Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Spectrum Pharmaceuticals Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 142
- −4 vs. Q3 2021
- Shares held
- 98.4M
- −6.69M (−6.4%) vs. Q3 2021
- Total value
- $124.9M
- −$104.3M (−45.5%) vs. Q3 2021
- New holders
- 35
- 34 more added
- Sold out
- 39
- 50 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wolverine Trading, LLC | 17,195 | $23.0K | 0.00% | +17,195 | New |
| Sheaff Brock Investment Advisors, LLC | 17,200 | $22.0K | 0.00% | +4,600+36.5% | Added |
| Profund Advisors LLC | 16,458 | $21.0K | 0.00% | −10,554−39.1% | Reduced |
| Creative Planning | 16,531 | $21.0K | 0.00% | −10.0% | Reduced |
| Point72 Hong Kong Ltd | 16,752 | $21.0K | 0.00% | +16,752 | New |
| Crossmark Global Holdings, Inc. | 15,500 | $20.0K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 15,597 | $20.0K | 0.00% | +15,597 | New |
| Sargent Investment Group, LLC | 14,600 | $19.0K | 0.00% | −144,000−90.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 12,715 | $16.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 12,291 | $16.0K | 0.00% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 12,893 | $16.0K | 0.00% | +12,893 | New |
| Dorsey & Whitney Trust CO LLC | 11,481 | $15.0K | 0.00% | +11,481 | New |
| Commonwealth Equity Services, LLC | 10,850 | $13.0K | 0.00% | 00.0% | Unchanged |
| Teza Capital Management LLC | 10,352 | $13.0K | 0.00% | 00.0% | Unchanged |
| Northeast Financial Consultants Inc | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 8,517 | $10.8K | 0.00% | −52,028−85.9% | Reduced |
| Fortitude Advisory Group L.L.C. | 7,600 | $10.0K | 0.01% | +7,600 | New |
| Versant Capital Management, Inc | 6,702 | $9.00K | 0.00% | +5,514+464.1% | Added |
| Tradition Wealth Management, LLC | 5,148 | $7.00K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 5,800 | $7.00K | 0.00% | +5,800 | New |
| Parallel Advisors, LLC | 5,000 | $6.00K | 0.00% | −653−11.6% | Reduced |
| The PNC Financial Services Group, Inc. | 4,049 | $5.00K | 0.00% | −2,638−39.4% | Reduced |
| CWM, LLC | 4,307 | $5.00K | 0.00% | +4,307 | New |
| UBS Group AG | 2,157 | $3.00K | 0.00% | −942,812−99.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 2,250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 2,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,600 | $2.03K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,215 | $2.00K | 0.00% | −199−14.1% | Reduced |
| Focused Wealth Management, Inc | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,177 | $1.00K | 0.00% | +1,177 | New |
| Sageworth Trust Co of South Dakota | 518 | $1.00K | 0.00% | +518 | New |
| Daiwa Securities Group Inc. | 321 | $0 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 157 | $0 | 0.00% | −523−76.9% | Reduced |
| First Personal Financial Services | 370 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 354 | $0 | 0.00% | +53+17.6% | Added |
| Northwestern Mutual Wealth Management Co | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 200 | $0 | 0.00% | +200 | New |
| Ford Financial Group, LLC | 200 | $0 | 0.00% | +200 | New |
| Widmann Financial Services, Inc. | 15 | $0 | 0.00% | +15 | New |
| CoreCap Advisors, LLC | 24 | – | – | +24 | New |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −690,370−100.0% | Sold out |
| Jupiter Asset Management Ltd | 0 | $0 | 0.00% | −452,692−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −356,900−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −202,300−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −185,226−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −184,925−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −158,669−100.0% | Sold out |
| Shell Asset Management Co | 0 | $0 | 0.00% | −121,591−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −100,269−100.0% | Sold out |
| Employees Retirement System of Texas | 0 | $0 | 0.00% | −65,082−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −63,300−100.0% | Sold out |
| McDonald Partners LLC | 0 | $0 | 0.00% | −44,870−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −43,997−100.0% | Sold out |
| Private Wealth Advisors | 0 | $0 | 0.00% | −56,994−100.0% | Sold out |
| DekaBank Deutsche Girozentrale | 0 | $0 | 0.00% | −42,800−100.0% | Sold out |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 0 | $0 | 0.00% | −38,450−100.0% | Sold out |
| E Fund Management Co., Ltd. | 0 | $0 | 0.00% | −38,190−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −35,000−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −25,678−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −24,754−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −22,269−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −20,614−100.0% | Sold out |
| QCM Cayman, Ltd. | 0 | $0 | 0.00% | −18,162−100.0% | Sold out |
| Pictet Asset Management SA | 0 | $0 | 0.00% | −18,300−100.0% | Sold out |
| Continuum Advisory, LLC | 0 | $0 | 0.00% | −17,550−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −17,075−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −15,536−100.0% | Sold out |
| Quilter Plc | 0 | $0 | 0.00% | −11,612−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −4,175−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −3,755−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −1,083−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −625−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −622−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −262−100.0% | Sold out |
| Parkside Financial Bank & Trust | 0 | $0 | 0.00% | −151−100.0% | Sold out |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |