Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Spectrum Pharmaceuticals Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 142
- −4 vs. Q3 2021
- Shares held
- 98.4M
- −6.69M (−6.4%) vs. Q3 2021
- Total value
- $124.9M
- −$104.3M (−45.5%) vs. Q3 2021
- New holders
- 35
- 34 more added
- Sold out
- 39
- 50 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 30,215,947 | $38.4M | 0.00% | −315,488−1.0% | Reduced |
| Armistice Capital, LLC | 9,665,756 | $12.3M | 0.30% | −6,734,244−41.1% | Reduced |
| Vanguard Group Inc | 9,492,321 | $12.1M | 0.00% | −1,228,856−11.5% | Reduced |
| Bank of America Corp | 6,894,656 | $8.76M | 0.00% | +6,763,746+5,166.7% | Added |
| State Street Corp | 4,743,039 | $6.02M | 0.00% | −12,393,580−72.3% | Reduced |
| Millennium Management LLC | 2,984,198 | $3.79M | 0.00% | +2,906,421+3,736.9% | Added |
| Goldman Sachs Group Inc | 2,916,719 | $3.71M | 0.00% | +2,518,287+632.0% | Added |
| Morgan Stanley | 2,748,299 | $3.49M | 0.00% | +1,031,749+60.1% | Added |
| Geode Capital Management, LLC | 2,523,635 | $3.21M | 0.00% | −162,898−6.1% | Reduced |
| Northern Trust Corp | 1,691,151 | $2.15M | 0.00% | −141,151−7.7% | Reduced |
| Bank of New York Mellon Corp | 1,347,653 | $1.71M | 0.00% | −26,035−1.9% | Reduced |
| Alethea Capital Management, LLC | 1,177,115 | $1.50M | 1.30% | −479,700−29.0% | Reduced |
| Principal Financial Group Inc | 1,138,160 | $1.45M | 0.00% | −42,824−3.6% | Reduced |
| Marshall Wace, LLP | 969,105 | $1.23M | 0.00% | +969,105 | New |
| Parametric Portfolio Associates LLC | 924,598 | $1.17M | 0.00% | +472,550+104.5% | Added |
| Dimensional Fund Advisors LP | 920,723 | $1.17M | 0.00% | −483,203−34.4% | Reduced |
| Invesco Ltd. | 910,909 | $1.16M | 0.00% | +14,434+1.6% | Added |
| D. E. Shaw & Co., Inc. | 862,637 | $1.10M | 0.00% | +610,012+241.5% | Added |
| HRT Financial LP | 858,242 | $1.09M | 0.01% | +838,949+4,348.5% | Added |
| Renaissance Technologies LLC | 830,249 | $1.05M | 0.00% | +804,312+3,101.0% | Added |
| Susquehanna International Group, LLP | 799,082 | $1.01M | 0.00% | +14,492+1.8% | Added |
| Ameriprise Financial Inc | 714,213 | $907.0K | 0.00% | +24,100+3.5% | Added |
| Panagora Asset Management Inc | 604,941 | $768.0K | 0.00% | +17,648+3.0% | Added |
| Toronto Dominion Bank | 598,037 | $760.0K | 0.00% | +598,037 | New |
| Fisher Asset Management, LLC | 545,198 | $692.0K | 0.00% | +487,323+842.0% | Added |
| Wells Fargo & Company | 544,128 | $691.0K | 0.00% | −3,880−0.7% | Reduced |
| Citadel Advisors LLC | 515,919 | $655.0K | 0.00% | +495,584+2,437.1% | Added |
| JPMorgan Chase & Co | 491,656 | $624.0K | 0.00% | −29,360−5.6% | Reduced |
| Two Sigma Investments, LP | 475,749 | $604.0K | 0.00% | +475,749 | New |
| Nuveen Asset Management, LLC | 446,729 | $599.0K | 0.00% | −35,619−7.4% | Reduced |
| Rhumbline Advisers | 414,797 | $527.0K | 0.00% | +10,259+2.5% | Added |
| Gsa Capital Partners LLP | 410,691 | $522.0K | 0.07% | −322,244−44.0% | Reduced |
| Charles Schwab Investment Management Inc | 409,902 | $521.0K | 0.00% | +1770.0% | Added |
| Two Sigma Advisers, LP | 388,500 | $493.0K | 0.00% | −105,491−21.4% | Reduced |
| Jane Street Group, LLC | 358,704 | $455.0K | 0.00% | +316,758+755.2% | Added |
| Legal & General Group Plc | 351,947 | $445.0K | 0.00% | −24,736−6.6% | Reduced |
| Public Sector Pension Investment Board | 330,052 | $419.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 315,890 | $401.0K | 0.00% | +149,136+89.4% | Added |
| New York State Teachers Retirement System | 251,900 | $320.0K | 0.00% | −2,600−1.0% | Reduced |
| Alliancebernstein L.P. | 231,245 | $294.0K | 0.00% | −1,450−0.6% | Reduced |
| Simplex Trading, LLC | 216,937 | $275.0K | 0.01% | +167,645+340.1% | Added |
| Barclays PLC | 212,985 | $271.0K | 0.00% | +80,031+60.2% | Added |
| FSB Premier Wealth Management, Inc. | 200,000 | $254.0K | 0.11% | +200,000 | New |
| Prudential Financial Inc | 169,994 | $216.0K | 0.00% | −1,095−0.6% | Reduced |
| ExodusPoint Capital Management, LP | 168,847 | $214.0K | 0.00% | +106,694+171.7% | Added |
| Caxton Associates LP | 164,096 | $208.0K | 0.03% | +164,096 | New |
| CM Management, LLC | 150,000 | $191.0K | 0.14% | −150,000−50.0% | Reduced |
| Yousif Capital Management, LLC | 149,295 | $190.0K | 0.00% | +149,295 | New |
