,258−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Capital Financial Services, LLC | – | – | – | – | Not filed |