TFF Pharmaceuticals, Inc.
TFFPDelisted Mar 6, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001733413
TFF Pharmaceuticals, Inc. was delisted on Mar 6, 2025; its insiders filed their last Form 4 on Jul 8, 2024; 23 institutions reported holding it in 13F filings for Q3 2024, worth $1.48M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in TFF Pharmaceuticals, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- −3 vs. Q3 2022
- Shares held
- 7.23M
- +4.00M (+123.7%) vs. Q3 2022
- Total value
- $7.52M
- −$5.59M (−42.6%) vs. Q3 2022
- New holders
- 10
- 8 more added
- Sold out
- 13
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TFFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 3 | $0 |
| Q4 2024 | 4 | $196 |
| Q3 2024 | 23 | $1.48M |
| Q2 2024 | 21 | $1.07M |
| Q1 2024 | 19 | $2.12M |
| Q4 2023 | 23 | $2.45M |
| Q3 2023 | 41 | $4.04M |
| Q2 2023 | 33 | $3.02M |
| Q1 2023 | 36 | $4.80M |
| Q4 2022 | 41 | $7.52M |
| Q3 2022 | 45 | $17.2M |
| Q2 2022 | 45 | $23.7M |
| Q1 2022 | 43 | $27.1M |
| Q4 2021 | 51 | $41.1M |
| Q3 2021 | 54 | $45.1M |
| Q2 2021 | 60 | $54.5M |
| Q1 2021 | 63 | $96.1M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding TFF Pharmaceuticals, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AIGH Capital Management LLC | 1,739,130 | $1.83M | 0.60% | +1,739,130 | New |
| Carlson Capital L P | 1,242,000 | $1.30M | 0.10% | +967,000+351.6% | Added |
| DRW Securities, LLC | 1,000,000 | $1.05M | 0.21% | +1,000,000 | New |
| Vanguard Group Inc | 859,449 | $902.4K | 0.00% | −8,982−1.0% | Reduced |
| Worth Venture Partners, LLC | 427,824 | $449.2K | 0.27% | +427,824 | New |
| Sepio Capital, LP | 330,600 | $347.1K | 0.03% | +15,540+4.9% | Added |
| BlackRock Inc. | 259,790 | $272.8K | 0.00% | +654+0.3% | Added |
| Millennium Management LLC | 190,047 | $200.0K | 0.00% | +190,047 | New |
| Geode Capital Management, LLC | 187,878 | $197.0K | 0.00% | −456−0.2% | Reduced |
| UBS Group AG | 114,071 | $119.8K | 0.00% | +16,462+16.9% | Added |
| Princeton Capital Management LLC | 101,449 | $106.5K | 0.05% | −35,125−25.7% | Reduced |
| Sigma Planning Corp | 100,891 | $105.9K | 0.00% | +24,000+31.2% | Added |
| Renaissance Technologies LLC | 72,155 | $76.0K | 0.00% | +72,155 | New |
| State Street Corp | 69,929 | $73.4K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 58,700 | $61.6K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 56,954 | $59.8K | 0.00% | +56,954 | New |
| Westside Investment Management, Inc. | 50,725 | $53.0K | 0.00% | −1,250−2.4% | Reduced |
| Citadel Advisors LLC | 46,052 | $48.4K | 0.00% | −8,213−15.1% | Reduced |
| Northern Trust Corp | 39,108 | $41.1K | 0.00% | 00.0% | Unchanged |
| Fermata Advisors, LLC | 28,547 | $30.0K | 0.01% | +743+2.7% | Added |
| Susquehanna International Group, LLP | 24,150 | $25.4K | 0.00% | −42,361−63.7% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 22,066 | $23.0K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 19,700 | $20.7K | 0.00% | −4,500−18.6% | Reduced |
| Price T Rowe Associates Inc | 16,700 | $18.0K | 0.00% | −6,000−26.4% | Reduced |
| Virtu Financial LLC | 12,532 | $13.0K | 0.00% | −8,244−39.7% | Reduced |
| CI Private Wealth, LLC | 12,000 | $12.6K | 0.00% | +12,000 | New |
| StoneX Group Inc. | 11,382 | $12.0K | 0.00% | +11,382 | New |
| Quantum Private Wealth, LLC | 11,082 | $11.6K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,761 | $11.3K | 0.00% | +10,761 | New |
| Baldwin Brothers Inc | 10,000 | $10.5K | 0.00% | 00.0% | Unchanged |
| Thompson Davis & Co., Inc. | 10,000 | $10.5K | 0.01% | +10,000 | New |
| Morgan Stanley | 8,056 | $8.46K | 0.00% | +6,033+298.2% | Added |
| Newbridge Financial Services Group, Inc. | 5,000 | $5.25K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,718 | $5.00K | 0.00% | +300+6.8% | Added |
| Bank of America Corp | 3,462 | $3.64K | 0.00% | −145−4.0% | Reduced |
| Parallel Advisors, LLC | 2,963 | $3.11K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,672 | $2.81K | 0.00% | −26,422−90.8% | Reduced |
| HM Payson & Co | 1,500 | $1.57K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Gagnon Securities LLC | 62,264 | – | – | −222,566−78.1% | Reduced |
| Raymond James & Associates | 0 | $0 | 0.00% | −47,450−100.0% | Sold out |
| Mesirow Financial Investment Management, Inc. | 0 | $0 | 0.00% | −40,013−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −27,800−100.0% | Sold out |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −20,826−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −19,663−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −11,966−100.0% | Sold out |
| Meridian Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,500−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −8,273−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,213−100.0% | Sold out |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −3,200−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −614−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| DRW Securities, L.L.C. | – | – | – | – | Not filed |