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WhiteHorse Finance, Inc.

WHF
Exchange
Nasdaq
SEC CIK
0001552198

No open-market purchases or sales by WhiteHorse Finance, Inc. insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $22.4M in total; no superinvestor holds it.

Other share classesWHFCL

13F holders, Q3 2021

Institutional positions in WhiteHorse Finance, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
47
−1 vs. Q2 2021
Shares held
2.39M
−190.0K (−7.4%) vs. Q2 2021
Total value
$36.3M
−$2.06M (−5.4%) vs. Q2 2021
New holders
8
16 more added
Sold out
9
13 more reduced

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting WHF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 47 institutions
Q1 2021: 51 institutionsQ2 2021: 48 institutionsQ3 2021: 47 institutionsQ4 2021: 48 institutionsQ1 2022: 40 institutionsQ2 2022: 45 institutionsQ3 2022: 48 institutionsQ4 2022: 63 institutionsQ1 2023: 56 institutionsQ2 2023: 52 institutionsQ3 2023: 53 institutionsQ4 2023: 57 institutionsQ1 2024: 55 institutionsQ2 2024: 62 institutionsQ3 2024: 54 institutionsQ4 2024: 61 institutionsQ1 2025: 51 institutionsQ2 2025: 50 institutionsQ3 2025: 49 institutionsQ4 2025: 58 institutionsQ1 2026: 49 institutionsQ2 2026: 50 institutions
Value heldQ3 2021: $36.3M
Q1 2021: $43.8MQ2 2021: $38.4MQ3 2021: $36.3MQ4 2021: $47.6MQ1 2022: $38.0MQ2 2022: $37.2MQ3 2022: $32.0MQ4 2022: $38.4MQ1 2023: $35.1MQ2 2023: $36.8MQ3 2023: $37.1MQ4 2023: $37.5MQ1 2024: $36.9MQ2 2024: $44.5MQ3 2024: $37.5MQ4 2024: $34.2MQ1 2025: $33.1MQ2 2025: $28.5MQ3 2025: $22.7MQ4 2025: $25.3MQ1 2026: $25.1MQ2 2026: $22.4M
Institutions holding WHF and their total value by quarter
QuarterHoldersValue
Q2 202650$22.4M
Q1 202649$25.1M
Q4 202558$25.3M
Q3 202549$22.7M
Q2 202550$28.5M
Q1 202551$33.1M
Q4 202461$34.2M
Q3 202454$37.5M
Q2 202462$44.5M
Q1 202455$36.9M
Q4 202357$37.5M
Q3 202353$37.1M
Q2 202352$36.8M
Q1 202356$35.1M
Q4 202263$38.4M
Q3 202248$32.0M
Q2 202245$37.2M
Q1 202240$38.0M
Q4 202148$47.6M
Q3 202147$36.3M
Q2 202148$38.4M
Q1 202151$43.8M

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding WhiteHorse Finance, Inc.; share changes are against Q2 2021.

Institutions holding WHF in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
UBS Group AG327,036$4.98M0.00%−20,018−5.8%Reduced
Ares Management LLC295,153$4.49M0.15%−145,611−33.0%Reduced
Advisors Asset Management, Inc.266,700$4.06M0.06%+33,498+14.4%Added
Sound Income Strategies, LLC183,190$2.79M0.36%+19,358+11.8%Added
Legal & General Group Plc126,283$1.92M0.00%−5,164−3.9%Reduced
BlackRock Inc.111,736$1.70M0.00%+18,328+19.6%Added
Gables Capital Management Inc.93,656$1.43M0.93%−1,000−1.1%Reduced
Two Sigma Advisers, LP84,568$1.29M0.00%−39,000−31.6%Reduced
Two Sigma Investments, LP84,149$1.28M0.00%−39,775−32.1%Reduced
Mackenzie Financial Corp76,905$1.17M0.00%+10,763+16.3%Added
Raymond James & Associates67,904$1.03M0.00%+17,688+35.2%Added
Sumitomo Mitsui Trust Holdings, Inc.56,063$853.0K0.00%00.0%Unchanged
Muzinich & Co., Inc.56,063$852.0K0.57%00.0%Unchanged
Commonwealth Equity Services, LLC47,217$718.0K0.00%+32,011+210.5%Added
Advisory Research Inc46,503$708.0K0.05%+125+0.3%Added
Virtus ETF Advisers LLC44,439$676.0K0.30%−2,035−4.4%Reduced
Advisor Group Holdings, Inc.40,925$623.0K0.00%−9,211−18.4%Reduced
Dimension Capital Management LLC34,479$525.0K0.11%00.0%Unchanged
Bank of America Corp32,650$497.0K0.00%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.26,113$397.0K0.00%+1,794+7.4%Added
Acadian Asset Management LLC24,322$369.0K0.00%−9,999−29.1%Reduced
Bard Associates Inc23,451$357.0K0.12%00.0%Unchanged
Capital Financial Services, LLC23,175$353.0K0.43%+1,000+4.5%Added
Toroso Investments, LLC21,460$327.0K0.01%+21,460New
Citadel Advisors LLC20,797$316.0K0.00%+3,076+17.4%Added
National Asset Management, Inc.18,472$282.0K0.01%−2,339−11.2%Reduced
Morgan Stanley17,478$266.0K0.00%+617+3.7%Added
AXA S.A.17,100$260.0K0.00%00.0%Unchanged
Thrivent Financial for Lutherans17,006$253.0K0.00%00.0%Unchanged
Cetera Advisors LLC16,125$245.0K0.00%+805+5.3%Added
Avantax Advisory Services, Inc.14,075$213.0K0.00%+14,075New
Davenport & Co LLC11,800$180.0K0.00%+11,800New
Baker Tilly Wealth Management, LLC11,000$167.0K0.02%00.0%Unchanged
Powell Investment Advisors, LLC10,400$162.0K0.10%00.0%Unchanged
Royal Bank of Canada8,859$135.0K0.00%−9,759−52.4%Reduced
Great West Life Assurance Co5,307$81.0K0.00%+328+6.6%Added
Capital Analysts, LLC4,374$67.0K0.00%+4,374New
IFP Advisors, Inc4,226$64.0K0.00%00.0%Unchanged
Arkadios Wealth Advisors3,788$57.0K0.01%+31+0.8%Added
Wells Fargo & Company2,706$42.0K0.00%−299−10.0%Reduced
Wolverine Asset Management LLC1,917$29.0K0.00%−855−30.8%Reduced
Harbour Investments, Inc.1,775$27.0K0.00%+41+2.4%Added
American Portfolios Advisors1,445$22.0K0.00%+1,300+896.6%Added
Koshinski Asset Management, Inc.1,400$21.3K0.00%+1,400New
Cahill Financial Advisors Inc583$9.00K0.00%+583New
Larson Financial Group LLC252$4.00K0.00%+252New
PSI Advisors, LLC250$4.00K0.00%+250New
Quadrature Capital Ltd0$00.00%−26,091−100.0%Sold out
Marshall Wace, LLP0$00.00%−21,132−100.0%Sold out
Eagle Global Advisors LLC0$00.00%−21,033−100.0%Sold out
Stifel Financial Corp0$00.00%−15,000−100.0%Sold out
Truist Financial Corp0$00.00%−14,156−100.0%Sold out
Citigroup Inc0$00.00%−1,300−100.0%Sold out
Tower Research Capital LLC (TRC)0$00.00%−877−100.0%Sold out
Gradient Investments LLC0$00.00%−348−100.0%Sold out
FMR LLC0$00.00%−1−100.0%Sold out