Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Spectrum Pharmaceuticals Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- −5 vs. Q2 2021
- Shares held
- 105.1M
- +1.38M (+1.3%) vs. Q2 2021
- Total value
- $229.3M
- −$159.5M (−41.0%) vs. Q2 2021
- New holders
- 19
- 45 more added
- Sold out
- 24
- 47 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 30,531,435 | $66.6M | 0.00% | +336,548+1.1% | Added |
| State Street Corp | 17,136,619 | $37.4M | 0.00% | +5,936,588+53.0% | Added |
| Armistice Capital, LLC | 16,400,000 | $35.8M | 0.88% | +5,352,000+48.4% | Added |
| Vanguard Group Inc | 10,721,177 | $23.4M | 0.00% | −2,623,108−19.7% | Reduced |
| Geode Capital Management, LLC | 2,686,533 | $5.86M | 0.00% | +39,268+1.5% | Added |
| Northern Trust Corp | 1,832,302 | $4.00M | 0.00% | −28,572−1.5% | Reduced |
| Morgan Stanley | 1,716,550 | $3.74M | 0.00% | −793,793−31.6% | Reduced |
| Alethea Capital Management, LLC | 1,656,815 | $3.61M | 3.18% | +7,500+0.5% | Added |
| Dimensional Fund Advisors LP | 1,403,926 | $3.06M | 0.00% | −433,727−23.6% | Reduced |
| Bank of New York Mellon Corp | 1,373,688 | $2.99M | 0.00% | +60,669+4.6% | Added |
| Principal Financial Group Inc | 1,180,984 | $2.58M | 0.00% | +5,812+0.5% | Added |
| UBS Group AG | 944,969 | $2.06M | 0.00% | +834,596+756.2% | Added |
| Invesco Ltd. | 896,475 | $1.96M | 0.00% | +6,133+0.7% | Added |
| Susquehanna International Group, LLP | 784,590 | $1.71M | 0.00% | +169,356+27.5% | Added |
| Gsa Capital Partners LLP | 732,935 | $1.60M | 0.16% | +279,791+61.7% | Added |
| Rafferty Asset Management, LLC | 690,370 | $1.50M | 0.01% | +328,088+90.6% | Added |
| Ameriprise Financial Inc | 690,113 | $1.50M | 0.00% | −14,303−2.0% | Reduced |
| Panagora Asset Management Inc | 587,293 | $1.28M | 0.01% | −9,620−1.6% | Reduced |
| Wells Fargo & Company | 548,008 | $1.19M | 0.00% | −20,000−3.5% | Reduced |
| Nuveen Asset Management, LLC | 482,348 | $1.17M | 0.00% | −1680.0% | Reduced |
| Citigroup Inc | 527,434 | $1.15M | 0.00% | −121,556−18.7% | Reduced |
| JPMorgan Chase & Co | 521,016 | $1.14M | 0.00% | −39,204−7.0% | Reduced |
| Two Sigma Advisers, LP | 493,991 | $1.08M | 0.00% | −1,011,300−67.2% | Reduced |
| Jupiter Asset Management Ltd | 452,692 | $987.0K | 0.01% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 452,048 | $985.0K | 0.00% | −561,772−55.4% | Reduced |
| Charles Schwab Investment Management Inc | 409,725 | $893.0K | 0.00% | −685,864−62.6% | Reduced |
| Rhumbline Advisers | 404,538 | $882.0K | 0.00% | −46,012−10.2% | Reduced |
| Goldman Sachs Group Inc | 398,432 | $868.0K | 0.00% | +4,788+1.2% | Added |
| AXA S.A. | 397,800 | $867.0K | 0.00% | +124,000+45.3% | Added |
| Legal & General Group Plc | 376,683 | $821.0K | 0.00% | +37,031+10.9% | Added |
| Swiss National Bank | 356,900 | $778.0K | 0.00% | +18,000+5.3% | Added |
| Public Sector Pension Investment Board | 330,052 | $720.0K | 0.00% | 00.0% | Unchanged |
| CM Management, LLC | 300,000 | $654.0K | 0.49% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 254,500 | $555.0K | 0.00% | −1,000−0.4% | Reduced |
| D. E. Shaw & Co., Inc. | 252,625 | $550.0K | 0.00% | −320,773−55.9% | Reduced |
| Alliancebernstein L.P. | 232,695 | $507.0K | 0.00% | −20,690−8.2% | Reduced |
| California State Teachers Retirement System | 219,328 | $478.0K | 0.00% | +5,824+2.7% | Added |
| State of Wisconsin Investment Board | 202,300 | $441.0K | 0.00% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 185,226 | $404.0K | 0.00% | −15,380−7.7% | Reduced |
| Credit Suisse AG | 184,925 | $403.0K | 0.00% | −18,218−9.0% | Reduced |
| Prudential Financial Inc | 171,089 | $373.0K | 0.00% | +1,720+1.0% | Added |
| SG Americas Securities, LLC | 166,754 | $364.0K | 0.00% | +155,507+1,382.7% | Added |
| BNP Paribas Arbitrage, SA | 158,951 | $346.5K | 0.00% | +100,995+174.3% | Added |
| Sargent Investment Group, LLC | 158,600 | $346.0K | 0.08% | −5,625−3.4% | Reduced |
| UBS Asset Management Americas Inc | 158,669 | $345.9K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 145,732 | $318.0K | 0.00% | +145,732 | New |
| Great West Life Assurance Co | 135,260 | $298.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 147,875 | $294.0K | 0.00% | −3,153−2.1% | Reduced |
