Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +29 vs. Q3 2021
- Shares held
- 31.7M
- −595.5K (−1.8%) vs. Q3 2021
- Total value
- $5.65B
- −$992.7M (−14.9%) vs. Q3 2021
- New holders
- 68
- 91 more added
- Sold out
- 39
- 96 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Commerce Bank | 2,000 | $357.0K | 0.00% | −2−0.1% | Reduced |
| Pictet Asset Management SA | 2,000 | $357.0K | 0.00% | 00.0% | Unchanged |
| Walleye Trading LLC | 2,049 | $365.0K | 0.01% | +732+55.6% | Added |
| Wealth Management Associates, Inc. | 2,100 | $374.5K | 0.20% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 2,140 | $382.0K | 0.22% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 2,170 | $387.0K | 0.01% | +229+11.8% | Added |
| Duality Advisers, LP | 2,171 | $387.0K | 0.04% | +2,171 | New |
| Walleye Capital LLC | 2,189 | $390.0K | 0.01% | −1,556−41.5% | Reduced |
| Henshaw Capital LLC | 2,300 | $410.2K | 0.02% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 2,307 | $411.0K | 0.00% | −313−11.9% | Reduced |
| Polar Capital Holdings Plc | 2,310 | $412.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 2,353 | $418.0K | 0.00% | +41+1.8% | Added |
| Pitcairn Co | 2,357 | $420.0K | 0.03% | +2,357 | New |
| DuPont Capital Management Corp | 2,391 | $426.0K | 0.02% | −2,571−51.8% | Reduced |
| Tower Research Capital LLC (TRC) | 2,401 | $428.0K | 0.01% | +1,486+162.4% | Added |
| Beacon Pointe Advisors, LLC | 2,504 | $447.0K | 0.01% | +2,504 | New |
| Leonteq Securities AG | 2,562 | $456.9K | 0.02% | +145+6.0% | Added |
| Ellsworth Advisors, LLC | 2,606 | $465.0K | 0.17% | +2,606 | New |
| Ameritas Investment Partners, Inc. | 2,637 | $470.0K | 0.02% | 00.0% | Unchanged |
| Harvest Investment Services, LLC | 2,685 | $478.0K | 0.20% | +2,685 | New |
| Wellington Management Group LLP | 2,886 | $515.0K | 0.00% | +321+12.5% | Added |
| Marshall Wace, LLP | 3,226 | $576.0K | 0.00% | −18,537−85.2% | Reduced |
| IndexIQ Advisors LLC | 3,242 | $578.0K | 0.02% | −210−6.1% | Reduced |
| Commonwealth Equity Services, LLC | 3,262 | $581.0K | 0.00% | +581+21.7% | Added |
| AlphaCrest Capital Management LLC | 3,280 | $585.0K | 0.02% | −855−20.7% | Reduced |
| JustInvest LLC | 3,346 | $597.0K | 0.04% | +3,346 | New |
| Level Four Advisory Services, LLC | 3,653 | $651.0K | 0.05% | +1,258+52.5% | Added |
| Paloma Partners Management Co | 3,673 | $655.0K | 0.02% | +3,673 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,059 | $724.0K | 0.00% | +1,004+32.9% | Added |
| Bank of Montreal | 3,997 | $729.0K | 0.00% | +615+18.2% | Added |
| Spire Wealth Management | 4,111 | $733.0K | 0.02% | +1,027+33.3% | Added |
| Public Employees Retirement Association of Colorado | 4,184 | $746.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 4,563 | $814.0K | 0.00% | −4,741−51.0% | Reduced |
| Truist Financial Corp | 4,582 | $817.0K | 0.00% | +755+19.7% | Added |
| Oppenheimer Asset Management Inc. | 4,616 | $823.0K | 0.01% | −115−2.4% | Reduced |
| SG Americas Securities, LLC | 4,662 | $831.0K | 0.01% | −12,109−72.2% | Reduced |
| Summit Global Investments | 4,700 | $838.0K | 0.05% | +4,700 | New |
| Algert Global LLC | 4,757 | $848.0K | 0.11% | +170+3.7% | Added |
| Caxton Associates LP | 4,845 | $864.0K | 0.11% | +141+3.0% | Added |
| MYDA Advisors LLC | 5,000 | $892.0K | 0.28% | −2,500−33.3% | Reduced |
| Ascent Wealth Partners, LLC | 5,088 | $908.0K | 0.16% | +229+4.7% | Added |
| Independent Advisor Alliance | 5,132 | $915.0K | 0.05% | −76−1.5% | Reduced |
| Brown Brothers Harriman & Co | 5,300 | $945.0K | 0.01% | +5,300 | New |
| Virginia Retirement Systems Et Al | 5,400 | $963.0K | 0.01% | +800+17.4% | Added |
| Boulder Hill Capital Management LP | 5,500 | $981.0K | 0.95% | +5,500 | New |
| HSBC Holdings PLC | 5,564 | $992.0K | 0.00% | +4,238+319.6% | Added |
| Hillsdale Investment Management Inc. | 5,700 | $1.02M | 0.07% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 5,897 | $1.05M | 0.00% | −80−1.3% | Reduced |
