Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 427
- +18 vs. Q3 2023
- Shares held
- 35.4M
- +1.07M (+3.1%) vs. Q3 2023
- Total value
- $6.76B
- −$90.3M (−1.3%) vs. Q3 2023
- New holders
- 83
- 144 more added
- Sold out
- 65
- 151 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| New York Life Investment Management LLC | 4,340 | $827.0K | 0.01% | −50−1.1% | Reduced |
| Pictet Asset Management Holding SA | 4,356 | $830.1K | 0.00% | +233+5.7% | Added |
| Federated Hermes, Inc. | 4,479 | $853.5K | 0.00% | +364+8.8% | Added |
| Prospera Financial Services Inc | 4,528 | $862.9K | 0.03% | +723+19.0% | Added |
| Robbins Farley LLC | 4,542 | $865.5K | 0.54% | +45+1.0% | Added |
| Tudor Investment Corp Et Al | 4,570 | $870.9K | 0.01% | +4,570 | New |
| BNP Paribas Arbitrage, SA | 4,589 | $874.5K | 0.00% | −3,303−41.9% | Reduced |
| Mariner, LLC | 4,710 | $897.6K | 0.00% | +1,276+37.2% | Added |
| QRG Capital Management, Inc. | 4,759 | $906.9K | 0.01% | +29+0.6% | Added |
| Man Group plc | 4,801 | $914.9K | 0.00% | – | – |
| Illinois Municipal Retirement Fund | 4,858 | $926.0K | 0.02% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 4,932 | $939.8K | 0.00% | −3,047−38.2% | Reduced |
| Legal Advantage Investments, Inc. | 4,995 | $951.8K | 0.57% | +25+0.5% | Added |
| Prosight Management, LP | 5,000 | $952.8K | 0.38% | +5,000 | New |
| Loup Funds, LLC | 5,208 | $992.4K | 0.39% | −10,113−66.0% | Reduced |
| Verity Asset Management, Inc. | 5,208 | $992.4K | 0.63% | +773+17.4% | Added |
| CenterBook Partners LP | 5,268 | $1.00M | 0.12% | +2,759+110.0% | Added |
| Van Hulzen Asset Management, LLC | 5,471 | $1.04M | 0.07% | −2,209−28.8% | Reduced |
| Pacer Advisors, Inc. | 5,547 | $1.06M | 0.00% | +2,476+80.6% | Added |
| Commonwealth Equity Services, LLC | 5,648 | $1.08M | 0.00% | +706+14.3% | Added |
| Advisors Asset Management, Inc. | 5,686 | $1.08M | 0.02% | +721+14.5% | Added |
| L & S Advisors Inc | 5,884 | $1.12M | 0.14% | +5,884 | New |
| Janney Montgomery Scott LLC | 5,931 | $1.13M | 0.00% | −167−2.7% | Reduced |
| Synergy Financial Management, LLC | 6,076 | $1.16M | 0.21% | +6,076 | New |
| AXA S.A. | 6,100 | $1.16M | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 6,100 | $1.16M | 0.01% | +2,120+53.3% | Added |
| Susquehanna International Group, LLP | 6,117 | $1.17M | 0.00% | −16,354−72.8% | Reduced |
| Crossmark Global Holdings, Inc. | 6,180 | $1.18M | 0.02% | −227−3.5% | Reduced |
| Teacher Retirement System of Texas | 6,257 | $1.19M | 0.01% | −5,191−45.3% | Reduced |
| Advisory Services Network, LLC | 6,399 | $1.22M | 0.03% | −770−10.7% | Reduced |
| Tower Research Capital LLC (TRC) | 6,415 | $1.22M | 0.02% | +753+13.3% | Added |
| Oak Thistle LLC | 6,444 | $1.23M | 0.35% | +2,482+62.6% | Added |
| Prelude Capital Management, LLC | 6,520 | $1.24M | 0.11% | +2,498+62.1% | Added |
| Financial Advocates Investment Management | 6,888 | $1.31M | 0.09% | +422+6.5% | Added |
| Connectus Wealth, LLC | 7,000 | $1.33M | 0.03% | −10.0% | Reduced |
| Raymond James & Associates | 7,035 | $1.34M | 0.00% | −1,809−20.5% | Reduced |
| Handelsbanken Fonder AB | 7,100 | $1.35M | 0.01% | +700+10.9% | Added |
| New Mexico Educational Retirement Board | 7,400 | $1.41M | 0.05% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 6,969 | $1.44M | 0.02% | −615−8.1% | Reduced |
| Orion Portfolio Solutions, LLC | 6,969 | $1.44M | 0.02% | −615−8.1% | Reduced |
| Lecap Asset Management Ltd | 7,544 | $1.44M | 0.52% | +7,544 | New |
| B. Metzler seel. Sohn & Co. AG | 7,551 | $1.44M | 0.02% | +895+13.4% | Added |
| Freestone Capital Holdings, LLC | 7,700 | $1.47M | 0.07% | +7,700 | New |
| Xponance, Inc. | 7,901 | $1.51M | 0.02% | −375−4.5% | Reduced |
| Simplex Trading, LLC | 7,942 | $1.51M | 0.05% | +630+8.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,133 | $1.55M | 0.01% | +917+12.7% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 8,142 | $1.55M | 0.01% | +700+9.4% | Added |
| Ameritas Investment Partners, Inc. | 8,147 | $1.55M | 0.06% | −95−1.2% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 8,208 | $1.56M | 0.04% | +57+0.7% | Added |
