Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 415
- +10 vs. Q3 2022
- Shares held
- 32.4M
- −793.2K (−2.4%) vs. Q3 2022
- Total value
- $6.66B
- −$2.57B (−27.8%) vs. Q3 2022
- New holders
- 66
- 159 more added
- Sold out
- 56
- 148 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State of Alaska, Department of Revenue | 5,055 | $1.04M | 0.01% | +70+1.4% | Added |
| Advisory Research Inc | 5,136 | $1.06M | 0.10% | 00.0% | Unchanged |
| Oberweis Asset Management Inc | 5,150 | $1.06M | 0.23% | +2,350+83.9% | Added |
| Ascent Wealth Partners, LLC | 5,199 | $1.07M | 0.23% | +26+0.5% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,213 | $1.07M | 0.01% | +523+11.2% | Added |
| Clark Capital Management Group, Inc. | 5,242 | $1.08M | 0.01% | +183+3.6% | Added |
| Aquatic Capital Management LLC | 5,300 | $1.09M | 0.08% | −1,800−25.4% | Reduced |
| Handelsbanken Fonder AB | 5,300 | $1.09M | 0.01% | +400+8.2% | Added |
| New Mexico Educational Retirement Board | 5,600 | $1.15M | 0.06% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 5,600 | $1.15M | 0.01% | +5,600 | New |
| Xponance, Inc. | 5,759 | $1.18M | 0.02% | +7+0.1% | Added |
| Teachers Retirement System of the State of Kentucky | 5,778 | $1.19M | 0.01% | −300−4.9% | Reduced |
| Truist Financial Corp | 5,841 | $1.20M | 0.00% | −458−7.3% | Reduced |
| Franklin Resources Inc | 5,876 | $1.21M | 0.00% | +41+0.7% | Added |
| Pearl River Capital, LLC | 6,047 | $1.24M | 0.21% | −180−2.9% | Reduced |
| Crossmark Global Holdings, Inc. | 6,236 | $1.28M | 0.03% | +924+17.4% | Added |
| Citigroup Inc | 6,437 | $1.32M | 0.00% | −4,503−41.2% | Reduced |
| Janus Henderson Group PLC | 6,460 | $1.33M | 0.00% | +6,460 | New |
| Dana Investment Advisors, Inc. | 6,649 | $1.37M | 0.07% | +1,123+20.3% | Added |
| APG Asset Management N.V. | 6,900 | $1.42M | 0.00% | −4,800−41.0% | Reduced |
| Pacer Advisors, Inc. | 6,922 | $1.42M | 0.01% | +5,842+540.9% | Added |
| Virginia Retirement Systems Et Al | 7,200 | $1.48M | 0.02% | 00.0% | Unchanged |
| NWK Group, Inc. | 7,312 | $1.50M | 1.11% | −13−0.2% | Reduced |
| Zacks Investment Management | 7,316 | $1.50M | 0.02% | −106−1.4% | Reduced |
| ProShare Advisors LLC | 7,355 | $1.51M | 0.01% | +895+13.9% | Added |
| Financial Advocates Investment Management | 7,356 | $1.51M | 0.11% | −315−4.1% | Reduced |
| Echo Street Capital Management LLC | 7,395 | $1.52M | 0.01% | +5,350+261.6% | Added |
| Robeco Institutional Asset Management B.V. | 7,468 | $1.54M | 0.00% | +7,114+2,009.6% | Added |
| Integrated Advisors Network LLC | 7,534 | $1.55M | 0.10% | −338−4.3% | Reduced |
| AtonRa Partners | 7,535 | $1.55M | 1.97% | −2,448−24.5% | Reduced |
| Vontobel Holding Ltd. | 7,573 | $1.57M | 0.02% | −70−0.9% | Reduced |
| Renaissance Group LLC | 8,058 | $1.66M | 0.08% | +142+1.8% | Added |
| Guggenheim Capital LLC | 8,405 | $1.73M | 0.02% | −5,288−38.6% | Reduced |
| Brookfield Asset Management Inc. | 8,633 | $1.78M | 0.01% | +4,380+103.0% | Added |
| Next Century Growth Investors LLC | 8,726 | $1.79M | 0.22% | −10,752−55.2% | Reduced |
| Knights of Columbus Asset Advisors LLC | 8,846 | $1.82M | 0.19% | −100−1.1% | Reduced |
| Oak Ridge Investments LLC | 9,181 | $1.89M | 0.28% | −200−2.1% | Reduced |
| State of Michigan Retirement System | 9,200 | $1.89M | 0.01% | +100+1.1% | Added |
| Engineers Gate Manager LP | 9,273 | $1.91M | 0.11% | +4,288+86.0% | Added |
| Graham Capital Management, L.P. | 9,478 | $1.95M | 0.07% | −100−1.0% | Reduced |
| Louisiana State Employees Retirement System | 9,700 | $1.99M | 0.05% | +100+1.0% | Added |
| Ensign Peak Advisors, Inc | 9,830 | $2.02M | 0.00% | +750+8.3% | Added |
| Man Group plc | 10,042 | $2.06M | 0.01% | +10,042 | New |
| Matisse Capital | 10,071 | $2.07M | 1.84% | +10,071 | New |
| Arizona State Retirement System | 10,137 | $2.08M | 0.02% | +411+4.2% | Added |
| Ameritas Investment Partners, Inc. | 12,143 | $2.15M | 0.09% | +153+1.3% | Added |
| Alcosta Capital Management, Inc. | 10,470 | $2.15M | 2.17% | −272−2.5% | Reduced |
| Lisanti Capital Growth, LLC | 10,510 | $2.16M | 0.30% | −43,642−80.6% | Reduced |
