Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 235
- +4 vs. Q4 2021
- Shares held
- 129.7M
- +37.0M (+39.9%) vs. Q4 2021
- Total value
- $301.7M
- −$130.4M (−30.2%) vs. Q4 2021
- New holders
- 41
- 89 more added
- Sold out
- 37
- 37 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Squarepoint Ops LLC | 286,694 | $668.0K | 0.00% | +286,694 | New |
| Qube Research & Technologies Ltd | 299,507 | $698.0K | 0.01% | +274,669+1,105.8% | Added |
| Rhumbline Advisers | 309,702 | $722.0K | 0.00% | +5,297+1.7% | Added |
| Alliancebernstein L.P. | 320,100 | $746.0K | 0.00% | +900+0.3% | Added |
| Gsa Capital Partners LLP | 321,129 | $748.0K | 0.10% | +286,428+825.4% | Added |
| State of Wisconsin Investment Board | 336,900 | $785.0K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 378,893 | $883.0K | 0.00% | −23,075−5.7% | Reduced |
| Citigroup Inc | 439,090 | $1.02M | 0.00% | −326,999−42.7% | Reduced |
| Swiss National Bank | 688,100 | $1.60M | 0.00% | +64,900+10.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 905,847 | $2.11M | 0.00% | −149,396−14.2% | Reduced |
| Bank of New York Mellon Corp | 985,502 | $2.30M | 0.00% | +27,241+2.8% | Added |
| Two Sigma Investments, LP | 1,088,700 | $2.54M | 0.01% | +1,088,700 | New |
| Nuveen Asset Management, LLC | 1,024,672 | $2.57M | 0.00% | +78,729+8.3% | Added |
| Bank of America Corp | 1,293,836 | $3.01M | 0.00% | +1,076,786+496.1% | Added |
| Wells Fargo & Company | 1,339,186 | $3.12M | 0.00% | +172,823+14.8% | Added |
| Goldman Sachs Group Inc | 1,577,066 | $3.67M | 0.00% | +944,285+149.2% | Added |
| Marshall Wace, LLP | 1,658,516 | $3.86M | 0.01% | +1,658,516 | New |
| Citadel Advisors LLC | 1,693,822 | $3.95M | 0.00% | +691,099+68.9% | Added |
| Susquehanna International Group, LLP | 2,131,495 | $4.97M | 0.01% | +1,376,838+182.4% | Added |
| Norges Bank | 2,183,583 | $5.09M | 0.00% | +1,255,291+135.2% | Added |
| Charles Schwab Investment Management Inc | 2,201,687 | $5.13M | 0.00% | +58,593+2.7% | Added |
| Rafferty Asset Management, LLC | 2,470,682 | $5.76M | 0.03% | +1,620,162+190.5% | Added |
| UBS Group AG | 2,480,761 | $5.78M | 0.00% | +1,631,874+192.2% | Added |
| Northern Trust Corp | 2,816,938 | $6.56M | 0.00% | −128,500−4.4% | Reduced |
| Morgan Stanley | 3,281,214 | $7.64M | 0.00% | +2,367,713+259.2% | Added |
| JPMorgan Chase & Co | 3,298,099 | $7.68M | 0.00% | −276,218−7.7% | Reduced |
| Geode Capital Management, LLC | 4,986,433 | $11.6M | 0.00% | −314,823−5.9% | Reduced |
| D. E. Shaw & Co., Inc. | 7,241,891 | $16.9M | 0.02% | +4,794,841+195.9% | Added |
| Vanguard Group Inc | 15,901,385 | $37.1M | 0.00% | +208,655+1.3% | Added |
| BlackRock Inc. | 22,034,889 | $51.3M | 0.00% | +259,024+1.2% | Added |
| State Street Corp | 33,960,884 | $79.1M | 0.00% | +19,365,130+132.7% | Added |
| Advisor Group Holdings, Inc. | 130,402 | – | – | −23,284−15.2% | Reduced |
| Federated Hermes, Inc. | 2 | – | – | +2 | New |
| J.Safra Asset Management Corp | 13 | – | – | −14−51.9% | Reduced |
| IFP Advisors, Inc | 50 | – | – | +50 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −2,050−100.0% | Sold out |
| Sabby Management, LLC | 0 | $0 | 0.00% | −2,189,700−100.0% | Sold out |
| Schroder Investment Management Group | 0 | $0 | 0.00% | −373,382−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −169,029−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −133,148−100.0% | Sold out |
| Avidian Wealth Solutions, LLC | 0 | $0 | 0.00% | −106,000−100.0% | Sold out |
| Suvretta Capital Management, LLC | 0 | $0 | 0.00% | −105,744−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −88,990−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −87,759−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −57,912−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −46,245−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −29,800−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −25,893−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −23,587−100.0% | Sold out |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −15,100−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −20,183−100.0% | Sold out |
| Moloney Securities Asset Management, LLC | 0 | $0 | 0.00% | −19,885−100.0% | Sold out |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −19,180−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −16,892−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −14,701−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −13,805−100.0% | Sold out |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0 | $0 | 0.00% | −12,310−100.0% | Sold out |
| Profund Advisors LLC | 0 | $0 | 0.00% | −10,107−100.0% | Sold out |
| Sculptor Capital LP | 0 | $0 | 0.00% | −8,600−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −8,481−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −3,200−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −2,801−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Masso Torrence Wealth Management Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −550−100.0% | Sold out |
| Trust Co of Vermont | 0 | $0 | 0.00% | −204−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −99−100.0% | Sold out |
| Albion Financial Group | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −42−100.0% | Sold out |
| Cornerstone Advisory, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Shore Point Advisors, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Westwood Wealth Management | 0 | $0 | 0.00% | −675−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |
| Bell Investment Advisors, Inc | – | – | – | – | Not filed |