Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Spectrum Pharmaceuticals Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −5 vs. Q3 2022
- Shares held
- 45.7M
- −6.87M (−13.1%) vs. Q3 2022
- Total value
- $16.8M
- −$5.81M (−25.6%) vs. Q3 2022
- New holders
- 8
- 14 more added
- Sold out
- 13
- 25 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 17,000,000 | $6.26M | 0.17% | +324,000+1.9% | Added |
| Vanguard Group Inc | 8,400,287 | $3.10M | 0.00% | −266,833−3.1% | Reduced |
| BlackRock Inc. | 3,874,707 | $1.43M | 0.00% | −3,344,460−46.3% | Reduced |
| Acadian Asset Management LLC | 3,556,543 | $1.31M | 0.01% | +2,401,203+207.8% | Added |
| Geode Capital Management, LLC | 1,512,202 | $557.0K | 0.00% | −39,550−2.5% | Reduced |
| Morgan Stanley | 1,271,687 | $468.6K | 0.00% | −240,902−15.9% | Reduced |
| Millennium Management LLC | 1,253,722 | $462.0K | 0.00% | −301,460−19.4% | Reduced |
| D. E. Shaw & Co., Inc. | 1,073,491 | $395.6K | 0.00% | −2,771,497−72.1% | Reduced |
| Renaissance Technologies LLC | 1,066,400 | $393.0K | 0.00% | +69,000+6.9% | Added |
| Alethea Capital Management, LLC | 787,973 | $290.4K | 0.28% | 00.0% | Unchanged |
| CM Management, LLC | 675,000 | $249.0K | 0.30% | −125,000−15.6% | Reduced |
| State Street Corp | 573,869 | $211.5K | 0.00% | −49,700−8.0% | Reduced |
| Sargent Investment Group, LLC | 464,600 | $171.2K | 0.05% | −110,000−19.1% | Reduced |
| Dimensional Fund Advisors LP | 439,723 | $162.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 393,485 | $145.0K | 0.00% | −135,734−25.6% | Reduced |
| US Bancorp | 389,142 | $143.4K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 382,296 | $140.9K | 0.00% | −48,078−11.2% | Reduced |
| Northern Trust Corp | 326,906 | $120.5K | 0.00% | −1,372−0.4% | Reduced |
| Citadel Advisors LLC | 296,392 | $109.2K | 0.00% | +296,392 | New |
| Jane Street Group, LLC | 249,141 | $91.8K | 0.00% | +181,419+267.9% | Added |
| Ikarian Capital, LLC | 176,980 | $65.2K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 154,470 | $56.8K | 0.00% | −645,344−80.7% | Reduced |
| Group One Trading, L.P. | 141,207 | $52.0K | 0.00% | +1,600+1.1% | Added |
| Tekla Capital Management LLC | 114,670 | $42.3K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management Group, LLC | 103,000 | $38.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 102,399 | $37.7K | 0.01% | +58,689+134.3% | Added |
| Winton Group Ltd | 95,394 | $35.2K | 0.00% | +6,048+6.8% | Added |
| Advisor Group Holdings, Inc. | 91,972 | $34.0K | 0.00% | +50,376+121.1% | Added |
| Bank of New York Mellon Corp | 88,579 | $32.6K | 0.00% | −83−0.1% | Reduced |
| Franklin Resources Inc | 83,012 | $30.6K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 82,687 | $30.5K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 59,677 | $22.0K | 0.00% | −577,895−90.6% | Reduced |
| Ergoteles LLC | 51,196 | $18.9K | 0.00% | −330,706−86.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 45,200 | $16.7K | 0.00% | +8,000+21.5% | Added |
| McDonald Partners LLC | 40,470 | $14.9K | 0.01% | −2,100−4.9% | Reduced |
| Price T Rowe Associates Inc | 34,751 | $13.0K | 0.00% | −601−1.7% | Reduced |
| Boothbay Fund Management, LLC | 30,401 | $11.2K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 28,324 | $10.4K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 19,006 | $7.00K | 0.00% | −70.0% | Reduced |
| Creative Planning | 16,432 | $6.05K | 0.00% | −99−0.6% | Reduced |
| Cubist Systematic Strategies, LLC | 16,362 | $6.03K | 0.00% | +16,362 | New |
| Parallel Advisors, LLC | 14,000 | $5.16K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 12,931 | $4.76K | 0.00% | −71,894−84.8% | Reduced |
| Qube Research & Technologies Ltd | 12,582 | $4.64K | 0.00% | −111,787−89.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 12,503 | $4.61K | 0.00% | −431−3.3% | Reduced |
| Tower Research Capital LLC (TRC) | 11,698 | $4.00K | 0.00% | +143+1.2% | Added |
| Independent Advisor Alliance | 10,800 | $4.00K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 10,000 | $3.69K | 0.00% | −2,400−19.4% | Reduced |
| Vontobel Holding Ltd. | 10,000 | $3.69K | 0.00% | 00.0% | Unchanged |
| Northeast Financial Consultants Inc | 10,000 | $3.69K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $3.69K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 10,000 | $3.69K | 0.00% | +10,000 | New |
| Arista Wealth Management, LLC | 10,000 | $3.69K | 0.00% | +10,000 | New |
| FMR LLC | 5,325 | $1.96K | 0.00% | +4,495+541.6% | Added |
| UBS Group AG | 3,701 | $1.37K | 0.00% | +1,508+68.8% | Added |
| Key Financial Inc | 2,500 | $1.07K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 2,804 | $1.03K | 0.00% | +1,513+117.2% | Added |
| JPMorgan Chase & Co | 3,924 | $1.00K | 0.00% | −7,821−66.6% | Reduced |
| Psagot Value Holdings Ltd. / (Israel) | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,250 | $829 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,600 | $590 | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 1,320 | $486 | 0.00% | +1,320 | New |
| Allworth Financial LP | 1,190 | $439 | 0.00% | +1,190 | New |
| Focused Wealth Management, Inc | 800 | $295 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 100 | $37 | 0.00% | +100 | New |
| CoreCap Advisors, LLC | 24 | $9 | 0.00% | +24 | New |
| Umb Bank N A | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 724 | $0 | 0.00% | +17+2.4% | Added |
| CWM, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −594,108−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −285,441−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −77,541−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −40,256−100.0% | Sold out |
| Knott David M Jr | 0 | $0 | 0.00% | −36,900−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −34,208−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −22,599−100.0% | Sold out |
| United Asset Strategies, Inc. | 0 | $0 | 0.00% | −18,000−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −15,826−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −2,064−100.0% | Sold out |
| China Universal Asset Management Co., Ltd. | 0 | $0 | 0.00% | −1,763−100.0% | Sold out |
| Daiwa Securities Group Inc. | 0 | $0 | 0.00% | −321−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −295−100.0% | Sold out |