Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Spectrum Pharmaceuticals Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- −5 vs. Q2 2021
- Shares held
- 105.1M
- +1.38M (+1.3%) vs. Q2 2021
- Total value
- $229.3M
- −$159.5M (−41.0%) vs. Q2 2021
- New holders
- 19
- 45 more added
- Sold out
- 24
- 47 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eaton Vance Management | 262 | $0 | 0.00% | −2,073−88.8% | Reduced |
| Berman Capital Advisors, LLC | 219 | $0 | 0.00% | −603−73.4% | Reduced |
| Parkside Financial Bank & Trust | 151 | $0 | 0.00% | −392−72.2% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | −57−98.3% | Reduced |
| Sargent Bickham Lagudis LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 200 | $0 | 0.00% | +200 | New |
| Quadrant Capital Group LLC | 301 | $1.00K | 0.00% | −1,995−86.9% | Reduced |
| US Bancorp | 625 | $1.00K | 0.00% | −386−38.2% | Reduced |
| Sageworth Trust Co | 680 | $1.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 321 | $1.00K | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 370 | $1.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 622 | $1.00K | 0.00% | +622 | New |
| Meeder Asset Management Inc | 1,083 | $2.00K | 0.00% | −10,836−90.9% | Reduced |
| Spire Wealth Management | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 800 | $2.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,414 | $3.00K | 0.00% | −3,224−69.5% | Reduced |
| Versant Capital Management, Inc | 1,188 | $3.00K | 0.00% | −325−21.5% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,600 | $3.49K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,250 | $5.00K | 0.00% | −500−18.2% | Reduced |
| Key Financial Inc | 2,500 | $5.00K | 0.00% | +2,500 | New |
| Penserra Capital Management LLC | 3,755 | $8.00K | 0.00% | +80+2.2% | Added |
| Plante Moran Financial Advisors, LLC | 4,175 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 5,148 | $11.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,653 | $12.0K | 0.00% | +313+5.9% | Added |
| The PNC Financial Services Group, Inc. | 6,687 | $14.0K | 0.00% | −4,115−38.1% | Reduced |
| Northeast Financial Consultants Inc | 10,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 10,000 | $22.0K | 0.01% | 00.0% | Unchanged |
| Teza Capital Management LLC | 10,352 | $23.0K | 0.01% | −1,524−12.8% | Reduced |
| Commonwealth Equity Services, LLC | 10,850 | $23.0K | 0.00% | +10,850 | New |
| Nomura Holdings Inc | 10,400 | $23.0K | 0.00% | +10,400 | New |
| Quilter Plc | 11,612 | $25.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 12,291 | $27.0K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 12,600 | $27.0K | 0.00% | +12,600 | New |
| Raymond James Financial Services Advisors, Inc. | 12,715 | $28.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 14,817 | $33.0K | 0.00% | +4,225+39.9% | Added |
| Crossmark Global Holdings, Inc. | 15,500 | $34.0K | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 15,536 | $34.0K | 0.00% | +15,536 | New |
| Creative Planning | 16,532 | $36.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 17,075 | $37.0K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 17,550 | $38.0K | 0.01% | 00.0% | Unchanged |
| QCM Cayman, Ltd. | 18,162 | $40.0K | 0.11% | +18,162 | New |
| Pictet Asset Management SA | 18,300 | $40.0K | 0.00% | +18,300 | New |
| HRT Financial LP | 19,293 | $42.0K | 0.00% | +19,293 | New |
| Vantage Consulting Group Inc | 19,751 | $43.0K | 0.01% | +9,337+89.7% | Added |
| Citadel Advisors LLC | 20,335 | $44.0K | 0.00% | −131,339−86.6% | Reduced |
| Victory Capital Management Inc | 20,673 | $45.0K | 0.00% | −960−4.4% | Reduced |
| Two Sigma Securities, LLC | 20,614 | $45.0K | 0.01% | +20,614 | New |
| Diversified Trust Co | 21,268 | $46.0K | 0.00% | 00.0% | Unchanged |
| Teachers Retirement System of the State of Kentucky | 21,722 | $47.0K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 21,884 | $48.0K | 0.00% | −1,079−4.7% | Reduced |
