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TFF Pharmaceuticals, Inc.

TFFPDelisted Mar 6, 2025
Industry
Pharmaceutical Preparations
SEC CIK
0001733413

TFF Pharmaceuticals, Inc. was delisted on Mar 6, 2025; its insiders filed their last Form 4 on Jul 8, 2024; 23 institutions reported holding it in 13F filings for Q3 2024, worth $1.48M in total; no superinvestor held it.

13F holders, Q2 2021

Institutional positions in TFF Pharmaceuticals, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
60
−3 vs. Q1 2021
Shares held
5.67M
−1.41M (−19.9%) vs. Q1 2021
Total value
$54.5M
−$41.6M (−43.3%) vs. Q1 2021
New holders
12
21 more added
Sold out
15
19 more reduced

Compare with Q1 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting TFFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2021: 60 institutions
Q1 2021: 63 institutionsQ2 2021: 60 institutionsQ3 2021: 54 institutionsQ4 2021: 51 institutionsQ1 2022: 43 institutionsQ2 2022: 45 institutionsQ3 2022: 45 institutionsQ4 2022: 41 institutionsQ1 2023: 36 institutionsQ2 2023: 33 institutionsQ3 2023: 41 institutionsQ4 2023: 23 institutionsQ1 2024: 19 institutionsQ2 2024: 21 institutionsQ3 2024: 23 institutionsQ4 2024: 4 institutionsQ1 2025: 3 institutionsQ2 2025: 1 institutionQ3 2025: 1 institutionQ4 2025: 1 institutionQ1 2026: 1 institutionQ2 2026: 1 institution
Value heldQ2 2021: $54.5M
Q1 2021: $96.1MQ2 2021: $54.5MQ3 2021: $45.1MQ4 2021: $41.1MQ1 2022: $27.1MQ2 2022: $23.7MQ3 2022: $17.2MQ4 2022: $7.52MQ1 2023: $4.80MQ2 2023: $3.02MQ3 2023: $4.04MQ4 2023: $2.45MQ1 2024: $2.12MQ2 2024: $1.07MQ3 2024: $1.48MQ4 2024: $196Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding TFFP and their total value by quarter
QuarterHoldersValue
Q2 20261$0
Q1 20261$0
Q4 20251$0
Q3 20251$0
Q2 20251$0
Q1 20253$0
Q4 20244$196
Q3 202423$1.48M
Q2 202421$1.07M
Q1 202419$2.12M
Q4 202323$2.45M
Q3 202341$4.04M
Q2 202333$3.02M
Q1 202336$4.80M
Q4 202241$7.52M
Q3 202245$17.2M
Q2 202245$23.7M
Q1 202243$27.1M
Q4 202151$41.1M
Q3 202154$45.1M
Q2 202160$54.5M
Q1 202163$96.1M

Institutions, Q2 2021

Shares, value and share of portfolio for each institution holding TFF Pharmaceuticals, Inc.; share changes are against Q1 2021.

