TFF Pharmaceuticals, Inc.
TFFPDelisted Mar 6, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001733413
TFF Pharmaceuticals, Inc. was delisted on Mar 6, 2025; its insiders filed their last Form 4 on Jul 8, 2024; 23 institutions reported holding it in 13F filings for Q3 2024, worth $1.48M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in TFF Pharmaceuticals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- −6 vs. Q2 2021
- Shares held
- 5.84M
- +170.3K (+3.0%) vs. Q2 2021
- Total value
- $45.1M
- −$9.35M (−17.2%) vs. Q2 2021
- New holders
- 10
- 17 more added
- Sold out
- 16
- 17 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TFFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 3 | $0 |
| Q4 2024 | 4 | $196 |
| Q3 2024 | 23 | $1.48M |
| Q2 2024 | 21 | $1.07M |
| Q1 2024 | 19 | $2.12M |
| Q4 2023 | 23 | $2.45M |
| Q3 2023 | 41 | $4.04M |
| Q2 2023 | 33 | $3.02M |
| Q1 2023 | 36 | $4.80M |
| Q4 2022 | 41 | $7.52M |
| Q3 2022 | 45 | $17.2M |
| Q2 2022 | 45 | $23.7M |
| Q1 2022 | 43 | $27.1M |
| Q4 2021 | 51 | $41.1M |
| Q3 2021 | 54 | $45.1M |
| Q2 2021 | 60 | $54.5M |
| Q1 2021 | 63 | $96.1M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding TFF Pharmaceuticals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Corriente Advisors, LLC | 1,019,848 | $7.87M | 15.20% | +1,019,848 | New |
| DRW Securities, LLC | 1,000,000 | $7.72M | 2.28% | 00.0% | Unchanged |
| Vanguard Group Inc | 795,038 | $6.14M | 0.00% | +23,184+3.0% | Added |
| Gagnon Securities LLC | 282,229 | $2.18M | 0.32% | −176,372−38.5% | Reduced |
| Nantahala Capital Management, LLC | 271,067 | $2.09M | 0.12% | −96,750−26.3% | Reduced |
| BlackRock Inc. | 259,270 | $2.00M | 0.00% | −2,244−0.9% | Reduced |
| Carlson Capital L P | 227,701 | $1.76M | 0.09% | +12,701+5.9% | Added |
| Susquehanna International Group, LLP | 199,092 | $1.54M | 0.00% | +103,447+108.2% | Added |
| Janney Montgomery Scott LLC | 195,656 | $1.51M | 0.01% | +36,203+22.7% | Added |
| Gsa Capital Partners LLP | 145,295 | $1.12M | 0.11% | +68,012+88.0% | Added |
| Princeton Capital Management LLC | 128,037 | $988.0K | 0.32% | +17,755+16.1% | Added |
| Geode Capital Management, LLC | 124,701 | $962.0K | 0.00% | +2,399+2.0% | Added |
| Renaissance Technologies LLC | 87,000 | $672.0K | 0.00% | −95,700−52.4% | Reduced |
| Apis Capital Advisors, LLC | 80,000 | $618.0K | 0.59% | −90,000−52.9% | Reduced |
| UBS Group AG | 79,798 | $616.0K | 0.00% | +74,670+1,456.1% | Added |
| JPMorgan Chase & Co | 77,799 | $601.0K | 0.00% | +70,306+938.3% | Added |
| Sigma Planning Corp | 75,900 | $586.0K | 0.02% | +3,950+5.5% | Added |
| Citadel Advisors LLC | 72,167 | $557.0K | 0.00% | −18,856−20.7% | Reduced |
| Bridgeway Capital Management, LLC | 54,500 | $421.0K | 0.01% | +54,500 | New |
| Millennium Management LLC | 52,390 | $404.0K | 0.00% | −60,874−53.7% | Reduced |
| Two Sigma Investments, LP | 46,390 | $358.0K | 0.00% | −47,893−50.8% | Reduced |
| State Street Corp | 43,878 | $339.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 43,014 | $332.0K | 0.00% | +14,972+53.4% | Added |
| Mesirow Financial Investment Management, Inc. | 40,005 | $309.0K | 0.91% | +12,682+46.4% | Added |
| MYDA Advisors LLC | 40,000 | $309.0K | 0.11% | +40,000 | New |
| Raymond James & Associates | 36,800 | $284.0K | 0.00% | +14,520+65.2% | Added |
| Wolverine Trading, LLC | 33,889 | $258.0K | 0.01% | +33,889 | New |
| PDT Partners, LLC | 33,309 | $257.0K | 0.02% | +21,141+173.7% | Added |
| IndexIQ Advisors LLC | 33,132 | $256.0K | 0.01% | +3,319+11.1% | Added |
| Simplex Trading, LLC | 23,835 | $240.0K | 0.01% | −400−1.7% | Reduced |
| National Asset Management, Inc. | 26,800 | $207.0K | 0.01% | +26,800 | New |
| Assenagon Asset Management S.A. | 22,515 | $174.0K | 0.00% | −18,792−45.5% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 22,066 | $170.0K | 0.10% | 00.0% | Unchanged |
| Fermata Advisors, LLC | 20,570 | $159.0K | 0.07% | +170+0.8% | Added |
| Sanders Morris Harris LLC | 20,826 | $151.0K | 0.03% | 00.0% | Unchanged |
| Gagnon Advisors, LLC | 18,565 | $143.0K | 0.06% | −157,906−89.5% | Reduced |
| Price T Rowe Associates Inc | 16,500 | $127.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 15,500 | $120.0K | 0.00% | −4,200−21.3% | Reduced |
| Charles Schwab Investment Management Inc | 11,966 | $93.0K | 0.00% | +11,966 | New |
| Marshall Wace, LLP | 11,951 | $92.0K | 0.00% | +11,951 | New |
| Meridian Wealth Advisors, LLC | 11,500 | $89.0K | 0.02% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,000 | $85.0K | 0.00% | −2,500−18.5% | Reduced |
| Baldwin Brothers Inc | 10,000 | $77.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 6,051 | $47.0K | 0.00% | −23,158−79.3% | Reduced |
| Wells Fargo & Company | 3,950 | $30.0K | 0.00% | +37+0.9% | Added |
| Caption Management, LLC | 2,238 | $17.0K | 0.00% | +2,238 | New |
| Bank of America Corp | 1,750 | $14.0K | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 1,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,278 | $9.00K | 0.00% | −1,200−48.4% | Reduced |
| Advisor Group Holdings, Inc. | 1,000 | $8.00K | 0.00% | −720−41.9% | Reduced |
| Citigroup Inc | 913 | $7.00K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 725 | $5.60K | 0.00% | +725 | New |
| Massmutual Trust Co FSB | 628 | $5.00K | 0.00% | −50−7.4% | Reduced |
| Royal Bank of Canada | 500 | $4.00K | 0.00% | +500 | New |
| Granite Point Capital Management, L.P. | 0 | $0 | 0.00% | −210,000−100.0% | Sold out |
| Iridian Asset Management LLC | 0 | $0 | 0.00% | −157,981−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| P.A.W. Capital Corp | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −37,350−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −26,717−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −25,300−100.0% | Sold out |
| Precept Management LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −14,850−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −14,105−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −12,226−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −11,901−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −8,273−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −5,276−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −28−100.0% | Sold out |