TFF Pharmaceuticals, Inc.
TFFPDelisted Mar 6, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001733413
TFF Pharmaceuticals, Inc. was delisted on Mar 6, 2025; its insiders filed their last Form 4 on Jul 8, 2024; 23 institutions reported holding it in 13F filings for Q3 2024, worth $1.48M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in TFF Pharmaceuticals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- −6 vs. Q2 2021
- Shares held
- 5.84M
- +170.3K (+3.0%) vs. Q2 2021
- Total value
- $45.1M
- −$9.35M (−17.2%) vs. Q2 2021
- New holders
- 10
- 17 more added
- Sold out
- 16
- 17 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TFFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 3 | $0 |
| Q4 2024 | 4 | $196 |
| Q3 2024 | 23 | $1.48M |
| Q2 2024 | 21 | $1.07M |
| Q1 2024 | 19 | $2.12M |
| Q4 2023 | 23 | $2.45M |
| Q3 2023 | 41 | $4.04M |
| Q2 2023 | 33 | $3.02M |
| Q1 2023 | 36 | $4.80M |
| Q4 2022 | 41 | $7.52M |
| Q3 2022 | 45 | $17.2M |
| Q2 2022 | 45 | $23.7M |
| Q1 2022 | 43 | $27.1M |
| Q4 2021 | 51 | $41.1M |
| Q3 2021 | 54 | $45.1M |
| Q2 2021 | 60 | $54.5M |
| Q1 2021 | 63 | $96.1M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding TFF Pharmaceuticals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 500 | $4.00K | 0.00% | +500 | New |
| Massmutual Trust Co FSB | 628 | $5.00K | 0.00% | −50−7.4% | Reduced |
| Brewin Dolphin Ltd | 725 | $5.60K | 0.00% | +725 | New |
| Citigroup Inc | 913 | $7.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,000 | $8.00K | 0.00% | −720−41.9% | Reduced |
| Cutler Group LP | 1,278 | $9.00K | 0.00% | −1,200−48.4% | Reduced |
| HM Payson & Co | 1,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,750 | $14.0K | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 2,238 | $17.0K | 0.00% | +2,238 | New |
| Wells Fargo & Company | 3,950 | $30.0K | 0.00% | +37+0.9% | Added |
| Morgan Stanley | 6,051 | $47.0K | 0.00% | −23,158−79.3% | Reduced |
| Baldwin Brothers Inc | 10,000 | $77.0K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,000 | $85.0K | 0.00% | −2,500−18.5% | Reduced |
| Meridian Wealth Advisors, LLC | 11,500 | $89.0K | 0.02% | 00.0% | Unchanged |
| Marshall Wace, LLP | 11,951 | $92.0K | 0.00% | +11,951 | New |
| Charles Schwab Investment Management Inc | 11,966 | $93.0K | 0.00% | +11,966 | New |
| Two Sigma Advisers, LP | 15,500 | $120.0K | 0.00% | −4,200−21.3% | Reduced |
| Price T Rowe Associates Inc | 16,500 | $127.0K | 0.00% | 00.0% | Unchanged |
| Gagnon Advisors, LLC | 18,565 | $143.0K | 0.06% | −157,906−89.5% | Reduced |
| Sanders Morris Harris LLC | 20,826 | $151.0K | 0.03% | 00.0% | Unchanged |
| Fermata Advisors, LLC | 20,570 | $159.0K | 0.07% | +170+0.8% | Added |
| University of Texas/Texas Am Investment Managment Co | 22,066 | $170.0K | 0.10% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 22,515 | $174.0K | 0.00% | −18,792−45.5% | Reduced |
| National Asset Management, Inc. | 26,800 | $207.0K | 0.01% | +26,800 | New |
| Simplex Trading, LLC | 23,835 | $240.0K | 0.01% | −400−1.7% | Reduced |
| IndexIQ Advisors LLC | 33,132 | $256.0K | 0.01% | +3,319+11.1% | Added |
| PDT Partners, LLC | 33,309 | $257.0K | 0.02% | +21,141+173.7% | Added |
| Wolverine Trading, LLC | 33,889 | $258.0K | 0.01% | +33,889 | New |
| Raymond James & Associates | 36,800 | $284.0K | 0.00% | +14,520+65.2% | Added |
| Mesirow Financial Investment Management, Inc. | 40,005 | $309.0K | 0.91% | +12,682+46.4% | Added |
| MYDA Advisors LLC | 40,000 | $309.0K | 0.11% | +40,000 | New |
| Northern Trust Corp | 43,014 | $332.0K | 0.00% | +14,972+53.4% | Added |
| State Street Corp | 43,878 | $339.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 46,390 | $358.0K | 0.00% | −47,893−50.8% | Reduced |
| Millennium Management LLC | 52,390 | $404.0K | 0.00% | −60,874−53.7% | Reduced |
| Bridgeway Capital Management, LLC | 54,500 | $421.0K | 0.01% | +54,500 | New |
| Citadel Advisors LLC | 72,167 | $557.0K | 0.00% | −18,856−20.7% | Reduced |
| Sigma Planning Corp | 75,900 | $586.0K | 0.02% | +3,950+5.5% | Added |
| JPMorgan Chase & Co | 77,799 | $601.0K | 0.00% | +70,306+938.3% | Added |
| UBS Group AG | 79,798 | $616.0K | 0.00% | +74,670+1,456.1% | Added |
| Apis Capital Advisors, LLC | 80,000 | $618.0K | 0.59% | −90,000−52.9% | Reduced |
| Renaissance Technologies LLC | 87,000 | $672.0K | 0.00% | −95,700−52.4% | Reduced |
| Geode Capital Management, LLC | 124,701 | $962.0K | 0.00% | +2,399+2.0% | Added |
| Princeton Capital Management LLC | 128,037 | $988.0K | 0.32% | +17,755+16.1% | Added |
| Gsa Capital Partners LLP | 145,295 | $1.12M | 0.11% | +68,012+88.0% | Added |
| Janney Montgomery Scott LLC | 195,656 | $1.51M | 0.01% | +36,203+22.7% | Added |
| Susquehanna International Group, LLP | 199,092 | $1.54M | 0.00% | +103,447+108.2% | Added |
| Carlson Capital L P | 227,701 | $1.76M | 0.09% | +12,701+5.9% | Added |
| BlackRock Inc. | 259,270 | $2.00M | 0.00% | −2,244−0.9% | Reduced |
| Nantahala Capital Management, LLC | 271,067 | $2.09M | 0.12% | −96,750−26.3% | Reduced |
| Gagnon Securities LLC | 282,229 | $2.18M | 0.32% | −176,372−38.5% | Reduced |
| Vanguard Group Inc | 795,038 | $6.14M | 0.00% | +23,184+3.0% | Added |
| DRW Securities, LLC | 1,000,000 | $7.72M | 2.28% | 00.0% | Unchanged |
| Corriente Advisors, LLC | 1,019,848 | $7.87M | 15.20% | +1,019,848 | New |
| Granite Point Capital Management, L.P. | 0 | $0 | 0.00% | −210,000−100.0% | Sold out |
| Iridian Asset Management LLC | 0 | $0 | 0.00% | −157,981−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| P.A.W. Capital Corp | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −37,350−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −26,717−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −25,300−100.0% | Sold out |
| Precept Management LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −14,850−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −14,105−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −12,226−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −11,901−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −8,273−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −5,276−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −28−100.0% | Sold out |