| Franklin Resources Inc | 5,922 | $1.06M | 0.00% | +14+0.2% | Added |
| Amalgamated Bank | 5,939 | $1.06M | 0.01% | −65−1.1% | Reduced |
| Quadrature Capital Ltd | 6,120 | $1.09M | 0.06% | +4,579+297.1% | Added |
| Teacher Retirement System of Texas | 6,175 | $1.10M | 0.00% | +1,208+24.3% | Added |
| Janus Henderson Group PLC | 6,274 | $1.12M | 0.00% | +3,158+101.3% | Added |
| Verition Fund Management LLC | 6,316 | $1.13M | 0.01% | +2,189+53.0% | Added |
| Handelsbanken Fonder AB | 6,500 | $1.16M | 0.01% | −1,500−18.8% | Reduced |
| Occudo Quantitative Strategies LP | 6,609 | $1.18M | 0.10% | −2,118−24.3% | Reduced |
| Williams Jones Wealth Management, LLC. | 6,725 | $1.20M | 0.01% | +2,675+66.0% | Added |
| PEAK6 Investments LLC | 6,723 | $1.20M | 0.03% | +6,602+5,456.2% | Added |
| Schonfeld Strategic Advisors LLC | 6,771 | $1.21M | 0.01% | +6,771 | New |
| Dynamic Technology Lab Private Ltd | 6,791 | $1.21M | 0.13% | +6,791 | New |
| Ergoteles LLC | 6,900 | $1.23M | 0.05% | +6,900 | New |
| BNP Paribas Arbitrage, SA | 7,157 | $1.28M | 0.00% | +1,094+18.0% | Added |
| Engineers Gate Manager LP | 7,211 | $1.29M | 0.06% | −1,725−19.3% | Reduced |
| EAM Investors, LLC | 7,597 | $1.35M | 0.22% | −7,841−50.8% | Reduced |
| Ensign Peak Advisors, Inc | 7,630 | $1.36M | 0.00% | +7,630 | New |
| UBS Group AG | 7,869 | $1.40M | 0.00% | −18,232−69.9% | Reduced |
| Financial Advocates Investment Management | 8,026 | $1.43M | 0.10% | −175−2.1% | Reduced |
| M&G Investment Management Ltd | 8,057 | $1.43M | 0.01% | +8,057 | New |
| Allianz Asset Management GmbH | 8,138 | $1.45M | 0.00% | +33+0.4% | Added |
| First Republic Investment Management, Inc. | 8,163 | $1.46M | 0.00% | −2,359−22.4% | Reduced |
| ProShare Advisors LLC | 8,255 | $1.47M | 0.00% | +3,097+60.0% | Added |
| Dana Investment Advisors, Inc. | 8,383 | $1.50M | 0.06% | +8,383 | New |
| ClariVest Asset Management LLC | 8,390 | $1.50M | 0.05% | +669+8.7% | Added |
| Prospera Financial Services Inc | 8,466 | $1.51M | 0.07% | +2,348+38.4% | Added |
| Old Mission Capital LLC | 8,503 | $1.52M | 0.07% | +8,503 | New |
| Arizona State Retirement System | 8,515 | $1.52M | 0.01% | −61−0.7% | Reduced |
| Metropolitan Life Insurance Co | 8,584 | $1.53M | 0.02% | −259−2.9% | Reduced |
| Matisse Capital | 8,631 | $1.54M | 1.06% | +545+6.7% | Added |
| STRS Ohio | 8,800 | $1.57M | 0.01% | +300+3.5% | Added |
| CIBC Private Wealth Group, LLC | 8,864 | $1.58M | 0.00% | −8,633−49.3% | Reduced |
| Knights of Columbus Asset Advisors LLC | 9,067 | $1.62M | 0.13% | +1,981+28.0% | Added |
| National Bank of Canada | 9,619 | $1.71M | 0.01% | +9,619 | New |
| Wolverine Trading, LLC | 9,637 | $1.73M | 0.02% | +3,641+60.7% | Added |
| Principal Financial Group Inc | 9,964 | $1.78M | 0.00% | −39,802−80.0% | Reduced |
| Empowered Funds, LLC | 10,011 | $1.78M | 0.20% | +1,536+18.1% | Added |
| Brinker Capital Investments, LLC | 10,649 | $1.90M | 0.03% | −345−3.1% | Reduced |
| Twinbeech Capital LP | 11,255 | $2.01M | 0.11% | +11,255 | New |
| MetLife Investment Management | 11,661 | $2.08M | 0.02% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 11,675 | $2.08M | 0.00% | −23−0.2% | Reduced |
| Toronto Dominion Bank | 11,932 | $2.13M | 0.00% | +11,932 | New |
| Putnam Investments LLC | 12,787 | $2.28M | 0.00% | +12,787 | New |
| Voya Investment Management LLC | 13,076 | $2.33M | 0.00% | −98−0.7% | Reduced |
| Stanley-Laman Group, Ltd. | 13,105 | $2.34M | 0.27% | +13,105 | New |
| Crestline Management, LP | 13,249 | $2.36M | 0.18% | +13,249 | New |
| Baird Financial Group, Inc. | 14,054 | $2.51M | 0.01% | +1,004+7.7% | Added |
| Tiedemann Advisors, LLC | 14,166 | $2.53M | 0.12% | 00.0% | Unchanged |
| Candriam Luxembourg S.C.A. | 14,400 | $2.57M | 0.02% | +14,400 | New |
| Citigroup Inc | 14,883 | $2.65M | 0.00% | +4,766+47.1% | Added |
| AQR Capital Management LLC | 15,019 | $2.68M | 0.00% | −2,172−12.6% | Reduced |
| Advisor Group Holdings, Inc. | 16,486 | $2.94M | 0.01% | −22,852−58.1% | Reduced |