Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +1 vs. Q1 2022
- Shares held
- 153.5M
- +24.4M (+18.9%) vs. Q1 2022
- Total value
- $308.5M
- +$8.18M (+2.7%) vs. Q1 2022
- New holders
- 27
- 78 more added
- Sold out
- 26
- 47 more reduced
7 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AXA S.A. | 427,300 | $858.9K | 0.00% | +427,300 | New |
| Rhumbline Advisers | 522,863 | $1.05M | 0.00% | +213,161+68.8% | Added |
| Citadel Advisors LLC | 664,422 | $1.33M | 0.00% | −1,029,400−60.8% | Reduced |
| Swiss National Bank | 704,000 | $1.42M | 0.00% | +15,900+2.3% | Added |
| Jane Street Group, LLC | 812,473 | $1.63M | 0.00% | +647,064+391.2% | Added |
| Cubist Systematic Strategies, LLC | 829,079 | $1.67M | 0.01% | +592,679+250.7% | Added |
| Wells Fargo & Company | 1,106,556 | $2.23M | 0.00% | −232,630−17.4% | Reduced |
| UBS Group AG | 1,135,069 | $2.28M | 0.00% | −1,345,692−54.2% | Reduced |
| Bank of New York Mellon Corp | 1,209,139 | $2.43M | 0.00% | +223,637+22.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,335,071 | $2.68M | 0.01% | +429,224+47.4% | Added |
| Bank of America Corp | 1,388,992 | $2.79M | 0.00% | +95,156+7.4% | Added |
| Nuveen Asset Management, LLC | 1,547,181 | $3.11M | 0.00% | +522,509+51.0% | Added |
| Rafferty Asset Management, LLC | 1,751,066 | $3.52M | 0.03% | −719,616−29.1% | Reduced |
| Citigroup Inc | 1,780,555 | $3.58M | 0.00% | +1,341,465+305.5% | Added |
| Goldman Sachs Group Inc | 1,939,979 | $3.90M | 0.00% | +362,913+23.0% | Added |
| Susquehanna International Group, LLP | 2,127,240 | $4.28M | 0.01% | −4,255−0.2% | Reduced |
| Charles Schwab Investment Management Inc | 2,766,904 | $5.56M | 0.00% | +565,217+25.7% | Added |
| Norges Bank | 2,901,483 | $5.83M | 0.00% | +717,900+32.9% | Added |
| Morgan Stanley | 2,972,031 | $5.97M | 0.00% | −309,183−9.4% | Reduced |
| JPMorgan Chase & Co | 3,269,037 | $6.57M | 0.00% | −29,062−0.9% | Reduced |
| Northern Trust Corp | 3,450,139 | $6.93M | 0.00% | +633,201+22.5% | Added |
| D. E. Shaw & Co., Inc. | 5,881,402 | $11.8M | 0.02% | −1,360,489−18.8% | Reduced |
| Geode Capital Management, LLC | 6,892,947 | $13.9M | 0.00% | +1,906,514+38.2% | Added |
| Vanguard Group Inc | 20,896,424 | $42.0M | 0.00% | +4,995,039+31.4% | Added |
| BlackRock Inc. | 33,950,557 | $68.2M | 0.00% | +11,915,668+54.1% | Added |
| State Street Corp | 39,661,099 | $79.7M | 0.00% | +5,700,215+16.8% | Added |
| Federated Hermes, Inc. | 2 | – | – | 00.0% | Unchanged |
| B. Riley Wealth Management, Inc. | 13,745 | – | – | +13,745 | New |
| IFP Advisors, Inc | 50 | – | – | 00.0% | Unchanged |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −1,658,516−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −286,694−100.0% | Sold out |
| Mutual of America Capital Management LLC | 0 | $0 | 0.00% | −260,925−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −182,000−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −167,701−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −112,245−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −77,609−100.0% | Sold out |
| GFG Capital, LLC | 0 | $0 | 0.00% | −54,000−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −47,591−100.0% | Sold out |
| Parametrica Management Ltd | 0 | $0 | 0.00% | −37,387−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −24,810−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −21,936−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −7,900−100.0% | Sold out |
| Versant Capital Management, Inc | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1,724−100.0% | Sold out |
| Capital Advisory Group Advisory Services, LLC | 0 | $0 | 0.00% | −1,720−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −1,800−100.0% | Sold out |
| Bedel Financial Consulting, Inc. | 0 | $0 | 0.00% | −1,480−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −1,034−100.0% | Sold out |
| Toth Financial Advisory Corp | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Community Bank, N.A. | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| McCarthy Asset Management, Inc. | 0 | $0 | 0.00% | −375−100.0% | Sold out |
| Key Financial Inc | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| J.Safra Asset Management Corp | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | – | – | – | – | Not filed |
| IndexIQ Advisors LLC | – | – | – | – | Not filed |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Amalgamated Financial Corp. | – | – | – | – | Not filed |
| People's United Financial, Inc. | – | – | – | – | Not filed |
| Golden State Wealth Management, LLC | – | – | – | – | Not filed |
| Lenox Wealth Advisors, LLC | – | – | – | – | Not filed |