Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 212
- −18 vs. Q1 2021
- Shares held
- 77.5M
- −29.0K (0.0%) vs. Q1 2021
- Total value
- $750.9M
- +$109.6M (+17.1%) vs. Q1 2021
- New holders
- 30
- 71 more added
- Sold out
- 48
- 55 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of New York Mellon Corp | 1,013,177 | $9.82M | 0.00% | +104,926+11.6% | Added |
| Sabby Management, LLC | 1,197,976 | $11.6M | 2.51% | +133,043+12.5% | Added |
| Susquehanna International Group, LLP | 1,211,993 | $11.7M | 0.01% | +1,060,154+698.2% | Added |
| Nuveen Asset Management, LLC | 1,215,747 | $11.8M | 0.00% | +113,284+10.3% | Added |
| Charles Schwab Investment Management Inc | 1,730,560 | $16.8M | 0.01% | +91,306+5.6% | Added |
| D. E. Shaw & Co., Inc. | 1,810,369 | $17.5M | 0.02% | +1,415,064+358.0% | Added |
| JPMorgan Chase & Co | 2,567,331 | $24.9M | 0.00% | +184,044+7.7% | Added |
| Northern Trust Corp | 2,854,777 | $27.7M | 0.00% | +107,279+3.9% | Added |
| Geode Capital Management, LLC | 4,405,946 | $42.7M | 0.01% | +351,633+8.7% | Added |
| State Street Corp | 10,232,527 | $99.2M | 0.01% | +445,767+4.6% | Added |
| Vanguard Group Inc | 14,129,991 | $136.9M | 0.00% | +575,472+4.2% | Added |
| BlackRock Inc. | 19,117,922 | $185.3M | 0.01% | −291,411−1.5% | Reduced |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −471,269−100.0% | Sold out |
| Davide Leone & Partners Investment Co Ltd. | 0 | $0 | 0.00% | −264,201−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −245,472−100.0% | Sold out |
| Ikarian Capital, LLC | 0 | $0 | 0.00% | −165,900−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −159,775−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −113,385−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −110,706−100.0% | Sold out |
| Migdal Insurance & Financial Holdings Ltd. | 0 | $0 | 0.00% | −85,086−100.0% | Sold out |
| Mackay Shields LLC | 0 | $0 | 0.00% | −69,100−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −63,100−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −56,482−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −55,986−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −56,059−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −54,700−100.0% | Sold out |
| Navellier & Associates Inc | 0 | $0 | 0.00% | −42,767−100.0% | Sold out |
| Pearl River Capital, LLC | 0 | $0 | 0.00% | −37,657−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −25,808−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −19,800−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −17,850−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −15,266−100.0% | Sold out |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −15,100−100.0% | Sold out |
| TL Private Wealth | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −13,452−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −12,431−100.0% | Sold out |
| Summit Trail Advisors, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Virginia Retirement Systems Et Al | 0 | $0 | 0.00% | −11,200−100.0% | Sold out |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 0 | $0 | 0.00% | −11,265−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −10,700−100.0% | Sold out |
| Baker Avenue Asset Management, LP | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Pacer Advisors, Inc. | 0 | $0 | 0.00% | −7,606−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −6,363−100.0% | Sold out |
| Manchester Financial Inc | 0 | $0 | 0.00% | −2,075−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −1,800−100.0% | Sold out |
| ETF Managers Group, LLC | 0 | $0 | 0.00% | −1,092−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −627−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −510−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Hantz Financial Services, Inc. | 0 | $0 | 0.00% | −285−100.0% | Sold out |
| HHM Wealth Advisors, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| RMR Wealth Builders | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −26−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| E Fund Management Co., Ltd. | – | – | – | – | Not filed |