Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Spectrum Pharmaceuticals Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- 0 vs. Q4 2022
- Shares held
- 44.6M
- −1.15M (−2.5%) vs. Q4 2022
- Total value
- $33.4M
- +$16.6M (+98.5%) vs. Q4 2022
- New holders
- 9
- 17 more added
- Sold out
- 9
- 17 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 16,700,000 | $12.5M | 0.29% | −300,000−1.8% | Reduced |
| Vanguard Group Inc | 8,777,670 | $6.58M | 0.00% | +377,383+4.5% | Added |
| Acadian Asset Management LLC | 3,712,411 | $2.78M | 0.01% | +155,868+4.4% | Added |
| BlackRock Inc. | 3,448,478 | $2.59M | 0.00% | −426,229−11.0% | Reduced |
| Geode Capital Management, LLC | 1,757,437 | $1.32M | 0.00% | +245,235+16.2% | Added |
| Morgan Stanley | 1,146,119 | $859.6K | 0.00% | −125,568−9.9% | Reduced |
| Sargent Investment Group, LLC | 1,104,600 | $846.1K | 0.22% | +640,000+137.8% | Added |
| Renaissance Technologies LLC | 967,400 | $726.0K | 0.00% | −99,000−9.3% | Reduced |
| Alethea Capital Management, LLC | 787,973 | $591.0K | 0.62% | 00.0% | Unchanged |
| Millennium Management LLC | 726,159 | $545.0K | 0.00% | −527,563−42.1% | Reduced |
| State Street Corp | 675,369 | $506.5K | 0.00% | +101,500+17.7% | Added |
| CM Management, LLC | 675,000 | $506.0K | 0.60% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 407,237 | $305.4K | 0.00% | +13,752+3.5% | Added |
| US Bancorp | 389,142 | $291.9K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 371,792 | $278.7K | 0.00% | −67,931−15.4% | Reduced |
| Wells Fargo & Company | 370,665 | $278.0K | 0.00% | −11,631−3.0% | Reduced |
| Northern Trust Corp | 353,904 | $265.4K | 0.00% | +26,998+8.3% | Added |
| Bank of America Corp | 294,512 | $220.9K | 0.00% | +140,042+90.7% | Added |
| Ikarian Capital, LLC | 176,980 | $132.7K | 0.06% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 150,000 | $112.5K | 0.00% | +150,000 | New |
| Janney Montgomery Scott LLC | 143,186 | $107.0K | 0.00% | +143,186 | New |
| Group One Trading, L.P. | 133,795 | $100.3K | 0.00% | −7,412−5.2% | Reduced |
| Tekla Capital Management LLC | 114,670 | $86.0K | 0.00% | 00.0% | Unchanged |
| Winton Group Ltd | 109,140 | $81.9K | 0.00% | +13,746+14.4% | Added |
| Sonora Investment Management Group, LLC | 103,200 | $77.4K | 0.01% | +200+0.2% | Added |
| Leonteq Securities AG | 100,000 | $75.0K | 0.01% | +100,000 | New |
| Advisor Group Holdings, Inc. | 89,224 | $66.9K | 0.00% | −2,748−3.0% | Reduced |
| Bank of New York Mellon Corp | 88,579 | $66.4K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 83,012 | $62.3K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 82,687 | $62.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 64,514 | $48.0K | 0.01% | +64,514 | New |
| Sheaff Brock Investment Advisors, LLC | 47,200 | $35.4K | 0.00% | +2,000+4.4% | Added |
| Jane Street Group, LLC | 42,928 | $32.2K | 0.00% | −206,213−82.8% | Reduced |
| McDonald Partners LLC | 34,253 | $25.7K | 0.01% | −6,217−15.4% | Reduced |
| Boothbay Fund Management, LLC | 30,401 | $22.8K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 28,305 | $22.0K | 0.00% | −6,446−18.5% | Reduced |
| Engineers Gate Manager LP | 28,324 | $21.2K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 24,553 | $18.4K | 0.00% | −77,846−76.0% | Reduced |
| ExodusPoint Capital Management, LP | 24,300 | $18.0K | 0.00% | +24,300 | New |
| Victory Capital Management Inc | 20,490 | $15.4K | 0.00% | +1,484+7.8% | Added |
| Goldman Sachs Group Inc | 19,426 | $14.6K | 0.00% | +6,495+50.2% | Added |
| West Michigan Advisors, LLC | 17,000 | $12.8K | 0.01% | +17,000 | New |
| Creative Planning | 16,432 | $12.3K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 14,000 | $10.5K | 0.00% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 10,000 | $9.60K | 0.00% | +10,000 | New |
| Raymond James Financial Services Advisors, Inc. | 12,706 | $9.53K | 0.00% | +203+1.6% | Added |
| Moors & Cabot, Inc. | 12,400 | $9.30K | 0.00% | +2,400+24.0% | Added |
| Independent Advisor Alliance | 10,800 | $8.10K | 0.00% | 00.0% | Unchanged |
| Northeast Financial Consultants Inc | 10,000 | $7.50K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $7.50K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 10,000 | $7.50K | 0.00% | 00.0% | Unchanged |
| Arista Wealth Management, LLC | 10,000 | $7.50K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 7,318 | $5.00K | 0.00% | +6,594+910.8% | Added |
| Tradition Wealth Management, LLC | 5,148 | $4.00K | 0.00% | +5,148 | New |
| FMR LLC | 4,763 | $3.57K | 0.00% | −562−10.6% | Reduced |
| JPMorgan Chase & Co | 3,924 | $3.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,403 | $2.55K | 0.00% | −298−8.1% | Reduced |
| Key Financial Inc | 2,500 | $1.88K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,250 | $1.69K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,600 | $1.20K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,390 | $1.04K | 0.00% | +200+16.8% | Added |
| Focused Wealth Management, Inc | 800 | $600 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 200 | $150 | 0.00% | 00.0% | Unchanged |
| Kalos Management, Inc. | 200 | $150 | 0.00% | +200 | New |
| TCI Wealth Advisors, Inc. | 100 | $75 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 27 | $20 | 0.00% | −2,777−99.0% | Reduced |
| Lindbrook Capital, LLC | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 50 | $0 | 0.00% | −11,648−99.6% | Reduced |
| CWM, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −1,073,491−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −296,392−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −59,677−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −51,196−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −16,362−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −12,582−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Psagot Value Holdings Ltd. / (Israel) | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −1,320−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |