TFF Pharmaceuticals, Inc.
TFFPDelisted Mar 6, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001733413
TFF Pharmaceuticals, Inc. was delisted on Mar 6, 2025; its insiders filed their last Form 4 on Jul 8, 2024; 23 institutions reported holding it in 13F filings for Q3 2024, worth $1.48M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in TFF Pharmaceuticals, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- −3 vs. Q3 2022
- Shares held
- 7.23M
- +4.00M (+123.7%) vs. Q3 2022
- Total value
- $7.52M
- −$5.59M (−42.6%) vs. Q3 2022
- New holders
- 10
- 8 more added
- Sold out
- 13
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TFFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 3 | $0 |
| Q4 2024 | 4 | $196 |
| Q3 2024 | 23 | $1.48M |
| Q2 2024 | 21 | $1.07M |
| Q1 2024 | 19 | $2.12M |
| Q4 2023 | 23 | $2.45M |
| Q3 2023 | 41 | $4.04M |
| Q2 2023 | 33 | $3.02M |
| Q1 2023 | 36 | $4.80M |
| Q4 2022 | 41 | $7.52M |
| Q3 2022 | 45 | $17.2M |
| Q2 2022 | 45 | $23.7M |
| Q1 2022 | 43 | $27.1M |
| Q4 2021 | 51 | $41.1M |
| Q3 2021 | 54 | $45.1M |
| Q2 2021 | 60 | $54.5M |
| Q1 2021 | 63 | $96.1M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding TFF Pharmaceuticals, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 1,500 | $1.57K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,672 | $2.81K | 0.00% | −26,422−90.8% | Reduced |
| Parallel Advisors, LLC | 2,963 | $3.11K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 3,462 | $3.64K | 0.00% | −145−4.0% | Reduced |
| Tower Research Capital LLC (TRC) | 4,718 | $5.00K | 0.00% | +300+6.8% | Added |
| Newbridge Financial Services Group, Inc. | 5,000 | $5.25K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 8,056 | $8.46K | 0.00% | +6,033+298.2% | Added |
| Baldwin Brothers Inc | 10,000 | $10.5K | 0.00% | 00.0% | Unchanged |
| Thompson Davis & Co., Inc. | 10,000 | $10.5K | 0.01% | +10,000 | New |
| Jane Street Group, LLC | 10,761 | $11.3K | 0.00% | +10,761 | New |
| Quantum Private Wealth, LLC | 11,082 | $11.6K | 0.01% | 00.0% | Unchanged |
| StoneX Group Inc. | 11,382 | $12.0K | 0.00% | +11,382 | New |
| CI Private Wealth, LLC | 12,000 | $12.6K | 0.00% | +12,000 | New |
| Virtu Financial LLC | 12,532 | $13.0K | 0.00% | −8,244−39.7% | Reduced |
| Price T Rowe Associates Inc | 16,700 | $18.0K | 0.00% | −6,000−26.4% | Reduced |
| Stifel Financial Corp | 19,700 | $20.7K | 0.00% | −4,500−18.6% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 22,066 | $23.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 24,150 | $25.4K | 0.00% | −42,361−63.7% | Reduced |
| Fermata Advisors, LLC | 28,547 | $30.0K | 0.01% | +743+2.7% | Added |
| Northern Trust Corp | 39,108 | $41.1K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 46,052 | $48.4K | 0.00% | −8,213−15.1% | Reduced |
| Westside Investment Management, Inc. | 50,725 | $53.0K | 0.00% | −1,250−2.4% | Reduced |
| Two Sigma Investments, LP | 56,954 | $59.8K | 0.00% | +56,954 | New |
| Bridgeway Capital Management, LLC | 58,700 | $61.6K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 69,929 | $73.4K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 72,155 | $76.0K | 0.00% | +72,155 | New |
| Sigma Planning Corp | 100,891 | $105.9K | 0.00% | +24,000+31.2% | Added |
| Princeton Capital Management LLC | 101,449 | $106.5K | 0.05% | −35,125−25.7% | Reduced |
| UBS Group AG | 114,071 | $119.8K | 0.00% | +16,462+16.9% | Added |
| Geode Capital Management, LLC | 187,878 | $197.0K | 0.00% | −456−0.2% | Reduced |
| Millennium Management LLC | 190,047 | $200.0K | 0.00% | +190,047 | New |
| BlackRock Inc. | 259,790 | $272.8K | 0.00% | +654+0.3% | Added |
| Sepio Capital, LP | 330,600 | $347.1K | 0.03% | +15,540+4.9% | Added |
| Worth Venture Partners, LLC | 427,824 | $449.2K | 0.27% | +427,824 | New |
| Vanguard Group Inc | 859,449 | $902.4K | 0.00% | −8,982−1.0% | Reduced |
| DRW Securities, LLC | 1,000,000 | $1.05M | 0.21% | +1,000,000 | New |
| Carlson Capital L P | 1,242,000 | $1.30M | 0.10% | +967,000+351.6% | Added |
| AIGH Capital Management LLC | 1,739,130 | $1.83M | 0.60% | +1,739,130 | New |
| Gagnon Securities LLC | 62,264 | – | – | −222,566−78.1% | Reduced |
| Raymond James & Associates | 0 | $0 | 0.00% | −47,450−100.0% | Sold out |
| Mesirow Financial Investment Management, Inc. | 0 | $0 | 0.00% | −40,013−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −27,800−100.0% | Sold out |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −20,826−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −19,663−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −11,966−100.0% | Sold out |
| Meridian Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,500−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −8,273−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,213−100.0% | Sold out |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −3,200−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −614−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| DRW Securities, L.L.C. | – | – | – | – | Not filed |