| Thrivent Financial for Lutherans | 133,429 | $169.0K | 0.00% | +781+0.6% | Added |
| Citigroup Inc | 130,359 | $166.0K | 0.00% | −397,075−75.3% | Reduced |
| Great West Life Assurance Co | 128,160 | $161.0K | 0.00% | −7,100−5.2% | Reduced |
| Franklin Resources Inc | 126,074 | $160.0K | 0.00% | −19,658−13.5% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 123,918 | $157.0K | 0.00% | −510−0.4% | Reduced |
| Texas Permanent School Fund | 118,204 | $150.0K | 0.00% | −3,191−2.6% | Reduced |
| State of Alaska, Department of Revenue | 116,083 | $147.0K | 0.00% | −5,510−4.5% | Reduced |
| Tekla Capital Management LLC | 114,670 | $146.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 109,856 | $140.0K | 0.00% | −206−0.2% | Reduced |
| Comerica Bank | 140,865 | $139.0K | 0.00% | −7,010−4.7% | Reduced |
| Deutsche Bank AG | 107,860 | $137.0K | 0.00% | −10,280−8.7% | Reduced |
| Manufacturers Life Insurance Company, The | 101,415 | $129.0K | 0.00% | +2,522+2.6% | Added |
| American International Group, Inc. | 99,204 | $126.0K | 0.00% | −3,203−3.1% | Reduced |
| Alpine Global Management, LLC | 97,650 | $124.0K | 0.02% | +97,650 | New |
| California State Teachers Retirement System | 87,887 | $112.0K | 0.00% | −131,441−59.9% | Reduced |
| Tower Research Capital LLC (TRC) | 85,813 | $109.0K | 0.00% | +16,132+23.2% | Added |
| Squarepoint Ops LLC | 85,504 | $109.0K | 0.00% | +85,504 | New |
| Amalgamated Bank | 84,251 | $107.0K | 0.00% | +3,515+4.4% | Added |
| Engineers Gate Manager LP | 84,149 | $107.0K | 0.00% | +84,149 | New |
| Sonora Investment Management Group, LLC | 82,000 | $104.0K | 0.01% | +82,000 | New |
| Louisiana State Employees Retirement System | 79,400 | $101.0K | 0.00% | +300+0.4% | Added |
| State of Tennessee, Treasury Department | 79,021 | $100.0K | 0.00% | −12,055−13.2% | Reduced |
| BNP Paribas Arbitrage, SA | 73,991 | $94.0K | 0.00% | −84,960−53.5% | Reduced |
| Graham Capital Management, L.P. | 67,496 | $85.0K | 0.00% | +67,496 | New |
| Cubist Systematic Strategies, LLC | 65,504 | $83.0K | 0.00% | +65,504 | New |
| Maryland State Retirement & Pension System | 64,069 | $81.0K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 63,554 | $81.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 63,845 | $81.0K | 0.00% | +3,669+6.1% | Added |
| Oregon Public Employees Retirement Fund | 62,257 | $79.0K | 0.00% | −2,900−4.5% | Reduced |
| Voya Investment Management LLC | 60,328 | $77.0K | 0.00% | −1,591−2.6% | Reduced |
| Manteio Capital LLC | 57,586 | $73.0K | 0.09% | +57,586 | New |
| Jump Financial, LLC | 56,400 | $72.0K | 0.00% | +56,400 | New |
| Landscape Capital Management, L.L.C. | 53,160 | $68.0K | 0.01% | +53,160 | New |
| Bank of Montreal | 47,445 | $65.0K | 0.00% | −7,371−13.4% | Reduced |
| Price T Rowe Associates Inc | 48,651 | $62.0K | 0.00% | −60,253−55.3% | Reduced |
| Metropolitan Life Insurance Co | 48,391 | $61.5K | 0.00% | +6,863+16.5% | Added |
| Qube Research & Technologies Ltd | 44,132 | $56.0K | 0.00% | +44,132 | New |
| Journey Strategic Wealth LLC | 42,301 | $54.0K | 0.01% | +42,301 | New |
| Group One Trading, L.P. | 40,418 | $51.0K | 0.00% | −26,844−39.9% | Reduced |
| Coldstream Capital Management Inc | 36,822 | $47.0K | 0.00% | +36,822 | New |
| Public Employees Retirement Association of Colorado | 34,833 | $44.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 33,991 | $43.0K | 0.00% | +19,174+129.4% | Added |
| Advisor Group Holdings, Inc. | 30,382 | $39.0K | 0.00% | −1,121−3.6% | Reduced |
| Vantage Consulting Group Inc | 29,181 | $37.0K | 0.01% | +9,430+47.7% | Added |
| Syntax Advisors, LLC | 29,181 | $37.0K | 0.03% | +29,181 | New |
| Acadian Asset Management LLC | 28,990 | $36.0K | 0.00% | +28,990 | New |
| Boothbay Fund Management, LLC | 27,556 | $35.0K | 0.00% | +27,556 | New |
| AXA S.A. | 26,100 | $33.0K | 0.00% | −371,700−93.4% | Reduced |
| Mutual of America Capital Management LLC | 22,400 | $28.0K | 0.00% | +516+2.4% | Added |
| Teachers Retirement System of the State of Kentucky | 21,722 | $28.0K | 0.00% | 00.0% | Unchanged |
| Diversified Trust Co | 21,268 | $27.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 20,035 | $25.0K | 0.00% | −638−3.1% | Reduced |