Transphorm, Inc.
TGANDelisted Jun 20, 2024- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001715768
Transphorm, Inc. was delisted on Jun 20, 2024; its insiders filed their last Form 4 on Jun 20, 2024; 57 institutions reported holding it in 13F filings for Q1 2024, worth $202.8M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Transphorm, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −4 vs. Q4 2022
- Shares held
- 36.8M
- +432.8K (+1.2%) vs. Q4 2022
- Total value
- $146.7M
- −$51.0M (−25.8%) vs. Q4 2022
- New holders
- 3
- 19 more added
- Sold out
- 7
- 5 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TGAN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 57 | $202.8M |
| Q4 2023 | 41 | $150.3M |
| Q3 2023 | 39 | $90.5M |
| Q2 2023 | 41 | $130.0M |
| Q1 2023 | 39 | $146.7M |
| Q4 2022 | 43 | $197.7M |
| Q3 2022 | 38 | $182.8M |
| Q2 2022 | 40 | $137.6M |
| Q1 2022 | 21 | $205.3M |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Transphorm, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 100 | $399 | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 179 | $714 | 0.00% | +179 | New |
| FMR LLC | 792 | $3.16K | 0.00% | +346+77.6% | Added |
| Royal Bank of Canada | 1,451 | $6.00K | 0.00% | −2,092−59.0% | Reduced |
| Ameritas Investment Partners, Inc. | 1,608 | $6.42K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 3,115 | $12.0K | 0.00% | −476−13.3% | Reduced |
| Tower Research Capital LLC (TRC) | 3,086 | $12.0K | 0.00% | +1,319+74.6% | Added |
| Legal & General Group Plc | 3,003 | $12.1K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,396 | $17.5K | 0.00% | +4,396 | New |
| New York State Common Retirement Fund | 6,400 | $25.5K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 8,459 | $33.8K | 0.00% | −624−6.9% | Reduced |
| Invesco Ltd. | 10,716 | $42.8K | 0.00% | +395+3.8% | Added |
| Voya Investment Management LLC | 10,905 | $43.5K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 10,981 | $43.8K | 0.00% | +218+2.0% | Added |
| Barclays PLC | 11,643 | $46.5K | 0.00% | +5,534+90.6% | Added |
| Deutsche Bank AG | 14,581 | $58.2K | 0.00% | +5,074+53.4% | Added |
| Bank of America Corp | 15,136 | $60.4K | 0.00% | −5,004−24.8% | Reduced |
| Morgan Stanley | 16,330 | $65.2K | 0.00% | +5,671+53.2% | Added |
| UBS Group AG | 19,538 | $78.0K | 0.00% | +15,356+367.2% | Added |
| Stratos Wealth Partners, LTD. | 25,640 | $102.3K | 0.00% | +640+2.6% | Added |
| Rhumbline Advisers | 27,010 | $108.0K | 0.00% | +915+3.5% | Added |
| Nuveen Asset Management, LLC | 30,360 | $121.0K | 0.00% | 00.0% | Unchanged |
| Black Maple Capital Management LP | 43,161 | $172.2K | 0.22% | +4,761+12.4% | Added |
| Charles Schwab Investment Management Inc | 61,807 | $246.6K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 71,432 | $285.0K | 0.00% | +139+0.2% | Added |
| Goldman Sachs Group Inc | 74,835 | $298.6K | 0.00% | +74,835 | New |
| Northern Trust Corp | 188,997 | $754.1K | 0.00% | +5,790+3.2% | Added |
| State Street Corp | 242,797 | $968.8K | 0.00% | 00.0% | Unchanged |
| Jacob Asset Management of New York LLC | 253,084 | $1.01M | 1.18% | +4,000+1.6% | Added |
| JPMorgan Chase & Co | 253,839 | $1.01M | 0.00% | +240,961+1,871.1% | Added |
| Geode Capital Management, LLC | 393,625 | $1.57M | 0.00% | +3,071+0.8% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 639,820 | $2.55M | 0.05% | −34,171−5.1% | Reduced |
| Polar Asset Management Partners Inc. | 709,700 | $2.83M | 0.05% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 884,802 | $3.53M | 1.73% | 00.0% | Unchanged |
| BlackRock Inc. | 1,178,222 | $4.70M | 0.00% | +8,162+0.7% | Added |
| Vanguard Group Inc | 1,337,359 | $5.34M | 0.00% | +16,498+1.2% | Added |
| AIGH Capital Management LLC | 3,609,346 | $14.4M | 5.32% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 3,929,048 | $15.7M | 0.01% | +123,500+3.2% | Added |
| Kohlberg Kravis Roberts & Co. L.P. | 22,675,980 | $90.5M | 2.72% | 00.0% | Unchanged |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −13,191−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −11,349−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −11,272−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −10,655−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −155−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |