Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 427
- +18 vs. Q3 2023
- Shares held
- 35.4M
- +1.07M (+3.1%) vs. Q3 2023
- Total value
- $6.76B
- −$90.3M (−1.3%) vs. Q3 2023
- New holders
- 83
- 144 more added
- Sold out
- 65
- 151 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SG Americas Securities, LLC | 1,124 | $214.0K | 0.00% | −8,381−88.2% | Reduced |
| Handelsinvest Investeringsforvaltning | 1,164 | $222.0K | 0.09% | +1,164 | New |
| Weiss Asset Management LP | 1,170 | $223.0K | 0.02% | +1,170 | New |
| Henshaw Capital LLC | 1,200 | $228.7K | 0.01% | 00.0% | Unchanged |
| Profund Advisors LLC | 1,200 | $228.7K | 0.01% | +1,200 | New |
| Wealthcare Advisory Partners LLC | 1,200 | $228.7K | 0.01% | +1,200 | New |
| IFP Advisors, Inc | 1,214 | $231.3K | 0.01% | −6−0.5% | Reduced |
| Park Avenue Securities LLC | 1,224 | $233.0K | 0.00% | +1,224 | New |
| Envestnet Portfolio Solutions, Inc. | 1,233 | $235.0K | 0.00% | +208+20.3% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,236 | $236.0K | 0.00% | +4+0.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,257 | $240.0K | 0.00% | +165+15.1% | Added |
| Squarepoint Ops LLC | 1,264 | $240.9K | 0.00% | −67,781−98.2% | Reduced |
| Parallel Advisors, LLC | 1,268 | $241.6K | 0.01% | +47+3.8% | Added |
| Camelot Portfolios, LLC | 1,277 | $243.3K | 0.14% | +1,277 | New |
| Shell Asset Management Co | 1,315 | $251.0K | 0.01% | −395−23.1% | Reduced |
| Mayport, LLC | 1,337 | $254.8K | 0.12% | 00.0% | Unchanged |
| Bridgefront Capital, LLC | 1,356 | $258.4K | 0.20% | −306−18.4% | Reduced |
| Systematic Portfolios LLC | 1,369 | $260.9K | 0.79% | +1,369 | New |
| Lincoln National Corp | 1,397 | $266.2K | 0.00% | +123+9.7% | Added |
| Wealth Enhancement Advisory Services, LLC | 1,432 | $272.9K | 0.00% | +156+12.2% | Added |
| Legato Capital Management LLC | 1,468 | $279.7K | 0.04% | +1,468 | New |
| EFG Asset Management (Americas) Corp. | 1,475 | $281.1K | 0.06% | +31+2.1% | Added |
| Valeo Financial Advisors, LLC | 1,528 | $291.2K | 0.01% | +1,528 | New |
| Shelton Capital Management | 1,580 | $301.1K | 0.01% | −117−6.9% | Reduced |
| NEOS Investment Management LLC | 1,586 | $302.2K | 0.03% | +1,586 | New |
| D. E. Shaw & Co., Inc. | 1,617 | $308.1K | 0.00% | −2,883−64.1% | Reduced |
| Smith Group Asset Management, LLC | 1,641 | $312.7K | 0.02% | +1,641 | New |
| Bayesian Capital Management, LP | 1,657 | $315.8K | 0.03% | −3,099−65.2% | Reduced |
| Gsa Capital Partners LLP | 1,669 | $318.0K | 0.03% | −976−36.9% | Reduced |
| The PNC Financial Services Group, Inc. | 1,705 | $324.9K | 0.00% | +112+7.0% | Added |
| Arlington Financial Advisors, LLC | 1,725 | $328.7K | 0.10% | +1,725 | New |
| Integrated Wealth Concepts LLC | 1,731 | $329.9K | 0.01% | +16+0.9% | Added |
| Beacon Pointe Advisors, LLC | 1,735 | $330.6K | 0.00% | +8+0.5% | Added |
| Atria Wealth Solutions, Inc. | 1,775 | $338.2K | 0.00% | −200−10.1% | Reduced |
| Keebeck Alpha, LP | 1,820 | $346.8K | 0.27% | 00.0% | Unchanged |
| Linden Thomas Advisory Services, LLC | 1,854 | $353.3K | 0.07% | +15+0.8% | Added |
| Cerity Partners LLC | 1,867 | $355.8K | 0.00% | +1,867 | New |
| Probity Advisors, Inc. | 1,873 | $356.9K | 0.08% | +46+2.5% | Added |
| MML Investors Services, LLC | 1,883 | $359.0K | 0.00% | +639+51.4% | Added |
| Landscape Capital Management, L.L.C. | 1,898 | $361.7K | 0.03% | +1,898 | New |
| Creative Planning | 1,904 | $362.8K | 0.00% | −602−24.0% | Reduced |
| Cresset Asset Management, LLC | 1,924 | $366.6K | 0.00% | +43+2.3% | Added |
| Utah Retirement Systems | 1,958 | $373.1K | 0.00% | 00.0% | Unchanged |
| Avestar Capital, LLC | 1,992 | $379.6K | 0.05% | +1,770+797.3% | Added |
| HighTower Advisors, LLC | 2,005 | $381.0K | 0.00% | −495−19.8% | Reduced |
| ProShare Advisors LLC | 2,018 | $384.6K | 0.00% | −11−0.5% | Reduced |
| Nebula Research & Development LLC | 2,067 | $393.9K | 0.12% | +2,067 | New |
| Oak Harbor Wealth Partners, LLC | 2,080 | $396.4K | 0.13% | +2,080 | New |
| Edgestream Partners, L.P. | 2,085 | $397.3K | 0.03% | −6,662−76.2% | Reduced |
| Bollard Group LLC | 2,100 | $400.0K | 0.01% | +25+1.2% | Added |
| HSBC Holdings PLC | 2,127 | $402.9K | 0.00% | +1,008+90.1% | Added |
| EP Wealth Advisors, LLC | 2,121 | $404.2K | 0.01% | −10.0% | Reduced |
| Voloridge Investment Management, LLC | 2,126 | $405.1K | 0.00% | +2,126 | New |
| Nisa Investment Advisors, LLC | 2,137 | $407.2K | 0.00% | −98−4.4% | Reduced |
| Sittner & Nelson, LLC | 2,139 | $407.6K | 0.22% | −10.0% | Reduced |
| Drive Wealth Management, LLC | 2,181 | $415.6K | 0.13% | +2,181 | New |
| Brevan Howard Capital Management LP | 2,189 | $417.1K | 0.04% | +2,189 | New |
| Wealth Management Associates, Inc. | 2,210 | $421.1K | 0.22% | +25+1.1% | Added |
| Capula Management Ltd | 2,210 | $421.1K | 0.03% | +2,210 | New |
| Prudential Financial Inc | 2,212 | $421.5K | 0.00% | −31−1.4% | Reduced |
| Truist Financial Corp | 2,256 | $429.9K | 0.00% | −260−10.3% | Reduced |
| Mercer Global Advisors Inc | 2,304 | $439.0K | 0.00% | +188+8.9% | Added |
| O'Shaughnessy Asset Management, LLC | 2,318 | $441.7K | 0.01% | +26+1.1% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 2,367 | $451.1K | 0.00% | +67+2.9% | Added |
| Harbour Investments, Inc. | 2,405 | $458.3K | 0.02% | +313+15.0% | Added |
| Oppenheimer Asset Management Inc. | 2,427 | $462.5K | 0.01% | −414−14.6% | Reduced |
| CI Private Wealth, LLC | 2,464 | $469.5K | 0.00% | −193−7.3% | Reduced |
| Snowden Capital Advisors LLC | 2,468 | $470.3K | 0.02% | −64−2.5% | Reduced |
| Toroso Investments, LLC | 2,523 | $480.8K | 0.01% | +192+8.2% | Added |
| Vestcor Inc | 2,531 | $482.0K | 0.02% | −98−3.7% | Reduced |
| Janney Capital Management LLC | 2,594 | $494.0K | 0.03% | +2,594 | New |
| Graham Capital Management, L.P. | 2,595 | $494.5K | 0.02% | +2,595 | New |
| Change Path, LLC | 2,608 | $497.0K | 0.03% | +2,608 | New |
| Independent Advisor Alliance | 2,685 | $511.7K | 0.02% | −154−5.4% | Reduced |
| Beacon Investment Advisory Services, Inc. | 2,777 | $529.2K | 0.02% | −116−4.0% | Reduced |
| Maryland State Retirement & Pension System | 2,866 | $546.1K | 0.01% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 2,923 | $557.0K | 0.00% | −565−16.2% | Reduced |
| Fermata Advisors, LLC | 3,050 | $581.2K | 0.14% | 00.0% | Unchanged |
| Securian Asset Management, Inc | 3,112 | $593.0K | 0.02% | 00.0% | Unchanged |
| Van Eck Associates Corp | 3,135 | $597.0K | 0.00% | −532−14.5% | Reduced |
| Eisler Capital (UK) Ltd. | 3,207 | $611.1K | 0.06% | +3,207 | New |
| JustInvest LLC | 3,278 | $624.7K | 0.02% | −1,895−36.6% | Reduced |
| Fox Run Management, L.L.C. | 3,304 | $629.6K | 0.16% | +3,304 | New |
| AQR Capital Management LLC | 3,360 | $636.1K | 0.00% | −23,464−87.5% | Reduced |
| VELA Investment Management, LLC | 3,427 | $653.0K | 0.26% | +3,427 | New |
| Baker Avenue Asset Management, LP | 3,507 | $668.3K | 0.03% | +1,442+69.8% | Added |
| Cowen and Company, LLC | 3,510 | $668.9K | 0.04% | +3,510 | New |
| HealthInvest Partners AB | 3,530 | $672.7K | 0.53% | +3,530 | New |
| Geneos Wealth Management Inc. | 3,532 | $673.1K | 0.03% | +2,662+306.0% | Added |
| Centiva Capital, LP | 3,567 | $679.7K | 0.04% | +3,567 | New |
| Seaport Global Advisors, LLC | 3,653 | $696.1K | 1.67% | +2,895+381.9% | Added |
| Wealth Management Partners, LLC | 3,869 | $737.3K | 0.41% | −800−17.1% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 3,899 | $743.0K | 0.00% | −78−2.0% | Reduced |
| State of Alaska, Department of Revenue | 3,988 | $759.0K | 0.01% | −380−8.7% | Reduced |
| Values First Advisors, Inc. | 4,000 | $762.2K | 0.46% | +859+27.3% | Added |
| Exome Asset Management LLC | 4,000 | $762.2K | 0.75% | +4,000 | New |
| AtonRa Partners | 4,022 | $766.4K | 1.53% | −352−8.0% | Reduced |
| Regal Investment Advisors LLC | 4,134 | $787.8K | 0.06% | +4,134 | New |
| Public Employees Retirement Association of Colorado | 4,184 | $797.0K | 0.00% | 00.0% | Unchanged |
| Simplify Asset Management Inc. | 4,246 | $809.1K | 0.13% | +4,246 | New |