| Macquarie Group Ltd | 22,269 | $49.0K | 0.00% | −3,993,635−99.4% | Reduced |
| Teacher Retirement System of Texas | 24,754 | $54.0K | 0.00% | +7,200+41.0% | Added |
| Dynamic Technology Lab Private Ltd | 25,678 | $56.0K | 0.01% | +25,678 | New |
| Renaissance Technologies LLC | 25,937 | $57.0K | 0.00% | −205,230−88.8% | Reduced |
| Profund Advisors LLC | 27,012 | $59.0K | 0.00% | −4,231−13.5% | Reduced |
| Advisor Group Holdings, Inc. | 31,503 | $68.0K | 0.00% | −11,056−26.0% | Reduced |
| Public Employees Retirement Association of Colorado | 34,833 | $76.0K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 35,000 | $76.3K | 0.00% | 00.0% | Unchanged |
| E Fund Management Co., Ltd. | 38,190 | $83.0K | 0.00% | +38,190 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 38,450 | $84.0K | 0.00% | +38,450 | New |
| Metropolitan Life Insurance Co | 41,528 | $90.5K | 0.00% | +10,951+35.8% | Added |
| Jane Street Group, LLC | 41,946 | $92.0K | 0.00% | +12,140+40.7% | Added |
| DekaBank Deutsche Girozentrale | 42,800 | $95.0K | 0.00% | 00.0% | Unchanged |
| Private Wealth Advisors | 56,994 | $96.0K | 0.03% | 00.0% | Unchanged |
| Arizona State Retirement System | 43,997 | $96.0K | 0.00% | +2,209+5.3% | Added |
| McDonald Partners LLC | 44,870 | $98.0K | 0.02% | 00.0% | Unchanged |
| Bank of Montreal | 54,816 | $123.0K | 0.00% | +4,779+9.6% | Added |
| Fisher Asset Management, LLC | 57,875 | $126.0K | 0.00% | −275−0.5% | Reduced |
| ProShare Advisors LLC | 60,176 | $131.0K | 0.00% | −13,419−18.2% | Reduced |
| MetLife Investment Management | 60,545 | $132.0K | 0.00% | +29,725+96.4% | Added |
| Voya Investment Management LLC | 61,919 | $135.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 62,153 | $135.0K | 0.00% | +62,153 | New |
| Ergoteles LLC | 63,300 | $138.0K | 0.01% | +63,300 | New |
| State Board of Administration of Florida Retirement System | 63,554 | $139.0K | 0.00% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 65,157 | $142.0K | 0.00% | −300−0.5% | Reduced |
| Employees Retirement System of Texas | 65,082 | $142.0K | 0.00% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 64,069 | $143.0K | 0.00% | +64,069 | New |
| Group One Trading, L.P. | 67,262 | $147.0K | 0.00% | +40,657+152.8% | Added |
| Tower Research Capital LLC (TRC) | 69,681 | $152.0K | 0.00% | +60,537+662.0% | Added |
| Millennium Management LLC | 77,777 | $170.0K | 0.00% | +29,719+61.8% | Added |
| Louisiana State Employees Retirement System | 79,100 | $172.0K | 0.00% | +6,300+8.7% | Added |
| Amalgamated Bank | 80,736 | $176.0K | 0.00% | +304+0.4% | Added |
| Sonora Investment Management, LLC | 82,000 | $179.0K | 0.02% | 00.0% | Unchanged |
| Simplex Trading, LLC | 49,292 | $188.0K | 0.01% | +323+0.7% | Added |
| State of Tennessee, Treasury Department | 91,076 | $199.0K | 0.00% | +657+0.7% | Added |
| Manufacturers Life Insurance Company, The | 98,893 | $216.0K | 0.00% | +7,178+7.8% | Added |
| Virtu Financial LLC | 100,269 | $219.0K | 0.02% | +100,269 | New |
| American International Group, Inc. | 102,407 | $223.0K | 0.00% | +1,345+1.3% | Added |
| Price T Rowe Associates Inc | 108,904 | $237.0K | 0.00% | −21,200−16.3% | Reduced |
| New York State Common Retirement Fund | 110,062 | $240.0K | 0.00% | +376+0.3% | Added |
| Tekla Capital Management LLC | 114,670 | $250.0K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 118,140 | $257.0K | 0.00% | +2,067+1.8% | Added |
| Shell Asset Management Co | 121,591 | $265.0K | 0.01% | −5,210−4.1% | Reduced |
| Texas Permanent School Fund | 121,395 | $265.0K | 0.00% | +1,025+0.9% | Added |
| State of Alaska, Department of Revenue | 121,593 | $265.0K | 0.00% | +9,820+8.8% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 124,428 | $271.0K | 0.00% | +474+0.4% | Added |
| Bank of America Corp | 130,910 | $285.0K | 0.00% | −257,463−66.3% | Reduced |
| Thrivent Financial for Lutherans | 132,648 | $289.0K | 0.00% | +605+0.5% | Added |
| Barclays PLC | 132,954 | $290.0K | 0.00% | −41,425−23.8% | Reduced |