TFF Pharmaceuticals, Inc.
TFFPDelisted Mar 6, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001733413
TFF Pharmaceuticals, Inc. was delisted on Mar 6, 2025; its insiders filed their last Form 4 on Jul 8, 2024; 23 institutions reported holding it in 13F filings for Q3 2024, worth $1.48M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in TFF Pharmaceuticals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- −3 vs. Q3 2021
- Shares held
- 4.64M
- −1.20M (−20.6%) vs. Q3 2021
- Total value
- $41.1M
- −$4.00M (−8.9%) vs. Q3 2021
- New holders
- 10
- 17 more added
- Sold out
- 13
- 12 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TFFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 3 | $0 |
| Q4 2024 | 4 | $196 |
| Q3 2024 | 23 | $1.48M |
| Q2 2024 | 21 | $1.07M |
| Q1 2024 | 19 | $2.12M |
| Q4 2023 | 23 | $2.45M |
| Q3 2023 | 41 | $4.04M |
| Q2 2023 | 33 | $3.02M |
| Q1 2023 | 36 | $4.80M |
| Q4 2022 | 41 | $7.52M |
| Q3 2022 | 45 | $17.2M |
| Q2 2022 | 45 | $23.7M |
| Q1 2022 | 43 | $27.1M |
| Q4 2021 | 51 | $41.1M |
| Q3 2021 | 54 | $45.1M |
| Q2 2021 | 60 | $54.5M |
| Q1 2021 | 63 | $96.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding TFF Pharmaceuticals, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 516 | $4.00K | 0.00% | +16+3.2% | Added |
| Gemmer Asset Management LLC | 500 | $4.00K | 0.00% | +500 | New |
| Wells Fargo & Company | 650 | $5.00K | 0.00% | −3,300−83.5% | Reduced |
| Massmutual Trust Co FSB | 628 | $6.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,000 | $8.00K | 0.00% | −278−21.8% | Reduced |
| Citigroup Inc | 913 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,306 | $11.0K | 0.00% | +1,306 | New |
| HM Payson & Co | 1,500 | $13.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,600 | $14.0K | 0.03% | +1,600 | New |
| Caption Management, LLC | 2,238 | $20.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,963 | $26.0K | 0.00% | +2,963 | New |
| Bank of America Corp | 3,424 | $30.0K | 0.00% | +1,674+95.7% | Added |
| Newbridge Financial Services Group, Inc. | 4,000 | $35.0K | 0.02% | +4,000 | New |
| Morgan Stanley | 4,680 | $43.0K | 0.00% | −1,371−22.7% | Reduced |
| Baldwin Brothers Inc | 10,000 | $89.0K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,058 | $89.0K | 0.00% | +10,058 | New |
| Meridian Wealth Advisors, LLC | 11,500 | $102.0K | 0.02% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 11,966 | $107.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 13,342 | $118.0K | 0.00% | +13,342 | New |
| Aristides Capital LLC | 13,653 | $121.0K | 0.07% | +13,653 | New |
| Stifel Financial Corp | 14,500 | $129.0K | 0.00% | +3,500+31.8% | Added |
| Westside Investment Management, Inc. | 19,775 | $175.0K | 0.00% | +19,775 | New |
| Sanders Morris Harris LLC | 20,826 | $195.0K | 0.03% | 00.0% | Unchanged |
| University of Texas/Texas Am Investment Managment Co | 22,066 | $196.0K | 0.09% | 00.0% | Unchanged |
| Fermata Advisors, LLC | 22,435 | $199.0K | 0.07% | +1,865+9.1% | Added |
| Price T Rowe Associates Inc | 22,700 | $201.0K | 0.00% | +6,200+37.6% | Added |
| Simplex Trading, LLC | 26,239 | $232.0K | 0.01% | +2,404+10.1% | Added |
| PDT Partners, LLC | 27,083 | $240.0K | 0.02% | −6,226−18.7% | Reduced |
| IndexIQ Advisors LLC | 31,121 | $276.0K | 0.01% | −2,011−6.1% | Reduced |
| National Asset Management, Inc. | 31,800 | $283.0K | 0.01% | +5,000+18.7% | Added |
| Northern Trust Corp | 35,809 | $318.0K | 0.00% | −7,205−16.8% | Reduced |
| Raymond James & Associates | 36,850 | $327.0K | 0.00% | +50+0.1% | Added |
| Mesirow Financial Investment Management, Inc. | 40,005 | $355.0K | 1.02% | 00.0% | Unchanged |
| MYDA Advisors LLC | 40,000 | $355.0K | 0.11% | 00.0% | Unchanged |
| Group One Trading, L.P. | 46,705 | $414.0K | 0.01% | +46,705 | New |
| JPMorgan Chase & Co | 64,296 | $570.0K | 0.00% | −13,503−17.4% | Reduced |
| State Street Corp | 64,678 | $574.0K | 0.00% | +20,800+47.4% | Added |
| Sigma Planning Corp | 76,500 | $679.0K | 0.02% | +600+0.8% | Added |
| Bridgeway Capital Management, LLC | 79,500 | $705.0K | 0.01% | +25,000+45.9% | Added |
| UBS Group AG | 86,939 | $771.0K | 0.00% | +7,141+8.9% | Added |
| Citadel Advisors LLC | 119,635 | $1.06M | 0.00% | +47,468+65.8% | Added |
| Princeton Capital Management LLC | 125,771 | $1.12M | 0.32% | −2,266−1.8% | Reduced |
| Gsa Capital Partners LLP | 129,241 | $1.15M | 0.14% | −16,054−11.0% | Reduced |
| Geode Capital Management, LLC | 175,969 | $1.56M | 0.00% | +51,268+41.1% | Added |
| Carlson Capital L P | 218,000 | $1.93M | 0.11% | −9,701−4.3% | Reduced |
| Gagnon Securities LLC | 252,473 | $2.24M | 0.34% | −29,756−10.5% | Reduced |
| BlackRock Inc. | 257,499 | $2.28M | 0.00% | −1,771−0.7% | Reduced |
| Janney Montgomery Scott LLC | 259,009 | $2.30M | 0.01% | +63,353+32.4% | Added |
| Susquehanna International Group, LLP | 382,176 | $3.39M | 0.01% | +183,084+92.0% | Added |
| Vanguard Group Inc | 812,170 | $7.20M | 0.00% | +17,132+2.2% | Added |
| DRW Securities, LLC | 1,000,000 | $8.87M | 0.77% | 00.0% | Unchanged |
| Corriente Advisors, LLC | 0 | $0 | 0.00% | −1,019,848−100.0% | Sold out |
| Nantahala Capital Management, LLC | 0 | $0 | 0.00% | −271,067−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −87,000−100.0% | Sold out |
| Apis Capital Advisors, LLC | 0 | $0 | 0.00% | −80,000−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −52,390−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −46,390−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −33,889−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −22,515−100.0% | Sold out |
| Gagnon Advisors, LLC | 0 | $0 | 0.00% | −18,565−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −15,500−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −11,951−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −725−100.0% | Sold out |