Institutions holding TFFP in Q2 2021
InstitutionSharesValue% of portfolioChange in sharesAction
DRW Securities, LLC1,000,000$9.61M1.29%+486,600+94.8%Added
Vanguard Group Inc771,854$7.42M0.00%+74,947+10.8%Added
Gagnon Securities LLC458,601$4.41M0.63%+80,625+21.3%Added
Nantahala Capital Management, LLC367,817$3.54M0.19%−14,736−3.9%Reduced
BlackRock Inc.261,514$2.51M0.00%−23,407−8.2%Reduced
Carlson Capital L P215,000$2.07M0.10%+45,000+26.5%Added
Granite Point Capital Management, L.P.210,000$2.02M0.60%00.0%Unchanged
Renaissance Technologies LLC182,700$1.76M0.00%+118,000+182.4%Added
Gagnon Advisors, LLC176,471$1.70M0.64%00.0%Unchanged
Apis Capital Advisors, LLC170,000$1.63M1.41%−12,500−6.8%Reduced
Janney Montgomery Scott LLC159,453$1.53M0.01%+35,045+28.2%Added
Iridian Asset Management LLC157,981$1.52M0.03%−45,874−22.5%Reduced
Geode Capital Management, LLC122,302$1.18M0.00%+15,392+14.4%Added
Millennium Management LLC113,264$1.09M0.00%−126,414−52.7%Reduced
Princeton Capital Management LLC110,282$1.06M0.33%+110,282New
Hudson Bay Capital Management LP100,000$961.0K0.01%−255,000−71.8%Reduced
Susquehanna International Group, LLP95,645$919.0K0.00%−70,058−42.3%Reduced
Two Sigma Investments, LP94,283$906.0K0.00%+94,283New
Citadel Advisors LLC91,023$875.0K0.00%−2,435−2.6%Reduced
Gsa Capital Partners LLP77,283$743.0K0.08%+77,283New
P.A.W. Capital Corp75,000$721.0K0.62%+11,305+17.7%Added
Sigma Planning Corp71,950$691.0K0.02%+4,050+6.0%Added
State Street Corp43,878$422.0K0.00%+43,878New
Assenagon Asset Management S.A.41,307$397.0K0.00%+41,307New
First Trust Advisors LP37,350$359.0K0.00%+6,364+20.5%Added
IndexIQ Advisors LLC29,813$287.0K0.01%−685−2.2%Reduced
Morgan Stanley29,209$281.0K0.00%+12,003+69.8%Added
Northern Trust Corp28,042$269.0K0.00%+6,512+30.2%Added
Mesirow Financial Investment Management, Inc.27,323$263.0K0.67%+107+0.4%Added
Ergoteles LLC26,717$257.0K0.01%+26,717New
Cubist Systematic Strategies, LLC25,300$243.0K0.00%+6,328+33.4%Added
Simplex Trading, LLC24,235$232.0K0.01%+24,235New
Raymond James & Associates22,280$214.0K0.00%+22,280New
University of Texas/Texas Am Investment Managment Co22,066$212.0K0.16%00.0%Unchanged
Sanders Morris Harris LLC20,826$198.0K0.04%−500−2.3%Reduced
Fermata Advisors, LLC20,400$196.0K0.11%+7,700+60.6%Added
Two Sigma Advisers, LP19,700$189.0K0.00%+6,300+47.0%Added
Price T Rowe Associates Inc16,500$159.0K0.00%00.0%Unchanged
Precept Management LLC15,000$144.0K0.15%−92,300−86.0%Reduced
Belvedere Trading LLC14,850$137.0K0.06%−8,540−36.5%Reduced
D. E. Shaw & Co., Inc.14,105$136.0K0.00%+14,105New
Stifel Financial Corp13,500$130.0K0.00%+500+3.8%Added
Trexquant Investment LP12,226$117.0K0.01%−1,321−9.8%Reduced
PDT Partners, LLC12,168$117.0K0.01%−41−0.3%Reduced
Occudo Quantitative Strategies LP11,901$114.0K0.02%+11,901New
Meridian Wealth Advisors, LLC11,500$111.0K0.03%00.0%Unchanged
Baldwin Brothers Inc10,000$96.0K0.01%00.0%Unchanged
Venturi Wealth Management, LLC8,273$80.0K0.01%+8,273New
JPMorgan Chase & Co7,493$72.0K0.00%+5,491+274.3%Added
Tower Research Capital LLC (TRC)5,276$50.0K0.00%+4,373+484.3%Added
UBS Group AG5,128$49.0K0.00%−807−13.6%Reduced
Wells Fargo & Company3,913$38.0K0.00%+937+31.5%Added
Cutler Group LP2,478$23.0K0.00%+1,378+125.3%Added
Bank of America Corp1,750$17.0K0.00%−1,066−37.9%Reduced
Advisor Group Holdings, Inc.1,720$17.0K0.00%−500−22.5%Reduced
HM Payson & Co1,500$14.0K0.00%00.0%Unchanged
Citigroup Inc913$9.00K0.00%−16,783−94.8%Reduced
Massmutual Trust Co FSB678$7.00K0.00%00.0%Unchanged
O'Shaughnessy Asset Management, LLC28$00.00%−12−30.0%Reduced
FMR LLC1$00.00%+1New
Corriente Advisors, LLC0$00.00%−1,565,682−100.0%Sold out
Altium Capital Management LP0$00.00%−269,691−100.0%Sold out
Marshall Wace, LLP0$00.00%−56,972−100.0%Sold out
HRT Financial LP0$00.00%−56,992−100.0%Sold out
ExodusPoint Capital Management, LP0$00.00%−50,495−100.0%Sold out
Diametric Capital, LP0$00.00%−32,868−100.0%Sold out
California Public Employees Retirement System0$00.00%−25,700−100.0%Sold out
Prelude Capital Management, LLC0$00.00%−21,567−100.0%Sold out
Goldman Sachs Group Inc0$00.00%−13,947−100.0%Sold out
Westwood Holdings Group Inc.0$00.00%−13,600−100.0%Sold out
Creative Planning0$00.00%−12,330−100.0%Sold out
LMR Partners LLP0$00.00%−10,329−100.0%Sold out
Royal Bank of Canada0$00.00%−4,855−100.0%Sold out
Maven Securities LTD0$00.00%−4,590−100.0%Sold out
Valeo Financial Advisors, LLC0$00.00%−24−100.0%Sold out