| PEAK6 Investments LLC | 10,529 | $2.16M | 0.12% | +3,141+42.5% | Added |
| Oregon Public Employees Retirement Fund | 10,626 | $2.18M | 0.03% | +138+1.3% | Added |
| State Board of Administration of Florida Retirement System | 10,885 | $2.24M | 0.01% | −360−3.2% | Reduced |
| Brinker Capital Investments, LLC | 10,896 | $2.24M | 0.04% | +312+2.9% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 10,979 | $2.26M | 0.06% | +23+0.2% | Added |
| Two Sigma Investments, LP | 11,128 | $2.29M | 0.01% | +11,128 | New |
| Commonwealth Equity Services, LLC | 11,245 | $2.31M | 0.01% | +375+3.4% | Added |
| Raymond James & Associates | 11,249 | $2.31M | 0.00% | −4,188−27.1% | Reduced |
| Empowered Funds, LLC | 11,317 | $2.33M | 0.15% | +11,317 | New |
| Castleark Management LLC | 11,359 | $2.34M | 0.12% | −23,695−67.6% | Reduced |
| Gotham Asset Management, LLC | 11,722 | $2.41M | 0.07% | −4,093−25.9% | Reduced |
| Neuberger Berman Group LLC | 12,469 | $2.56M | 0.00% | +12,469 | New |
| M&G Investment Management Ltd | 12,472 | $2.57M | 0.02% | +5,717+84.6% | Added |
| American Century Companies Inc | 12,520 | $2.57M | 0.00% | +5,864+88.1% | Added |
| ExodusPoint Capital Management, LP | 12,860 | $2.64M | 0.04% | +5,532+75.5% | Added |
| Candriam Luxembourg S.C.A. | 13,811 | $2.84M | 0.02% | +2,513+22.2% | Added |
| Gradient Investments LLC | 14,130 | $2.91M | 0.09% | +2,651+23.1% | Added |
| Tiedemann Advisors, LLC | 14,166 | $2.91M | 0.14% | 00.0% | Unchanged |
| Frontier Capital Management Co LLC | 14,483 | $2.98M | 0.03% | +13,484+1,349.7% | Added |
| Simplex Trading, LLC | 15,029 | $3.09M | 0.15% | +3,861+34.6% | Added |
| Teacher Retirement System of Texas | 15,139 | $3.11M | 0.02% | +231+1.5% | Added |
| Baird Financial Group, Inc. | 15,168 | $3.12M | 0.01% | −5,348−26.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 15,466 | $3.18M | 0.03% | −569−3.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 15,566 | $3.20M | 0.01% | +150+1.0% | Added |
| AXA S.A. | 15,600 | $3.21M | 0.01% | 00.0% | Unchanged |
| Calamos Advisors LLC | 16,089 | $3.31M | 0.02% | −12,047−42.8% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 16,259 | $3.34M | 0.03% | +2,015+14.1% | Added |
| Beck Bode, LLC | 16,696 | $3.43M | 0.77% | −717−4.1% | Reduced |
| ClariVest Asset Management LLC | 17,165 | $3.53M | 0.17% | −51−0.3% | Reduced |
| Trexquant Investment LP | 17,258 | $3.55M | 0.10% | +14,321+487.6% | Added |
| Federated Hermes, Inc. | 17,286 | $3.55M | 0.01% | −59,745−77.6% | Reduced |
| EFG Asset Management (North America) Corp. | 17,265 | $3.58M | 0.80% | +1,034+6.4% | Added |
| Aigen Investment Management, LP | 18,209 | $3.74M | 0.53% | +8,535+88.2% | Added |
| Prossimo Advisors, LLC | 18,758 | $3.86M | 8.92% | +18,758 | New |
| Yousif Capital Management, LLC | 19,163 | $3.94M | 0.05% | −742−3.7% | Reduced |
| Algert Global LLC | 19,902 | $4.09M | 0.23% | +4,461+28.9% | Added |
| Axiom Investors LLC | 19,960 | $4.10M | 0.08% | −8,120−28.9% | Reduced |
| Moore Capital Management, LP | 20,000 | $4.11M | 0.12% | +20,000 | New |
| Moody Aldrich Partners LLC | 20,785 | $4.27M | 0.87% | +7,210+53.1% | Added |
| Comerica Bank | 22,893 | $4.41M | 0.03% | −148−0.6% | Reduced |
| State of New Jersey Common Pension Fund D | 21,610 | $4.44M | 0.02% | 00.0% | Unchanged |
| Bank of Montreal | 21,169 | $4.45M | 0.00% | −24,663−53.8% | Reduced |
| Jane Street Group, LLC | 22,689 | $4.67M | 0.01% | −22,477−49.8% | Reduced |
| Jump Financial, LLC | 24,141 | $4.96M | 0.26% | +3,098+14.7% | Added |
| Texas Permanent School Fund | 24,298 | $5.00M | 0.08% | +6,995+40.4% | Added |
| Putnam Investments LLC | 24,803 | $5.10M | 0.01% | −3,954−13.7% | Reduced |
| Envestnet Asset Management Inc | 24,910 | $5.12M | 0.00% | −1,079−4.2% | Reduced |
| Schroder Investment Management Group | 24,950 | $5.13M | 0.01% | +24,950 | New |
| Granahan Investment Management Inc | 24,993 | $5.14M | 0.16% | +5,340+27.2% | Added |
| AQR Capital Management LLC | 25,364 | $5.14M | 0.01% | +4,248+20.1% | Added |
| LPL Financial LLC | 25,417 | $5.23M | 0.00% | +3,439+15.6% | Added |
| Amalgamated Bank | 25,432 | $5.23M | 0.05% | +94+0.4% | Added |