Skip to main content

WhiteHorse Finance, Inc.

WHF
Exchange
Nasdaq
SEC CIK
0001552198

No open-market purchases or sales by WhiteHorse Finance, Inc. insiders were filed in the last 90 days; 50 institutions reported holding it in 13F filings for Q2 2026, worth $22.4M in total; no superinvestor holds it.

Other share classesWHFCL

13F holders, Q1 2022

Institutional positions in WhiteHorse Finance, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
40
−7 vs. Q4 2021
Shares held
2.52M
−555.1K (−18.1%) vs. Q4 2021
Total value
$38.0M
−$9.65M (−20.3%) vs. Q4 2021
New holders
2
15 more added
Sold out
9
8 more reduced

1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting WHF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2022: 40 institutions
Q1 2021: 51 institutionsQ2 2021: 48 institutionsQ3 2021: 47 institutionsQ4 2021: 48 institutionsQ1 2022: 40 institutionsQ2 2022: 45 institutionsQ3 2022: 48 institutionsQ4 2022: 63 institutionsQ1 2023: 56 institutionsQ2 2023: 52 institutionsQ3 2023: 53 institutionsQ4 2023: 57 institutionsQ1 2024: 55 institutionsQ2 2024: 62 institutionsQ3 2024: 54 institutionsQ4 2024: 61 institutionsQ1 2025: 51 institutionsQ2 2025: 50 institutionsQ3 2025: 49 institutionsQ4 2025: 58 institutionsQ1 2026: 49 institutionsQ2 2026: 50 institutions
Value heldQ1 2022: $38.0M
Q1 2021: $43.8MQ2 2021: $38.4MQ3 2021: $36.3MQ4 2021: $47.6MQ1 2022: $38.0MQ2 2022: $37.2MQ3 2022: $32.0MQ4 2022: $38.4MQ1 2023: $35.1MQ2 2023: $36.8MQ3 2023: $37.1MQ4 2023: $37.5MQ1 2024: $36.9MQ2 2024: $44.5MQ3 2024: $37.5MQ4 2024: $34.2MQ1 2025: $33.1MQ2 2025: $28.5MQ3 2025: $22.7MQ4 2025: $25.3MQ1 2026: $25.1MQ2 2026: $22.4M
Institutions holding WHF and their total value by quarter
QuarterHoldersValue
Q2 202650$22.4M
Q1 202649$25.1M
Q4 202558$25.3M
Q3 202549$22.7M
Q2 202550$28.5M
Q1 202551$33.1M
Q4 202461$34.2M
Q3 202454$37.5M
Q2 202462$44.5M
Q1 202455$36.9M
Q4 202357$37.5M
Q3 202353$37.1M
Q2 202352$36.8M
Q1 202356$35.1M
Q4 202263$38.4M
Q3 202248$32.0M
Q2 202245$37.2M
Q1 202240$38.0M
Q4 202148$47.6M
Q3 202147$36.3M
Q2 202148$38.4M
Q1 202151$43.8M

Institutions, Q1 2022

Shares, value and share of portfolio for each institution holding WhiteHorse Finance, Inc.; share changes are against Q4 2021.

Institutions holding WHF in Q1 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Invesco Ltd.687,453$10.4M0.00%00.0%Unchanged
Sound Income Strategies, LLC308,664$4.66M0.54%+67,212+27.8%Added
UBS Group AG252,948$3.81M0.00%−25,842−9.3%Reduced
Two Sigma Advisers, LP136,179$2.05M0.01%−5,700−4.0%Reduced
Legal & General Group Plc124,399$1.87M0.00%+2,778+2.3%Added
Two Sigma Investments, LP117,608$1.77M0.01%+13,493+13.0%Added
BlackRock Inc.105,682$1.59M0.00%−8,547−7.5%Reduced
Raymond James & Associates103,865$1.57M0.00%+12,738+14.0%Added
Gables Capital Management Inc.93,656$1.41M0.89%00.0%Unchanged
Mackenzie Financial Corp77,144$1.16M0.00%+53+0.1%Added
Toroso Investments, LLC44,785$675.0K0.02%+13,062+41.2%Added
Virtus ETF Advisers LLC44,557$672.0K0.30%+4,160+10.3%Added
Advisory Research Inc40,306$608.0K0.05%00.0%Unchanged
Bank of America Corp32,687$493.0K0.00%+37+0.1%Added
Dimension Capital Management LLC31,812$480.0K0.09%−2,667−7.7%Reduced
Bard Associates Inc31,540$476.0K0.17%00.0%Unchanged
Advisor Group Holdings, Inc.28,561$431.0K0.00%−298−1.0%Reduced
Cambridge Investment Research Advisors, Inc.26,479$399.0K0.00%+641+2.5%Added
Capital Financial Services, LLC23,175$349.0K0.41%00.0%Unchanged
Morgan Stanley18,791$283.0K0.00%+986+5.5%Added
National Asset Management, Inc.18,366$277.0K0.01%+651+3.7%Added
Thrivent Financial for Lutherans17,006$264.0K0.00%00.0%Unchanged
Raymond James Financial Services Advisors, Inc.15,842$239.0K0.00%−764−4.6%Reduced
Avantax Advisory Services, Inc.15,746$238.0K0.00%+50.0%Added
Commonwealth Equity Services, LLC15,517$234.0K0.00%−467−2.9%Reduced
Davenport & Co LLC11,800$178.0K0.00%00.0%Unchanged
Powell Investment Advisors, LLC11,060$171.0K0.10%00.0%Unchanged
Baker Tilly Wealth Management, LLC11,000$166.0K0.02%00.0%Unchanged
Royal Bank of Canada10,885$164.0K0.00%+998+10.1%Added
AE Wealth Management LLC10,483$158.0K0.00%+10,483New
Benjamin F. Edwards & Company, Inc.10,000$151.0K0.01%00.0%Unchanged
Eidelman Virant Capital10,000$150.0K0.08%00.0%Unchanged
IFP Advisors, Inc8,364$120.0K0.00%+4,138+97.9%Added
Great West Life Assurance Co6,167$99.0K0.00%+937+17.9%Added
Ahrens Investment Partners LLC5,825$88.0K0.03%00.0%Unchanged
Wells Fargo & Company3,706$56.0K0.00%00.0%Unchanged
Fortitude Advisory Group L.L.C.2,830$43.0K0.02%−4,338−60.5%Reduced
Koshinski Asset Management, Inc.1,400$21.1K0.00%00.0%Unchanged
PSI Advisors, LLC250$4.00K0.00%00.0%Unchanged
Simplex Trading, LLC273$4.00K0.00%+273New
Ares Management LLC0$00.00%−292,735−100.0%Sold out
Advisors Asset Management, Inc.0$00.00%−275,462−100.0%Sold out
Citadel Advisors LLC0$00.00%−25,482−100.0%Sold out
Marshall Wace, LLP0$00.00%−22,047−100.0%Sold out
Virtu Financial LLC0$00.00%−16,014−100.0%Sold out
Capital Analysts, LLC0$00.00%−4,492−100.0%Sold out
Cornerstone Advisory, LLC0$00.00%−1,976−100.0%Sold out
Aquatic Capital Management LLC0$00.00%−800−100.0%Sold out
Outfitter Financial LLC0$00.00%−150−100.0%Sold out
Harbour Investments, Inc.––––Not filed