Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Spectrum Pharmaceuticals Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −41 vs. Q4 2021
- Shares held
- 71.4M
- −26.9M (−27.4%) vs. Q4 2021
- Total value
- $92.0M
- −$32.9M (−26.3%) vs. Q4 2021
- New holders
- 15
- 17 more added
- Sold out
- 56
- 47 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 17,100,000 | $22.1M | 0.63% | +7,434,244+76.9% | Added |
| BlackRock Inc. | 15,789,223 | $20.4M | 0.00% | −14,426,724−47.7% | Reduced |
| Vanguard Group Inc | 7,963,782 | $10.3M | 0.00% | −1,528,539−16.1% | Reduced |
| D. E. Shaw & Co., Inc. | 7,845,726 | $10.1M | 0.01% | +6,983,089+809.5% | Added |
| State Street Corp | 3,338,316 | $4.31M | 0.00% | −1,404,723−29.6% | Reduced |
| Geode Capital Management, LLC | 2,727,532 | $3.52M | 0.00% | +203,897+8.1% | Added |
| Morgan Stanley | 1,657,272 | $2.14M | 0.00% | −1,091,027−39.7% | Reduced |
| Northern Trust Corp | 1,472,567 | $1.90M | 0.00% | −218,584−12.9% | Reduced |
| Renaissance Technologies LLC | 1,404,039 | $1.81M | 0.00% | +573,790+69.1% | Added |
| Alethea Capital Management, LLC | 1,177,115 | $1.52M | 1.37% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 849,041 | $1.09M | 0.01% | +244,100+40.4% | Added |
| Millennium Management LLC | 757,729 | $977.0K | 0.00% | −2,226,469−74.6% | Reduced |
| CM Management, LLC | 600,000 | $774.0K | 0.65% | +450,000+300.0% | Added |
| Two Sigma Advisers, LP | 585,000 | $755.0K | 0.00% | +196,500+50.6% | Added |
| Fisher Asset Management, LLC | 545,198 | $703.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 529,945 | $683.0K | 0.00% | −390,778−42.4% | Reduced |
| Bank of New York Mellon Corp | 496,150 | $640.0K | 0.00% | −851,503−63.2% | Reduced |
| Wells Fargo & Company | 463,857 | $599.0K | 0.00% | −80,271−14.8% | Reduced |
| JPMorgan Chase & Co | 441,612 | $571.0K | 0.00% | −50,044−10.2% | Reduced |
| Charles Schwab Investment Management Inc | 432,628 | $559.0K | 0.00% | +22,726+5.5% | Added |
| Acadian Asset Management LLC | 421,867 | $543.0K | 0.00% | +392,877+1,355.2% | Added |
| Sargent Investment Group, LLC | 414,600 | $535.0K | 0.14% | +400,000+2,739.7% | Added |
| Nuveen Asset Management, LLC | 451,726 | $520.0K | 0.00% | +4,997+1.1% | Added |
| Ergoteles LLC | 299,005 | $386.0K | 0.01% | +299,005 | New |
| Susquehanna International Group, LLP | 264,165 | $341.0K | 0.00% | −534,917−66.9% | Reduced |
| Goldman Sachs Group Inc | 248,071 | $320.0K | 0.00% | −2,668,648−91.5% | Reduced |
| KBC Group NV | 247,582 | $319.0K | 0.00% | +247,582 | New |
| Alliancebernstein L.P. | 208,565 | $269.0K | 0.00% | −22,680−9.8% | Reduced |
| Two Sigma Investments, LP | 202,201 | $261.0K | 0.00% | −273,548−57.5% | Reduced |
| Simplex Trading, LLC | 176,178 | $227.0K | 0.01% | −40,759−18.8% | Reduced |
| Rhumbline Advisers | 162,991 | $210.0K | 0.00% | −251,806−60.7% | Reduced |
| Franklin Resources Inc | 125,286 | $161.0K | 0.00% | −788−0.6% | Reduced |
| Tekla Capital Management LLC | 114,670 | $148.0K | 0.01% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 109,943 | $142.0K | 0.00% | +87+0.1% | Added |
| Caxton Associates LP | 107,135 | $138.0K | 0.01% | −56,961−34.7% | Reduced |
| Deutsche Bank AG | 94,911 | $122.0K | 0.00% | −12,949−12.0% | Reduced |
| Sonora Investment Management Group, LLC | 82,000 | $106.0K | 0.01% | 00.0% | Unchanged |
| American International Group, Inc. | 80,948 | $104.0K | 0.00% | −18,256−18.4% | Reduced |
| Group One Trading, L.P. | 78,418 | $101.0K | 0.00% | +38,000+94.0% | Added |
| Manufacturers Life Insurance Company, The | 76,190 | $98.3K | 0.00% | −25,225−24.9% | Reduced |
| Bank of America Corp | 71,997 | $92.0K | 0.00% | −6,822,659−99.0% | Reduced |
| California State Teachers Retirement System | 69,819 | $90.0K | 0.00% | −18,068−20.6% | Reduced |
| Crestline Management, LP | 66,209 | $85.0K | 0.01% | +66,209 | New |
| State Board of Administration of Florida Retirement System | 63,554 | $82.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 62,941 | $81.0K | 0.00% | −21,208−25.2% | Reduced |
| Voya Investment Management LLC | 60,328 | $78.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 58,745 | $76.0K | 0.00% | −852,164−93.6% | Reduced |
| Price T Rowe Associates Inc | 55,026 | $71.0K | 0.00% | +6,375+13.1% | Added |
| Parametric Portfolio Associates LLC | 52,004 | $67.0K | 0.00% | −872,594−94.4% | Reduced |
| Principal Financial Group Inc | 48,301 | $62.0K | 0.00% | −1,089,859−95.8% | Reduced |
| ProShare Advisors LLC | 47,538 | $61.0K | 0.00% | −16,307−25.5% | Reduced |
| Zacks Investment Management | 44,292 | $57.0K | 0.00% | +44,292 | New |
| McDonald Partners LLC | 42,570 | $55.0K | 0.01% | +42,570 | New |
| Jane Street Group, LLC | 39,304 | $51.0K | 0.00% | −319,400−89.0% | Reduced |
| AQR Capital Management LLC | 34,580 | $45.0K | 0.00% | +34,580 | New |
| Winton Group Ltd | 27,119 | $35.0K | 0.00% | +27,119 | New |
| Barclays PLC | 26,470 | $34.0K | 0.00% | −186,515−87.6% | Reduced |
| Amalgamated Bank | 26,544 | $34.0K | 0.00% | −57,707−68.5% | Reduced |
| Amalgamated Financial Corp. | 26,544 | $34.0K | 0.00% | +26,544 | New |
| Sheaff Brock Investment Advisors, LLC | 23,200 | $30.0K | 0.00% | +6,000+34.9% | Added |
| Diversified Trust Co | 21,268 | $27.0K | 0.00% | 00.0% | Unchanged |
| Mirabella Financial Services LLP | 20,900 | $27.0K | 0.00% | +20,900 | New |
| Legal & General Group Plc | 18,436 | $24.0K | 0.00% | −333,511−94.8% | Reduced |
| Tower Research Capital LLC (TRC) | 18,949 | $24.0K | 0.00% | −66,864−77.9% | Reduced |
| Creative Planning | 16,531 | $21.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 15,192 | $19.6K | 0.00% | −58,799−79.5% | Reduced |
| Citigroup Inc | 14,777 | $19.0K | 0.00% | −115,582−88.7% | Reduced |
| Citadel Advisors LLC | 13,913 | $18.0K | 0.00% | −502,006−97.3% | Reduced |
| Oregon Public Employees Retirement Fund | 12,222 | $16.0K | 0.00% | −50,035−80.4% | Reduced |
| Ameritas Investment Partners, Inc. | 12,291 | $16.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 12,715 | $16.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 12,226 | $16.0K | 0.00% | +12,226 | New |
| Victory Capital Management Inc | 18,468 | $15.0K | 0.00% | −1,567−7.8% | Reduced |
| Prudential Financial Inc | 11,121 | $14.0K | 0.00% | −158,873−93.5% | Reduced |
| Royal Bank of Canada | 10,040 | $13.0K | 0.00% | −23,951−70.5% | Reduced |
| Wolverine Trading, LLC | 10,209 | $13.0K | 0.00% | −6,986−40.6% | Reduced |
| Northeast Financial Consultants Inc | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10,670 | $13.0K | 0.00% | +5,670+113.4% | Added |
| Tradition Wealth Management, LLC | 5,148 | $7.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 3,838 | $5.00K | 0.00% | −2,864−42.7% | Reduced |
| FMR LLC | 2,981 | $4.00K | 0.00% | +2,981 | New |
| UBS Group AG | 2,157 | $3.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 2,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 2,052 | $3.00K | 0.00% | +2,052 | New |
| Federation des caisses Desjardins du Quebec | 1,600 | $2.06K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,208 | $2.00K | 0.00% | −2,841−70.2% | Reduced |
| Captrust Financial Advisors | 845 | $1.00K | 0.00% | −370−30.5% | Reduced |
| Focused Wealth Management, Inc | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 128 | $0 | 0.00% | −5,672−97.8% | Reduced |
| CWM, LLC | 12 | $0 | 0.00% | −4,295−99.7% | Reduced |
| Sageworth Trust Co of South Dakota | 94 | $0 | 0.00% | −424−81.9% | Reduced |
| Umb Bank N A | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 321 | $0 | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 370 | $0 | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 106 | $0 | 0.00% | +106 | New |
| Lindbrook Capital, LLC | 1 | $0 | 0.00% | +1 | New |
| Advisor Group Holdings, Inc. | 37,708 | – | – | +7,326+24.1% | Added |