| Franklin Resources Inc | 8,295 | $1.58M | 0.00% | −114,915−93.3% | Reduced |
| Natixis | 8,536 | $1.63M | 0.01% | +8,012+1,529.0% | Added |
| State of Michigan Retirement System | 8,900 | $1.70M | 0.01% | +100+1.1% | Added |
| Oak Ridge Investments LLC | 9,064 | $1.73M | 0.20% | −954−9.5% | Reduced |
| Aigen Investment Management, LP | 9,299 | $1.77M | 0.32% | +3,515+60.8% | Added |
| South Dakota Investment Council | 9,524 | $1.81M | 0.04% | +3,410+55.8% | Added |
| Renaissance Group LLC | 9,667 | $1.84M | 0.08% | +263+2.8% | Added |
| ClariVest Asset Management LLC | 9,784 | $1.86M | 0.10% | −3,555−26.7% | Reduced |
| Arizona State Retirement System | 10,274 | $1.96M | 0.01% | −154−1.5% | Reduced |
| InterOcean Capital Group, LLC | 10,300 | $1.96M | 0.05% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 10,400 | $1.98M | 0.04% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 10,419 | $1.99M | 0.04% | +100+1.0% | Added |
| Hussman Strategic Advisors, Inc. | 10,500 | $2.00M | 0.45% | 00.0% | Unchanged |
| Vident Advisory, LLC | 10,775 | $2.05M | 0.05% | +918+9.3% | Added |
| Eaton Financial Holdings Company, LLC | 10,983 | $2.09M | 0.51% | +10,983 | New |
| Nicholas Investment Partners, LP | 11,403 | $2.17M | 0.25% | −54,056−82.6% | Reduced |
| Engineers Gate Manager LP | 11,502 | $2.19M | 0.06% | +5,299+85.4% | Added |
| Group One Trading, L.P. | 11,697 | $2.23M | 0.07% | +11,697 | New |
| Teachers Retirement System of the State of Kentucky | 11,813 | $2.25M | 0.02% | −600−4.8% | Reduced |
| SlateStone Wealth, LLC | 11,884 | $2.27M | 0.29% | +20.0% | Added |
| Ascent Wealth Partners, LLC | 11,993 | $2.29M | 0.37% | +2,032+20.4% | Added |
| Williams Jones Wealth Management, LLC. | 12,985 | $2.47M | 0.03% | −3,950−23.3% | Reduced |
| Miracle Mile Advisors, LLC | 13,937 | $2.66M | 0.07% | −540−3.7% | Reduced |
| AlTi Global, Inc. | 14,166 | $2.70M | 0.08% | +14,166 | New |
| Public Employees Retirement System of Ohio | 15,187 | $2.89M | 0.01% | +416+2.8% | Added |
| Comerica Bank | 15,623 | $2.98M | 0.01% | −586−3.6% | Reduced |
| State of Tennessee, Treasury Department | 15,790 | $3.01M | 0.01% | +11,195+243.6% | Added |
| Treasurer of the State of North Carolina | 16,080 | $3.06M | 0.01% | −310−1.9% | Reduced |
| Granite Investment Partners, LLC | 16,282 | $3.10M | 0.12% | −3,179−16.3% | Reduced |
| Axiom Investors LLC | 16,493 | $3.14M | 0.03% | +9,403+132.6% | Added |
| Algert Global LLC | 16,691 | $3.18M | 0.13% | −3,971−19.2% | Reduced |
| Citigroup Inc | 16,817 | $3.20M | 0.00% | +13,059+347.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 16,938 | $3.23M | 0.01% | +1,483+9.6% | Added |
| Yousif Capital Management, LLC | 17,507 | $3.34M | 0.04% | −322−1.8% | Reduced |
| Agf Management Ltd | 18,000 | $3.43M | 0.02% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 18,172 | $3.46M | 0.01% | +18,172 | New |
| Apeiron Capital Ltd | 18,300 | $3.49M | 5.13% | 00.0% | Unchanged |
| Prossimo Advisors, LLC | 18,758 | $3.58M | 7.57% | 00.0% | Unchanged |
| EFG Asset Management (North America) Corp. | 19,274 | $3.67M | 0.70% | +2,251+13.2% | Added |
| Scholtz & Company, LLC | 19,350 | $3.69M | 1.83% | +18,288+1,722.0% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 20,000 | $3.81M | 0.07% | −5,000−20.0% | Reduced |
| Baird Financial Group, Inc. | 21,456 | $4.09M | 0.01% | +6,053+39.3% | Added |
| Ami Asset Management Corp | 21,476 | $4.09M | 0.22% | +21,476 | New |
| State of New Jersey Common Pension Fund D | 21,610 | $4.12M | 0.01% | 00.0% | Unchanged |
| Schroder Investment Management Group | 21,902 | $4.17M | 0.01% | +5,815+36.1% | Added |
| MetLife Investment Management | 22,285 | $4.25M | 0.03% | −276−1.2% | Reduced |
| Allianz Asset Management GmbH | 22,373 | $4.26M | 0.01% | −40,397−64.4% | Reduced |
| Gradient Investments LLC | 23,028 | $4.39M | 0.11% | +8,905+63.1% | Added |
| Matisse Capital | 23,247 | $4.43M | 2.36% | +1,072+4.8% | Added |
| Boothbay Fund Management, LLC | 23,387 | $4.46M | 0.17% | +22,199+1,868.6% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 23,967 | $4.57M | 0.02% | −19,749−45.2% | Reduced |