TFF Pharmaceuticals, Inc.
TFFPDelisted Mar 6, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001733413
TFF Pharmaceuticals, Inc. was delisted on Mar 6, 2025; its insiders filed their last Form 4 on Jul 8, 2024; 23 institutions reported holding it in 13F filings for Q3 2024, worth $1.48M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in TFF Pharmaceuticals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- −3 vs. Q3 2021
- Shares held
- 4.64M
- −1.20M (−20.6%) vs. Q3 2021
- Total value
- $41.1M
- −$4.00M (−8.9%) vs. Q3 2021
- New holders
- 10
- 17 more added
- Sold out
- 13
- 12 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TFFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 3 | $0 |
| Q4 2024 | 4 | $196 |
| Q3 2024 | 23 | $1.48M |
| Q2 2024 | 21 | $1.07M |
| Q1 2024 | 19 | $2.12M |
| Q4 2023 | 23 | $2.45M |
| Q3 2023 | 41 | $4.04M |
| Q2 2023 | 33 | $3.02M |
| Q1 2023 | 36 | $4.80M |
| Q4 2022 | 41 | $7.52M |
| Q3 2022 | 45 | $17.2M |
| Q2 2022 | 45 | $23.7M |
| Q1 2022 | 43 | $27.1M |
| Q4 2021 | 51 | $41.1M |
| Q3 2021 | 54 | $45.1M |
| Q2 2021 | 60 | $54.5M |
| Q1 2021 | 63 | $96.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding TFF Pharmaceuticals, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DRW Securities, LLC | 1,000,000 | $8.87M | 0.77% | 00.0% | Unchanged |
| Vanguard Group Inc | 812,170 | $7.20M | 0.00% | +17,132+2.2% | Added |
| Susquehanna International Group, LLP | 382,176 | $3.39M | 0.01% | +183,084+92.0% | Added |
| Janney Montgomery Scott LLC | 259,009 | $2.30M | 0.01% | +63,353+32.4% | Added |
| BlackRock Inc. | 257,499 | $2.28M | 0.00% | −1,771−0.7% | Reduced |
| Gagnon Securities LLC | 252,473 | $2.24M | 0.34% | −29,756−10.5% | Reduced |
| Carlson Capital L P | 218,000 | $1.93M | 0.11% | −9,701−4.3% | Reduced |
| Geode Capital Management, LLC | 175,969 | $1.56M | 0.00% | +51,268+41.1% | Added |
| Gsa Capital Partners LLP | 129,241 | $1.15M | 0.14% | −16,054−11.0% | Reduced |
| Princeton Capital Management LLC | 125,771 | $1.12M | 0.32% | −2,266−1.8% | Reduced |
| Citadel Advisors LLC | 119,635 | $1.06M | 0.00% | +47,468+65.8% | Added |
| UBS Group AG | 86,939 | $771.0K | 0.00% | +7,141+8.9% | Added |
| Bridgeway Capital Management, LLC | 79,500 | $705.0K | 0.01% | +25,000+45.9% | Added |
| Sigma Planning Corp | 76,500 | $679.0K | 0.02% | +600+0.8% | Added |
| State Street Corp | 64,678 | $574.0K | 0.00% | +20,800+47.4% | Added |
| JPMorgan Chase & Co | 64,296 | $570.0K | 0.00% | −13,503−17.4% | Reduced |
| Group One Trading, L.P. | 46,705 | $414.0K | 0.01% | +46,705 | New |
| Mesirow Financial Investment Management, Inc. | 40,005 | $355.0K | 1.02% | 00.0% | Unchanged |
| MYDA Advisors LLC | 40,000 | $355.0K | 0.11% | 00.0% | Unchanged |
| Raymond James & Associates | 36,850 | $327.0K | 0.00% | +50+0.1% | Added |
| Northern Trust Corp | 35,809 | $318.0K | 0.00% | −7,205−16.8% | Reduced |
| National Asset Management, Inc. | 31,800 | $283.0K | 0.01% | +5,000+18.7% | Added |
| IndexIQ Advisors LLC | 31,121 | $276.0K | 0.01% | −2,011−6.1% | Reduced |
| PDT Partners, LLC | 27,083 | $240.0K | 0.02% | −6,226−18.7% | Reduced |
| Simplex Trading, LLC | 26,239 | $232.0K | 0.01% | +2,404+10.1% | Added |
| Price T Rowe Associates Inc | 22,700 | $201.0K | 0.00% | +6,200+37.6% | Added |
| Fermata Advisors, LLC | 22,435 | $199.0K | 0.07% | +1,865+9.1% | Added |
| University of Texas/Texas Am Investment Managment Co | 22,066 | $196.0K | 0.09% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 20,826 | $195.0K | 0.03% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 19,775 | $175.0K | 0.00% | +19,775 | New |
| Stifel Financial Corp | 14,500 | $129.0K | 0.00% | +3,500+31.8% | Added |
| Aristides Capital LLC | 13,653 | $121.0K | 0.07% | +13,653 | New |
| Goldman Sachs Group Inc | 13,342 | $118.0K | 0.00% | +13,342 | New |
| Charles Schwab Investment Management Inc | 11,966 | $107.0K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 11,500 | $102.0K | 0.02% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 10,000 | $89.0K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,058 | $89.0K | 0.00% | +10,058 | New |
| Morgan Stanley | 4,680 | $43.0K | 0.00% | −1,371−22.7% | Reduced |
| Newbridge Financial Services Group, Inc. | 4,000 | $35.0K | 0.02% | +4,000 | New |
| Bank of America Corp | 3,424 | $30.0K | 0.00% | +1,674+95.7% | Added |
| Parallel Advisors, LLC | 2,963 | $26.0K | 0.00% | +2,963 | New |
| Caption Management, LLC | 2,238 | $20.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,600 | $14.0K | 0.03% | +1,600 | New |
| HM Payson & Co | 1,500 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,306 | $11.0K | 0.00% | +1,306 | New |
| Cutler Group LP | 1,000 | $8.00K | 0.00% | −278−21.8% | Reduced |
| Citigroup Inc | 913 | $8.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 628 | $6.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 650 | $5.00K | 0.00% | −3,300−83.5% | Reduced |
| Royal Bank of Canada | 516 | $4.00K | 0.00% | +16+3.2% | Added |
| Gemmer Asset Management LLC | 500 | $4.00K | 0.00% | +500 | New |
| Corriente Advisors, LLC | 0 | $0 | 0.00% | −1,019,848−100.0% | Sold out |
| Nantahala Capital Management, LLC | 0 | $0 | 0.00% | −271,067−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −87,000−100.0% | Sold out |
| Apis Capital Advisors, LLC | 0 | $0 | 0.00% | −80,000−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −52,390−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −46,390−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −33,889−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −22,515−100.0% | Sold out |
| Gagnon Advisors, LLC | 0 | $0 | 0.00% | −18,565−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −15,500−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −11,951−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −725−100.0% | Sold out |