Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Spectrum Pharmaceuticals Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SPPI is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 78
- +9 vs. Q1 2023
- Shares held
- 58.7M
- +14.2M (+31.8%) vs. Q1 2023
- Total value
- $56.5M
- +$23.0M (+68.9%) vs. Q1 2023
- New holders
- 20
- 13 more added
- Sold out
- 11
- 21 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 20,000,000 | $19.2M | 0.48% | +3,300,000+19.8% | Added |
| Vanguard Group Inc | 8,580,357 | $8.24M | 0.00% | −197,313−2.2% | Reduced |
| Kennedy Capital Management, Inc. | 4,881,037 | $4.69M | 0.11% | +4,881,037 | New |
| BlackRock Inc. | 3,482,697 | $3.34M | 0.00% | +34,219+1.0% | Added |
| Acadian Asset Management LLC | 2,906,092 | $2.79M | 0.01% | −806,319−21.7% | Reduced |
| Ergoteles LLC | 2,329,817 | $2.24M | 0.11% | +2,329,817 | New |
| Geode Capital Management, LLC | 1,783,701 | $1.71M | 0.00% | +26,264+1.5% | Added |
| Renaissance Technologies LLC | 1,417,567 | $1.36M | 0.00% | +450,167+46.5% | Added |
| New York Life Investment Management LLC | 1,378,422 | $1.32M | 0.01% | +1,378,422 | New |
| Morgan Stanley | 1,107,825 | $1.06M | 0.00% | −38,294−3.3% | Reduced |
| Crystalline Management Inc. | 1,063,056 | $1.02M | 0.72% | +1,063,056 | New |
| HGC Investment Management Inc. | 1,045,155 | $1.00M | 0.36% | +1,045,155 | New |
| Sargent Investment Group, LLC | 975,600 | $936.6K | 0.23% | −129,000−11.7% | Reduced |
| CM Management, LLC | 800,000 | $768.0K | 0.75% | +125,000+18.5% | Added |
| Alethea Capital Management, LLC | 750,465 | $720.4K | 0.77% | −37,508−4.8% | Reduced |
| State Street Corp | 612,969 | $588.5K | 0.00% | −62,400−9.2% | Reduced |
| Beryl Capital Management LLC | 508,304 | $488.0K | 0.15% | +508,304 | New |
| Thompson Siegel & Walmsley LLC | 505,024 | $485.0K | 0.01% | +505,024 | New |
| PenderFund Capital Management Ltd. | 333,220 | $424.0K | 0.13% | +333,220 | New |
| US Bancorp | 389,142 | $373.6K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 389,020 | $373.5K | 0.00% | −337,139−46.4% | Reduced |
| Dimensional Fund Advisors LP | 371,752 | $356.8K | 0.00% | −400.0% | Reduced |
| Wells Fargo & Company | 365,931 | $351.3K | 0.00% | −4,734−1.3% | Reduced |
| Northern Trust Corp | 311,003 | $298.6K | 0.00% | −42,901−12.1% | Reduced |
| Susquehanna International Group, LLP | 243,555 | $233.8K | 0.00% | −163,682−40.2% | Reduced |
| Jane Street Group, LLC | 191,359 | $183.7K | 0.00% | +148,431+345.8% | Added |
| Virtu Financial LLC | 157,908 | $152.0K | 0.01% | +93,394+144.8% | Added |
| Diametric Capital, LP | 146,061 | $140.2K | 0.06% | +146,061 | New |
| XTX Topco Ltd | 144,593 | $138.8K | 0.02% | +144,593 | New |
| Janney Montgomery Scott LLC | 143,186 | $137.0K | 0.00% | 00.0% | Unchanged |
| Tekla Capital Management LLC | 114,670 | $110.1K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management Group, LLC | 103,000 | $98.9K | 0.01% | −200−0.2% | Reduced |
| Leonteq Securities AG | 100,000 | $96.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 97,803 | $93.9K | 0.00% | −196,709−66.8% | Reduced |
| Advisor Group Holdings, Inc. | 88,774 | $85.2K | 0.00% | −450−0.5% | Reduced |
| Bank of New York Mellon Corp | 88,504 | $85.0K | 0.00% | −75−0.1% | Reduced |
| Franklin Resources Inc | 83,012 | $79.7K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 82,687 | $79.4K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 68,632 | $65.9K | 0.00% | −65,163−48.7% | Reduced |
| Qube Research & Technologies Ltd | 64,122 | $61.6K | 0.00% | +64,122 | New |
| GTS Securities LLC | 51,109 | $49.1K | 0.00% | +51,109 | New |
| Prelude Capital Management, LLC | 46,889 | $45.0K | 0.00% | +46,889 | New |
| Prudential Financial Inc | 45,200 | $43.4K | 0.00% | +45,200 | New |
| Arrowstreet Capital, Limited Partnership | 42,193 | $41.0K | 0.00% | +42,193 | New |
| Sheaff Brock Investment Advisors, LLC | 38,200 | $36.7K | 0.00% | −9,000−19.1% | Reduced |
| Price T Rowe Associates Inc | 28,305 | $28.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 28,324 | $27.2K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 20,812 | $20.0K | 0.00% | +8,106+63.8% | Added |
| McDonald Partners LLC | 20,199 | $19.4K | 0.01% | −14,054−41.0% | Reduced |
| Victory Capital Management Inc | 20,024 | $19.2K | 0.00% | −466−2.3% | Reduced |
| Goldman Sachs Group Inc | 19,106 | $18.3K | 0.00% | −320−1.6% | Reduced |
| Creative Planning | 16,432 | $15.8K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 15,000 | $14.4K | 0.00% | +15,000 | New |
| CM Wealth Advisors LLC | 13,890 | $14.3K | 0.00% | +13,890 | New |
| Parallel Advisors, LLC | 14,000 | $13.4K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 12,941 | $12.4K | 0.00% | +8,178+171.7% | Added |
| Simplex Trading, LLC | 12,547 | $12.0K | 0.00% | +12,547 | New |
| Foundations Investment Advisors, LLC | 10,003 | $9.60K | 0.00% | +30.0% | Added |
| NWF Advisory Services Inc. | 10,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Northeast Financial Consultants Inc | 10,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Arista Wealth Management, LLC | 10,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 5,148 | $5.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,924 | $3.77K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,725 | $3.58K | 0.00% | +322+9.5% | Added |
| Rhumbline Advisers | 3,600 | $3.46K | 0.00% | +3,600 | New |
| Key Financial Inc | 2,500 | $2.40K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,250 | $2.16K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,759 | $1.69K | 0.00% | +1,709+3,418.0% | Added |
| Federation des caisses Desjardins du Quebec | 1,600 | $1.54K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,390 | $1.33K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 800 | $768 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 200 | $192 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 184 | $177 | 0.00% | +157+581.5% | Added |
| Citadel Advisors LLC | 100 | $96 | 0.00% | +100 | New |
| Lindbrook Capital, LLC | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 4 | $0 | 0.00% | −7,314−99.9% | Reduced |
| CWM, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Ikarian Capital, LLC | 0 | $0 | 0.00% | −176,980−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −109,140−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −30,401−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −24,553−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −24,300−100.0% | Sold out |
| West Michigan Advisors, LLC | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −12,400−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| Kalos Management, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |