Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 382
- −26 vs. Q4 2022
- Shares held
- 33.9M
- +1.57M (+4.8%) vs. Q4 2022
- Total value
- $7.31B
- +$652.8M (+9.8%) vs. Q4 2022
- New holders
- 53
- 155 more added
- Sold out
- 79
- 126 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dakota Wealth Management | 1,481 | $321.1K | 0.02% | −1,169−44.1% | Reduced |
| EFG Asset Management (Americas) Corp. | 1,513 | $328.1K | 0.08% | +318+26.6% | Added |
| Intrust Bank NA | 1,568 | $340.0K | 0.04% | −160−9.3% | Reduced |
| LGT Fund Management Co Ltd. | 1,600 | $346.9K | 0.15% | 00.0% | Unchanged |
| WSFS Capital Management, LLC | 1,612 | $349.5K | 0.04% | 00.0% | Unchanged |
| Cantor Fitzgerald, L. P. | 1,642 | $356.0K | 0.01% | −46−2.7% | Reduced |
| Panagora Asset Management Inc | 1,649 | $357.6K | 0.00% | 00.0% | Unchanged |
| Legato Capital Management LLC | 1,655 | $358.9K | 0.07% | −569−25.6% | Reduced |
| Tower Research Capital LLC (TRC) | 1,656 | $359.0K | 0.01% | +239+16.9% | Added |
| Kovack Advisors, Inc. | 1,665 | $361.0K | 0.05% | +58+3.6% | Added |
| Frontier Capital Management Co LLC | 1,677 | $363.6K | 0.00% | −12,806−88.4% | Reduced |
| Bollard Group LLC | 1,700 | $369.0K | 0.01% | 00.0% | Unchanged |
| Alps Advisors Inc | 1,731 | $375.3K | 0.00% | +638+58.4% | Added |
| CenterBook Partners LP | 1,762 | $382.1K | 0.05% | +1,762 | New |
| Engineers Gate Manager LP | 1,784 | $386.8K | 0.02% | −7,489−80.8% | Reduced |
| HMS Capital Management, LLC | 1,794 | $389.0K | 0.25% | +9+0.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,797 | $390.0K | 0.00% | +72+4.2% | Added |
| The PNC Financial Services Group, Inc. | 1,806 | $391.6K | 0.00% | −23−1.3% | Reduced |
| Shelton Capital Management | 1,815 | $393.5K | 0.02% | −67−3.6% | Reduced |
| GWM Advisors LLC | 1,885 | $408.7K | 0.01% | +1,403+291.1% | Added |
| Henshaw Capital LLC | 1,916 | $415.4K | 0.03% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 1,923 | $417.0K | 0.02% | −263−12.0% | Reduced |
| Profund Advisors LLC | 1,932 | $418.9K | 0.03% | −469−19.5% | Reduced |
| Keebeck Alpha, LP | 1,972 | $427.6K | 0.50% | +1,972 | New |
| Creative Planning | 1,988 | $431.0K | 0.00% | +726+57.5% | Added |
| Sheets Smith Wealth Management | 2,000 | $433.7K | 0.07% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,001 | $433.9K | 0.00% | +41+2.1% | Added |
| FinTrust Capital Advisors, LLC | 2,018 | $437.4K | 0.11% | +2,000+11,111.1% | Added |
| Wealth Management Associates, Inc. | 2,115 | $458.6K | 0.28% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 2,140 | $464.0K | 0.27% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 2,259 | $489.8K | 0.02% | +2,259 | New |
| Pitcairn Co | 2,287 | $495.9K | 0.05% | +291+14.6% | Added |
| Wolverine Trading, LLC | 2,334 | $500.0K | 0.02% | +2,334 | New |
| Atria Wealth Solutions, Inc. | 2,312 | $501.3K | 0.01% | −438−15.9% | Reduced |
| Ci Investments Inc. | 2,314 | $502.0K | 0.00% | +748+47.8% | Added |
| Balboa Wealth Partners | 2,478 | $537.3K | 0.20% | +2,478 | New |
| HSBC Holdings PLC | 2,520 | $543.0K | 0.00% | −166−6.2% | Reduced |
| Walleye Capital LLC | 2,540 | $550.7K | 0.01% | +2,540 | New |
| Van Hulzen Asset Management, LLC | 2,591 | $562.0K | 0.05% | +2,591 | New |
| Fermata Advisors, LLC | 2,600 | $563.8K | 0.34% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 2,602 | $564.2K | 0.00% | −123−4.5% | Reduced |
| Robbins Farley LLC | 2,607 | $565.3K | 0.42% | +162+6.6% | Added |
| Spire Wealth Management | 2,647 | $573.9K | 0.02% | +915+52.8% | Added |
| Virtus Investment Advisers, Inc. | 2,752 | $596.7K | 0.42% | +78+2.9% | Added |
| Toroso Investments, LLC | 2,824 | $612.0K | 0.02% | +151+5.6% | Added |
| Hillsdale Investment Management Inc. | 2,900 | $628.8K | 0.05% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 2,899 | $629.0K | 0.01% | +1,647+131.5% | Added |
| Baker Avenue Asset Management, LP | 2,960 | $641.8K | 0.03% | +2,951+32,788.9% | Added |
| Rockefeller Capital Management L.P. | 3,033 | $656.0K | 0.00% | +2,070+215.0% | Added |
| Snowden Capital Advisors LLC | 3,035 | $658.1K | 0.03% | +43+1.4% | Added |
| Kingsview Wealth Management, LLC | 3,247 | $704.0K | 0.03% | +1,929+146.4% | Added |
| Securian Asset Management, Inc | 3,363 | $729.2K | 0.02% | 00.0% | Unchanged |
| Fox Run Management, L.L.C. | 3,423 | $742.2K | 0.24% | +938+37.7% | Added |
| O'Shaughnessy Asset Management, LLC | 3,545 | $768.7K | 0.01% | −129−3.5% | Reduced |
| Independent Advisor Alliance | 3,612 | $783.2K | 0.04% | +3,612 | New |
| Truist Financial Corp | 3,615 | $783.8K | 0.00% | −2,226−38.1% | Reduced |
| Oppenheimer Asset Management Inc. | 3,639 | $789.0K | 0.01% | −315−8.0% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 3,781 | $820.0K | 0.01% | +207+5.8% | Added |
| Mariner, LLC | 3,799 | $823.0K | 0.00% | +47+1.3% | Added |
| First Republic Investment Management, Inc. | 3,872 | $839.6K | 0.00% | −1,075−21.7% | Reduced |
| Jennison Associates LLC | 4,168 | $903.7K | 0.00% | −76,924−94.9% | Reduced |
| Commonwealth Equity Services, LLC | 4,177 | $905.0K | 0.00% | −7,068−62.9% | Reduced |
| Public Employees Retirement Association of Colorado | 4,184 | $907.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 4,248 | $921.1K | 0.00% | +144+3.5% | Added |
| Brown Brothers Harriman & Co | 4,300 | $932.4K | 0.01% | 00.0% | Unchanged |
| Pictet Asset Management SA | 4,538 | $984.0K | 0.00% | +280+6.6% | Added |
| JustInvest LLC | 4,576 | $992.2K | 0.03% | +366+8.7% | Added |
| Summit Global Investments | 4,660 | $1.01M | 0.08% | +1,210+35.1% | Added |
| Beck Bode, LLC | 4,713 | $1.02M | 0.25% | −11,983−71.8% | Reduced |
| Prospera Financial Services Inc | 4,725 | $1.02M | 0.04% | −55−1.2% | Reduced |
| Verity Asset Management, Inc. | 4,811 | $1.04M | 0.62% | +328+7.3% | Added |
| Capital Impact Advisors, LLC | 4,832 | $1.05M | 1.29% | +151+3.2% | Added |
| Illinois Municipal Retirement Fund | 4,858 | $1.05M | 0.02% | +2,147+79.2% | Added |
| Jackson Creek Investment Advisors LLC | 4,878 | $1.06M | 0.44% | +4,878 | New |
| Raymond James & Associates | 4,909 | $1.06M | 0.00% | −6,340−56.4% | Reduced |
| State of Alaska, Department of Revenue | 4,983 | $1.08M | 0.01% | −72−1.4% | Reduced |
| Apeiron Capital Ltd | 5,100 | $1.11M | 0.62% | +5,100 | New |
| Pearl River Capital, LLC | 5,169 | $1.12M | 0.18% | −878−14.5% | Reduced |
| Franklin Resources Inc | 5,242 | $1.14M | 0.00% | −634−10.8% | Reduced |
| Ascent Wealth Partners, LLC | 5,284 | $1.15M | 0.23% | +85+1.6% | Added |
| Clark Capital Management Group, Inc. | 5,459 | $1.18M | 0.01% | +217+4.1% | Added |
| Commerce Bank | 5,557 | $1.20M | 0.01% | +1,277+29.8% | Added |
| Wealth Management Partners, LLC | 5,562 | $1.21M | 0.84% | +562+11.2% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 5,600 | $1.21M | 0.01% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 5,660 | $1.23M | 0.00% | −11,626−67.3% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,714 | $1.24M | 0.01% | +501+9.6% | Added |
| Xponance, Inc. | 5,743 | $1.25M | 0.02% | −16−0.3% | Reduced |
| Teachers Retirement System of the State of Kentucky | 5,778 | $1.25M | 0.01% | 00.0% | Unchanged |
| Hussman Strategic Advisors, Inc. | 6,200 | $1.34M | 0.21% | +6,200 | New |
| Crossmark Global Holdings, Inc. | 6,313 | $1.37M | 0.03% | +77+1.2% | Added |
| Prelude Capital Management, LLC | 6,328 | $1.37M | 0.09% | +2,583+69.0% | Added |
| Guggenheim Capital LLC | 6,354 | $1.38M | 0.01% | −2,051−24.4% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 6,387 | $1.39M | 0.03% | +1,987+45.2% | Added |
| ProShare Advisors LLC | 6,421 | $1.39M | 0.00% | −934−12.7% | Reduced |
| Citigroup Inc | 6,464 | $1.40M | 0.00% | +27+0.4% | Added |
| New Mexico Educational Retirement Board | 6,500 | $1.41M | 0.07% | +900+16.1% | Added |
| Mackenzie Financial Corp | 6,588 | $1.43M | 0.00% | +1,647+33.3% | Added |
| AtonRa Partners | 6,606 | $1.43M | 2.09% | −929−12.3% | Reduced |
| Financial Advocates Investment Management | 6,610 | $1.43M | 0.11% | −746−10.1% | Reduced |
| Handelsbanken Fonder AB | 6,700 | $1.45M | 0.01% | +1,400+26.4% | Added |