| Barclays PLC | 132,954 | $290.0K | 0.00% | −41,425−23.8% | Reduced |
| Thrivent Financial for Lutherans | 132,648 | $289.0K | 0.00% | +605+0.5% | Added |
| Bank of America Corp | 130,910 | $285.0K | 0.00% | −257,463−66.3% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 124,428 | $271.0K | 0.00% | +474+0.4% | Added |
| Shell Asset Management Co | 121,591 | $265.0K | 0.01% | −5,210−4.1% | Reduced |
| Texas Permanent School Fund | 121,395 | $265.0K | 0.00% | +1,025+0.9% | Added |
| State of Alaska, Department of Revenue | 121,593 | $265.0K | 0.00% | +9,820+8.8% | Added |
| Deutsche Bank AG | 118,140 | $257.0K | 0.00% | +2,067+1.8% | Added |
| Tekla Capital Management LLC | 114,670 | $250.0K | 0.01% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 110,062 | $240.0K | 0.00% | +376+0.3% | Added |
| Price T Rowe Associates Inc | 108,904 | $237.0K | 0.00% | −21,200−16.3% | Reduced |
| American International Group, Inc. | 102,407 | $223.0K | 0.00% | +1,345+1.3% | Added |
| Virtu Financial LLC | 100,269 | $219.0K | 0.02% | +100,269 | New |
| Manufacturers Life Insurance Company, The | 98,893 | $216.0K | 0.00% | +7,178+7.8% | Added |
| State of Tennessee, Treasury Department | 91,076 | $199.0K | 0.00% | +657+0.7% | Added |
| Simplex Trading, LLC | 49,292 | $188.0K | 0.01% | +323+0.7% | Added |
| Sonora Investment Management, LLC | 82,000 | $179.0K | 0.02% | 00.0% | Unchanged |
| Amalgamated Bank | 80,736 | $176.0K | 0.00% | +304+0.4% | Added |
| Louisiana State Employees Retirement System | 79,100 | $172.0K | 0.00% | +6,300+8.7% | Added |
| Millennium Management LLC | 77,777 | $170.0K | 0.00% | +29,719+61.8% | Added |
| Tower Research Capital LLC (TRC) | 69,681 | $152.0K | 0.00% | +60,537+662.0% | Added |
| Group One Trading, L.P. | 67,262 | $147.0K | 0.00% | +40,657+152.8% | Added |
| Maryland State Retirement & Pension System | 64,069 | $143.0K | 0.00% | +64,069 | New |
| Oregon Public Employees Retirement Fund | 65,157 | $142.0K | 0.00% | −300−0.5% | Reduced |
| Employees Retirement System of Texas | 65,082 | $142.0K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 63,554 | $139.0K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 63,300 | $138.0K | 0.01% | +63,300 | New |
| Voya Investment Management LLC | 61,919 | $135.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 62,153 | $135.0K | 0.00% | +62,153 | New |
| MetLife Investment Management | 60,545 | $132.0K | 0.00% | +29,725+96.4% | Added |
| ProShare Advisors LLC | 60,176 | $131.0K | 0.00% | −13,419−18.2% | Reduced |
| Fisher Asset Management, LLC | 57,875 | $126.0K | 0.00% | −275−0.5% | Reduced |
| Bank of Montreal | 54,816 | $123.0K | 0.00% | +4,779+9.6% | Added |
| McDonald Partners LLC | 44,870 | $98.0K | 0.02% | 00.0% | Unchanged |
| Private Wealth Advisors | 56,994 | $96.0K | 0.03% | 00.0% | Unchanged |
| Arizona State Retirement System | 43,997 | $96.0K | 0.00% | +2,209+5.3% | Added |
| DekaBank Deutsche Girozentrale | 42,800 | $95.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 41,946 | $92.0K | 0.00% | +12,140+40.7% | Added |
| Metropolitan Life Insurance Co | 41,528 | $90.5K | 0.00% | +10,951+35.8% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 38,450 | $84.0K | 0.00% | +38,450 | New |
| E Fund Management Co., Ltd. | 38,190 | $83.0K | 0.00% | +38,190 | New |
| Brewin Dolphin Ltd | 35,000 | $76.3K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 34,833 | $76.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 31,503 | $68.0K | 0.00% | −11,056−26.0% | Reduced |
| Profund Advisors LLC | 27,012 | $59.0K | 0.00% | −4,231−13.5% | Reduced |
| Renaissance Technologies LLC | 25,937 | $57.0K | 0.00% | −205,230−88.8% | Reduced |
| Dynamic Technology Lab Private Ltd | 25,678 | $56.0K | 0.01% | +25,678 | New |
| Teacher Retirement System of Texas | 24,754 | $54.0K | 0.00% | +7,200+41.0% | Added |
| Macquarie Group Ltd | 22,269 | $49.0K | 0.00% | −3,993,635−99.4% | Reduced |
| Mutual of America Capital Management LLC | 21,884 | $48.0K | 0.00% | −1,079−4.7% | Reduced |
| Teachers Retirement System of the State of Kentucky | 21,722 | $47.0K | 0.00% | 00.0% | Unchanged |
| Diversified Trust Co | 21,268 | $46.0K | 0.00% | 00.0% | Unchanged |