Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Spectrum Pharmaceuticals Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −41 vs. Q4 2021
- Shares held
- 71.4M
- −26.9M (−27.4%) vs. Q4 2021
- Total value
- $92.0M
- −$32.9M (−26.3%) vs. Q4 2021
- New holders
- 15
- 17 more added
- Sold out
- 56
- 47 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quantbot Technologies LP | 128 | $0 | 0.00% | −5,672−97.8% | Reduced |
| CWM, LLC | 12 | $0 | 0.00% | −4,295−99.7% | Reduced |
| Sageworth Trust Co of South Dakota | 94 | $0 | 0.00% | −424−81.9% | Reduced |
| Umb Bank N A | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 321 | $0 | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 370 | $0 | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 106 | $0 | 0.00% | +106 | New |
| Lindbrook Capital, LLC | 1 | $0 | 0.00% | +1 | New |
| Captrust Financial Advisors | 845 | $1.00K | 0.00% | −370−30.5% | Reduced |
| Focused Wealth Management, Inc | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,208 | $2.00K | 0.00% | −2,841−70.2% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,600 | $2.06K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,157 | $3.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 2,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 2,052 | $3.00K | 0.00% | +2,052 | New |
| FMR LLC | 2,981 | $4.00K | 0.00% | +2,981 | New |
| Versant Capital Management, Inc | 3,838 | $5.00K | 0.00% | −2,864−42.7% | Reduced |
| Tradition Wealth Management, LLC | 5,148 | $7.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,040 | $13.0K | 0.00% | −23,951−70.5% | Reduced |
| Wolverine Trading, LLC | 10,209 | $13.0K | 0.00% | −6,986−40.6% | Reduced |
| Northeast Financial Consultants Inc | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10,670 | $13.0K | 0.00% | +5,670+113.4% | Added |
| Prudential Financial Inc | 11,121 | $14.0K | 0.00% | −158,873−93.5% | Reduced |
| Victory Capital Management Inc | 18,468 | $15.0K | 0.00% | −1,567−7.8% | Reduced |
| Oregon Public Employees Retirement Fund | 12,222 | $16.0K | 0.00% | −50,035−80.4% | Reduced |
| Ameritas Investment Partners, Inc. | 12,291 | $16.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 12,715 | $16.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 12,226 | $16.0K | 0.00% | +12,226 | New |
| Citadel Advisors LLC | 13,913 | $18.0K | 0.00% | −502,006−97.3% | Reduced |
| Citigroup Inc | 14,777 | $19.0K | 0.00% | −115,582−88.7% | Reduced |
| BNP Paribas Arbitrage, SA | 15,192 | $19.6K | 0.00% | −58,799−79.5% | Reduced |
| Creative Planning | 16,531 | $21.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 18,436 | $24.0K | 0.00% | −333,511−94.8% | Reduced |
| Tower Research Capital LLC (TRC) | 18,949 | $24.0K | 0.00% | −66,864−77.9% | Reduced |
| Diversified Trust Co | 21,268 | $27.0K | 0.00% | 00.0% | Unchanged |
| Mirabella Financial Services LLP | 20,900 | $27.0K | 0.00% | +20,900 | New |
| Sheaff Brock Investment Advisors, LLC | 23,200 | $30.0K | 0.00% | +6,000+34.9% | Added |
| Barclays PLC | 26,470 | $34.0K | 0.00% | −186,515−87.6% | Reduced |
| Amalgamated Bank | 26,544 | $34.0K | 0.00% | −57,707−68.5% | Reduced |
| Amalgamated Financial Corp. | 26,544 | $34.0K | 0.00% | +26,544 | New |
| Winton Group Ltd | 27,119 | $35.0K | 0.00% | +27,119 | New |
| AQR Capital Management LLC | 34,580 | $45.0K | 0.00% | +34,580 | New |
| Jane Street Group, LLC | 39,304 | $51.0K | 0.00% | −319,400−89.0% | Reduced |
| McDonald Partners LLC | 42,570 | $55.0K | 0.01% | +42,570 | New |
| Zacks Investment Management | 44,292 | $57.0K | 0.00% | +44,292 | New |
| ProShare Advisors LLC | 47,538 | $61.0K | 0.00% | −16,307−25.5% | Reduced |
| Principal Financial Group Inc | 48,301 | $62.0K | 0.00% | −1,089,859−95.8% | Reduced |
| Parametric Portfolio Associates LLC | 52,004 | $67.0K | 0.00% | −872,594−94.4% | Reduced |
| Price T Rowe Associates Inc | 55,026 | $71.0K | 0.00% | +6,375+13.1% | Added |
