TFF Pharmaceuticals, Inc.
TFFPDelisted Mar 6, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001733413
TFF Pharmaceuticals, Inc. was delisted on Mar 6, 2025; its insiders filed their last Form 4 on Jul 8, 2024; 23 institutions reported holding it in 13F filings for Q3 2024, worth $1.48M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in TFF Pharmaceuticals, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +1 vs. Q2 2022
- Shares held
- 4.23M
- +1.04M (+32.7%) vs. Q2 2022
- Total value
- $17.2M
- −$837.0K (−4.6%) vs. Q2 2022
- New holders
- 6
- 15 more added
- Sold out
- 5
- 10 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TFFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 3 | $0 |
| Q4 2024 | 4 | $196 |
| Q3 2024 | 23 | $1.48M |
| Q2 2024 | 21 | $1.07M |
| Q1 2024 | 19 | $2.12M |
| Q4 2023 | 23 | $2.45M |
| Q3 2023 | 41 | $4.04M |
| Q2 2023 | 33 | $3.02M |
| Q1 2023 | 36 | $4.80M |
| Q4 2022 | 41 | $7.52M |
| Q3 2022 | 45 | $17.2M |
| Q2 2022 | 45 | $23.7M |
| Q1 2022 | 43 | $27.1M |
| Q4 2021 | 51 | $41.1M |
| Q3 2021 | 54 | $45.1M |
| Q2 2021 | 60 | $54.5M |
| Q1 2021 | 63 | $96.1M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding TFF Pharmaceuticals, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DRW Securities, L.L.C. | 1,000,000 | $4.06M | 1.27% | +1,000,000 | New |
| Vanguard Group Inc | 868,431 | $3.53M | 0.00% | 00.0% | Unchanged |
| Sepio Capital, LP | 315,060 | $1.28M | 0.13% | +217,360+222.5% | Added |
| Gagnon Securities LLC | 284,830 | $1.16M | 0.25% | +469+0.2% | Added |
| Carlson Capital L P | 275,000 | $1.12M | 0.08% | −25,000−8.3% | Reduced |
| BlackRock Inc. | 259,136 | $1.05M | 0.00% | −1,854−0.7% | Reduced |
| Geode Capital Management, LLC | 188,334 | $764.0K | 0.00% | +3,012+1.6% | Added |
| Princeton Capital Management LLC | 136,574 | $554.0K | 0.24% | +3,138+2.4% | Added |
| UBS Group AG | 97,609 | $396.0K | 0.00% | +5,432+5.9% | Added |
| Sigma Planning Corp | 76,891 | $312.0K | 0.01% | +300+0.4% | Added |
| State Street Corp | 69,929 | $284.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 66,511 | $270.0K | 0.00% | +16,763+33.7% | Added |
| Bridgeway Capital Management, LLC | 58,700 | $238.0K | 0.01% | −20,800−26.2% | Reduced |
| Citadel Advisors LLC | 54,265 | $221.0K | 0.00% | −5,947−9.9% | Reduced |
| Westside Investment Management, Inc. | 51,975 | $211.0K | 0.00% | +325+0.6% | Added |
| Raymond James & Associates | 47,450 | $193.0K | 0.00% | +3,400+7.7% | Added |
| Mesirow Financial Investment Management, Inc. | 40,013 | $162.0K | 0.77% | 00.0% | Unchanged |
| Northern Trust Corp | 39,108 | $159.0K | 0.00% | +4,348+12.5% | Added |
| Wells Fargo & Company | 29,094 | $119.0K | 0.00% | +7,425+34.3% | Added |
| National Asset Management, Inc. | 27,800 | $113.0K | 0.00% | −4,000−12.6% | Reduced |
| Fermata Advisors, LLC | 27,804 | $113.0K | 0.04% | +205+0.7% | Added |
| Stifel Financial Corp | 24,200 | $98.0K | 0.00% | −900−3.6% | Reduced |
| Price T Rowe Associates Inc | 22,700 | $93.0K | 0.00% | 00.0% | Unchanged |
| University of Texas/Texas Am Investment Managment Co | 22,066 | $90.0K | 0.03% | 00.0% | Unchanged |
| Virtu Financial LLC | 20,776 | $84.0K | 0.01% | +20,776 | New |
| Sanders Morris Harris LLC | 20,826 | $83.0K | 0.02% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 19,663 | $80.0K | 0.00% | +3,358+20.6% | Added |
| Charles Schwab Investment Management Inc | 11,966 | $49.0K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 11,500 | $47.0K | 0.01% | 00.0% | Unchanged |
| Quantum Private Wealth, LLC | 11,082 | $44.0K | 0.03% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 10,000 | $41.0K | 0.01% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 8,273 | $34.0K | 0.00% | +8,273 | New |
| Caption Management, LLC | 5,000 | $21.0K | 0.00% | +5,000 | New |
| Newbridge Financial Services Group, Inc. | 5,000 | $20.0K | 0.01% | +1,000+25.0% | Added |
| Tower Research Capital LLC (TRC) | 4,418 | $18.0K | 0.00% | −328−6.9% | Reduced |
| Bank of America Corp | 3,607 | $15.0K | 0.00% | −4,317−54.5% | Reduced |
| Selective Wealth Management, Inc. | 3,200 | $13.0K | 0.01% | −1,800−36.0% | Reduced |
| Simplex Trading, LLC | 3,213 | $13.0K | 0.00% | +3,213 | New |
| Parallel Advisors, LLC | 2,963 | $12.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 2,023 | $8.00K | 0.00% | −4,940−70.9% | Reduced |
| HM Payson & Co | 1,500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,000 | $4.00K | 0.00% | +1,000 | New |
| Royal Bank of Canada | 614 | $2.00K | 0.00% | +114+22.8% | Added |
| Steward Partners Investment Advisory, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −93,679−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −43,133−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −37,273−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −17,051−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| DRW Securities, LLC | – | – | – | – | Not filed |