Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 308
- +18 vs. Q4 2021
- Shares held
- 32.2M
- +536.3K (+1.7%) vs. Q4 2021
- Total value
- $6.67B
- +$1.02B (+18.1%) vs. Q4 2021
- New holders
- 73
- 105 more added
- Sold out
- 55
- 93 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vontobel Holding Ltd. | 1,961 | $407.0K | 0.00% | +1,961 | New |
| Avestar Capital, LLC | 1,991 | $413.0K | 0.08% | +1,991 | New |
| Commerce Bank | 2,000 | $414.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,022 | $419.0K | 0.00% | +2,022 | New |
| Pitcairn Co | 2,083 | $432.0K | 0.04% | −274−11.6% | Reduced |
| Pictet Asset Management SA | 2,088 | $433.0K | 0.00% | +88+4.4% | Added |
| Metropolitan Life Insurance Co | 2,117 | $439.0K | 0.02% | −6,467−75.3% | Reduced |
| Wealth Management Associates, Inc. | 2,130 | $441.7K | 0.25% | +30+1.4% | Added |
| Sittner & Nelson, LLC | 2,140 | $444.0K | 0.26% | 00.0% | Unchanged |
| Henshaw Capital LLC | 2,300 | $476.9K | 0.03% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,298 | $477.0K | 0.00% | −103−4.3% | Reduced |
| Gotham Asset Management, LLC | 2,387 | $495.0K | 0.02% | +2,387 | New |
| Mackenzie Financial Corp | 2,428 | $503.0K | 0.00% | +595+32.5% | Added |
| O'Shaughnessy Asset Management, LLC | 2,535 | $526.0K | 0.01% | +365+16.8% | Added |
| Ameritas Investment Partners, Inc. | 2,637 | $547.0K | 0.02% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 2,758 | $572.0K | 0.10% | +2,758 | New |
| BNP Paribas Arbitrage, SA | 2,955 | $612.7K | 0.00% | −4,202−58.7% | Reduced |
| Spire Wealth Management | 3,084 | $639.0K | 0.02% | −1,027−25.0% | Reduced |
| Glenmede Trust Co NA | 3,099 | $642.0K | 0.00% | +3,099 | New |
| AlphaCrest Capital Management LLC | 3,195 | $663.0K | 0.04% | −85−2.6% | Reduced |
| Commonwealth Equity Services, LLC | 3,311 | $686.0K | 0.00% | +49+1.5% | Added |
| Crossmark Global Holdings, Inc. | 3,312 | $687.0K | 0.02% | +1,423+75.3% | Added |
| JustInvest LLC | 3,460 | $717.0K | 0.03% | +114+3.4% | Added |
| ExodusPoint Capital Management, LP | 3,529 | $732.0K | 0.01% | +3,529 | New |
| Atria Wealth Solutions, Inc. | 3,583 | $743.0K | 0.01% | +3,583 | New |
| PDT Partners, LLC | 3,591 | $745.0K | 0.06% | +3,591 | New |
| Bank of Montreal | 3,792 | $759.0K | 0.00% | −205−5.1% | Reduced |
| Wolverine Trading, LLC | 3,956 | $771.0K | 0.02% | −5,681−58.9% | Reduced |
| Trexquant Investment LP | 3,737 | $775.0K | 0.04% | +3,737 | New |
| Man Group plc | 3,767 | $781.0K | 0.00% | −60,229−94.1% | Reduced |
| Federated Hermes, Inc. | 3,856 | $800.0K | 0.00% | −143,526−97.4% | Reduced |
| UBS Group AG | 3,882 | $805.0K | 0.00% | −3,987−50.7% | Reduced |
| O'Neil Global Advisors, Inc. | 3,900 | $809.0K | 0.42% | +3,900 | New |
| Pearl River Capital, LLC | 3,990 | $827.0K | 0.23% | +2,207+123.8% | Added |
| MYDA Advisors LLC | 4,000 | $829.0K | 0.34% | −1,000−20.0% | Reduced |
| AXA S.A. | 4,100 | $850.2K | 0.00% | +4,100 | New |
| Public Employees Retirement Association of Colorado | 4,184 | $868.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 4,338 | $900.0K | 0.00% | −22,692−84.0% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,357 | $903.0K | 0.00% | +298+7.3% | Added |
| Williams Jones Wealth Management, LLC. | 4,375 | $907.0K | 0.01% | −2,350−34.9% | Reduced |
| Verition Fund Management LLC | 4,423 | $917.0K | 0.02% | −1,893−30.0% | Reduced |
| Level Four Advisory Services, LLC | 4,426 | $918.0K | 0.07% | +773+21.2% | Added |
| Oppenheimer Asset Management Inc. | 4,545 | $942.0K | 0.01% | −71−1.5% | Reduced |
| Raymond James & Associates | 4,644 | $963.0K | 0.00% | +81+1.8% | Added |
| Independent Advisor Alliance | 4,697 | $974.0K | 0.05% | −435−8.5% | Reduced |
| Occudo Quantitative Strategies LP | 4,783 | $992.0K | 0.08% | −1,826−27.6% | Reduced |
| Summit Global Investments | 4,803 | $996.0K | 0.07% | +103+2.2% | Added |
| Lazard Asset Management LLC | 4,812 | $997.0K | 0.00% | +2,459+104.5% | Added |
| Handelsbanken Fonder AB | 5,000 | $1.04M | 0.01% | −1,500−23.1% | Reduced |