| Invesco Ltd. | 58,745 | $76.0K | 0.00% | −852,164−93.6% | Reduced |
| Voya Investment Management LLC | 60,328 | $78.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 62,941 | $81.0K | 0.00% | −21,208−25.2% | Reduced |
| State Board of Administration of Florida Retirement System | 63,554 | $82.0K | 0.00% | 00.0% | Unchanged |
| Crestline Management, LP | 66,209 | $85.0K | 0.01% | +66,209 | New |
| California State Teachers Retirement System | 69,819 | $90.0K | 0.00% | −18,068−20.6% | Reduced |
| Bank of America Corp | 71,997 | $92.0K | 0.00% | −6,822,659−99.0% | Reduced |
| Manufacturers Life Insurance Company, The | 76,190 | $98.3K | 0.00% | −25,225−24.9% | Reduced |
| Group One Trading, L.P. | 78,418 | $101.0K | 0.00% | +38,000+94.0% | Added |
| American International Group, Inc. | 80,948 | $104.0K | 0.00% | −18,256−18.4% | Reduced |
| Sonora Investment Management Group, LLC | 82,000 | $106.0K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 94,911 | $122.0K | 0.00% | −12,949−12.0% | Reduced |
| Caxton Associates LP | 107,135 | $138.0K | 0.01% | −56,961−34.7% | Reduced |
| New York State Common Retirement Fund | 109,943 | $142.0K | 0.00% | +87+0.1% | Added |
| Tekla Capital Management LLC | 114,670 | $148.0K | 0.01% | 00.0% | Unchanged |
| Franklin Resources Inc | 125,286 | $161.0K | 0.00% | −788−0.6% | Reduced |
| Rhumbline Advisers | 162,991 | $210.0K | 0.00% | −251,806−60.7% | Reduced |
| Simplex Trading, LLC | 176,178 | $227.0K | 0.01% | −40,759−18.8% | Reduced |
| Two Sigma Investments, LP | 202,201 | $261.0K | 0.00% | −273,548−57.5% | Reduced |
| Alliancebernstein L.P. | 208,565 | $269.0K | 0.00% | −22,680−9.8% | Reduced |
| KBC Group NV | 247,582 | $319.0K | 0.00% | +247,582 | New |
| Goldman Sachs Group Inc | 248,071 | $320.0K | 0.00% | −2,668,648−91.5% | Reduced |
| Susquehanna International Group, LLP | 264,165 | $341.0K | 0.00% | −534,917−66.9% | Reduced |
| Ergoteles LLC | 299,005 | $386.0K | 0.01% | +299,005 | New |
| Nuveen Asset Management, LLC | 451,726 | $520.0K | 0.00% | +4,997+1.1% | Added |
| Sargent Investment Group, LLC | 414,600 | $535.0K | 0.14% | +400,000+2,739.7% | Added |
| Acadian Asset Management LLC | 421,867 | $543.0K | 0.00% | +392,877+1,355.2% | Added |
| Charles Schwab Investment Management Inc | 432,628 | $559.0K | 0.00% | +22,726+5.5% | Added |
| JPMorgan Chase & Co | 441,612 | $571.0K | 0.00% | −50,044−10.2% | Reduced |
| Wells Fargo & Company | 463,857 | $599.0K | 0.00% | −80,271−14.8% | Reduced |
| Bank of New York Mellon Corp | 496,150 | $640.0K | 0.00% | −851,503−63.2% | Reduced |
| Dimensional Fund Advisors LP | 529,945 | $683.0K | 0.00% | −390,778−42.4% | Reduced |
| Fisher Asset Management, LLC | 545,198 | $703.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 585,000 | $755.0K | 0.00% | +196,500+50.6% | Added |
| CM Management, LLC | 600,000 | $774.0K | 0.65% | +450,000+300.0% | Added |
| Millennium Management LLC | 757,729 | $977.0K | 0.00% | −2,226,469−74.6% | Reduced |
| Panagora Asset Management Inc | 849,041 | $1.09M | 0.01% | +244,100+40.4% | Added |
| Alethea Capital Management, LLC | 1,177,115 | $1.52M | 1.37% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 1,404,039 | $1.81M | 0.00% | +573,790+69.1% | Added |
| Northern Trust Corp | 1,472,567 | $1.90M | 0.00% | −218,584−12.9% | Reduced |
| Morgan Stanley | 1,657,272 | $2.14M | 0.00% | −1,091,027−39.7% | Reduced |
| Geode Capital Management, LLC | 2,727,532 | $3.52M | 0.00% | +203,897+8.1% | Added |
| State Street Corp | 3,338,316 | $4.31M | 0.00% | −1,404,723−29.6% | Reduced |
| D. E. Shaw & Co., Inc. | 7,845,726 | $10.1M | 0.01% | +6,983,089+809.5% | Added |
| Vanguard Group Inc | 7,963,782 | $10.3M | 0.00% | −1,528,539−16.1% | Reduced |
| BlackRock Inc. | 15,789,223 | $20.4M | 0.00% | −14,426,724−47.7% | Reduced |
| Armistice Capital, LLC | 17,100,000 | $22.1M | 0.63% | +7,434,244+76.9% | Added |
| Advisor Group Holdings, Inc. | 37,708 | – | – | +7,326+24.1% | Added |