Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
Q3 2021 vs. Q2 2021
How the institutions holding Spectrum Pharmaceuticals Inc changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 156 | 3 | 148 | −5 |
| Shares | 103.9M | 140.3K | 105.1M | +1.38M (+1.3%) |
| Value | $389.4M | $527.0K | $229.3M | −$159.5M (−41.0%) |
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (19)
Institutions that held Spectrum Pharmaceuticals Inc at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Franklin Resources Inc | 145,732 | $318.0K | 0.00% |
| Virtu Financial LLC | 100,269 | $219.0K | 0.02% |
| Maryland State Retirement & Pension System | 64,069 | $143.0K | 0.00% |
| Ergoteles LLC | 63,300 | $138.0K | 0.01% |
| ExodusPoint Capital Management, LP | 62,153 | $135.0K | 0.00% |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 38,450 | $84.0K | 0.00% |
| E Fund Management Co., Ltd. | 38,190 | $83.0K | 0.00% |
| Dynamic Technology Lab Private Ltd | 25,678 | $56.0K | 0.01% |
| Two Sigma Securities, LLC | 20,614 | $45.0K | 0.01% |
| HRT Financial LP | 19,293 | $42.0K | 0.00% |
| QCM Cayman, Ltd. | 18,162 | $40.0K | 0.11% |
| Pictet Asset Management SA | 18,300 | $40.0K | 0.00% |
| Janus Henderson Group PLC | 15,536 | $34.0K | 0.00% |
| Sheaff Brock Investment Advisors, LLC | 12,600 | $27.0K | 0.00% |
| Commonwealth Equity Services, LLC | 10,850 | $23.0K | 0.00% |
| Nomura Holdings Inc | 10,400 | $23.0K | 0.00% |
| Key Financial Inc | 2,500 | $5.00K | 0.00% |
| Meridian Wealth Partners, LLC | 622 | $1.00K | 0.00% |
| Northwestern Mutual Wealth Management Co | 200 | $0 | 0.00% |
Sold out (24)
Institutions that held Spectrum Pharmaceuticals Inc at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Two Sigma Investments, LP | 1,326,237 | $4.97M |
| Cubist Systematic Strategies, LLC | 110,539 | $415.0K |
| Squarepoint Ops LLC | 93,906 | $352.0K |
| Qube Research & Technologies Ltd | 84,158 | $316.0K |
| XTX Topco Ltd | 31,247 | $117.0K |
| Federated Hermes, Inc. | 30,149 | $113.0K |
| Pinz Capital Management, LP | 28,700 | $108.0K |
| Centiva Capital, LP | 28,898 | $108.0K |
| Connor, Clark & Lunn Investment Management Ltd. | 25,996 | $97.0K |
| Henshaw Capital LLC | 20,009 | $75.0K |
| Verition Fund Management LLC | 19,028 | $71.0K |
| Quantitative Investment Management, LLC | 13,721 | $51.0K |
| Wolverine Trading, LLC | 10,829 | $42.0K |
| CIBC Asset Management Inc | 11,010 | $41.0K |
| Harbor Investment Advisory, LLC | 3,884 | $15.0K |
| Point72 Hong Kong Ltd | 3,755 | $14.0K |
| Sutton Wealth Advisors Inc. | 2,955 | $11.1K |
| Signaturefd, LLC | 1,472 | $6.00K |
| GPS Wealth Strategies Group, LLC | 1,000 | $4.00K |
| TCI Wealth Advisors, Inc. | 571 | $2.00K |
| Lindbrook Capital, LLC | 625 | $2.00K |
| Allworth Financial LP | 333 | $1.00K |
| Advisory Services Network, LLC | 9 | $0 |
| Ford Financial Group, LLC | 200 | $0 |
Not filed for Q3 2021 yet (3)
Institutions that held Spectrum Pharmaceuticals Inc at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| QS Investors, LLC | 122,000 | $458.0K |
| Pictet Asset Management Ltd | 18,300 | $69.0K |
| CWM, LLC | 12 | $0 |