| Ascent Wealth Partners, LLC | 5,112 | $1.06M | 0.20% | +24+0.5% | Added |
| First Republic Investment Management, Inc. | 5,126 | $1.06M | 0.00% | −3,037−37.2% | Reduced |
| Simplify Asset Management Inc. | 5,171 | $1.07M | 0.12% | +5,171 | New |
| Polar Capital Holdings Plc | 5,273 | $1.09M | 0.01% | +2,963+128.3% | Added |
| Brown Brothers Harriman & Co | 5,300 | $1.10M | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 5,365 | $1.11M | 0.00% | −9,518−64.0% | Reduced |
| Capital Impact Advisors, LLC | 5,445 | $1.13M | 0.82% | +5,445 | New |
| Amalgamated Bank | 5,480 | $1.14M | 0.01% | −459−7.7% | Reduced |
| Amalgamated Financial Corp. | 5,480 | $1.14M | 0.01% | +5,480 | New |
| DuPont Capital Management Corp | 5,542 | $1.15M | 0.05% | +3,151+131.8% | Added |
| Hillsdale Investment Management Inc. | 5,700 | $1.18M | 0.08% | 00.0% | Unchanged |
| Franklin Resources Inc | 5,728 | $1.19M | 0.00% | −194−3.3% | Reduced |
| Truist Financial Corp | 6,154 | $1.28M | 0.00% | +1,572+34.3% | Added |
| Janus Henderson Group PLC | 6,276 | $1.30M | 0.00% | +20.0% | Added |
| Teacher Retirement System of Texas | 6,498 | $1.35M | 0.01% | +323+5.2% | Added |
| US Bancorp | 6,526 | $1.35M | 0.00% | +5,106+359.6% | Added |
| Virginia Retirement Systems Et Al | 6,800 | $1.41M | 0.01% | +1,400+25.9% | Added |
| Beck Bode, LLC | 7,116 | $1.48M | 0.33% | +7,116 | New |
| ProShare Advisors LLC | 7,134 | $1.48M | 0.00% | −1,121−13.6% | Reduced |
| Bayesian Capital Management, LP | 7,145 | $1.48M | 0.22% | +7,145 | New |
| Walleye Capital LLC | 7,494 | $1.55M | 0.04% | +5,305+242.3% | Added |
| B. Metzler seel. Sohn & Co. AG | 7,550 | $1.57M | 0.02% | +7,550 | New |
| SG Americas Securities, LLC | 7,570 | $1.57M | 0.01% | +2,908+62.4% | Added |
| Ensign Peak Advisors, Inc | 7,630 | $1.58M | 0.00% | 00.0% | Unchanged |
| Woodline Partners LP | 7,815 | $1.62M | 0.03% | +7,815 | New |
| Financial Advocates Investment Management | 7,999 | $1.66M | 0.11% | −27−0.3% | Reduced |
| Prospera Financial Services Inc | 8,264 | $1.71M | 0.07% | −202−2.4% | Reduced |
| Barclays PLC | 8,422 | $1.75M | 0.00% | −64,466−88.4% | Reduced |
| Arizona State Retirement System | 8,589 | $1.78M | 0.01% | +74+0.9% | Added |
| M&G Investment Management Ltd | 8,619 | $1.78M | 0.00% | +562+7.0% | Added |
| Mirabella Financial Services LLP | 8,646 | $1.79M | 0.20% | +8,646 | New |
| STRS Ohio | 8,700 | $1.80M | 0.01% | −100−1.1% | Reduced |
| Dana Investment Advisors, Inc. | 8,829 | $1.83M | 0.08% | +446+5.3% | Added |
| Renaissance Technologies LLC | 9,400 | $1.95M | 0.00% | −43,100−82.1% | Reduced |
| Brookfield Asset Management Inc. | 9,764 | $2.02M | 0.01% | +9,764 | New |
| Penserra Capital Management LLC | 10,009 | $2.08M | 0.05% | +10,009 | New |
| Principal Financial Group Inc | 10,192 | $2.11M | 0.00% | +228+2.3% | Added |
| L & S Advisors Inc | 10,412 | $2.16M | 0.26% | +10,412 | New |
| Prelude Capital Management, LLC | 10,576 | $2.19M | 0.10% | +10,576 | New |
| ClariVest Asset Management LLC | 10,768 | $2.23M | 0.09% | +2,378+28.3% | Added |
| Brinker Capital Investments, LLC | 11,147 | $2.31M | 0.04% | +498+4.7% | Added |
| Matisse Capital | 11,321 | $2.35M | 2.16% | +2,690+31.2% | Added |
| Granahan Investment Management Inc | 11,457 | $2.38M | 0.06% | +11,457 | New |
| State Board of Administration of Florida Retirement System | 11,675 | $2.42M | 0.00% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 11,753 | $2.44M | 0.01% | +5,856+99.3% | Added |
| Knights of Columbus Asset Advisors LLC | 11,978 | $2.48M | 0.21% | +2,911+32.1% | Added |
| Voya Investment Management LLC | 13,226 | $2.74M | 0.01% | +150+1.1% | Added |
| Tiedemann Advisors, LLC | 14,166 | $2.94M | 0.15% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 14,400 | $2.99M | 0.03% | +7,629+112.7% | Added |
| Stanley-Laman Group, Ltd. | 15,062 | $3.12M | 0.43% | +1,957+14.9% | Added |
| EFG Asset Management (North America) Corp. | 15,759 | $3.27M | 0.49% | +15,759 | New |