Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Spectrum Pharmaceuticals Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- −5 vs. Q2 2021
- Shares held
- 105.1M
- +1.38M (+1.3%) vs. Q2 2021
- Total value
- $229.3M
- −$159.5M (−41.0%) vs. Q2 2021
- New holders
- 19
- 45 more added
- Sold out
- 24
- 47 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Victory Capital Management Inc | 20,673 | $45.0K | 0.00% | −960−4.4% | Reduced |
| Two Sigma Securities, LLC | 20,614 | $45.0K | 0.01% | +20,614 | New |
| Citadel Advisors LLC | 20,335 | $44.0K | 0.00% | −131,339−86.6% | Reduced |
| Vantage Consulting Group Inc | 19,751 | $43.0K | 0.01% | +9,337+89.7% | Added |
| HRT Financial LP | 19,293 | $42.0K | 0.00% | +19,293 | New |
| QCM Cayman, Ltd. | 18,162 | $40.0K | 0.11% | +18,162 | New |
| Pictet Asset Management SA | 18,300 | $40.0K | 0.00% | +18,300 | New |
| Continuum Advisory, LLC | 17,550 | $38.0K | 0.01% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 17,075 | $37.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 16,532 | $36.0K | 0.00% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 15,500 | $34.0K | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 15,536 | $34.0K | 0.00% | +15,536 | New |
| Royal Bank of Canada | 14,817 | $33.0K | 0.00% | +4,225+39.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 12,715 | $28.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 12,291 | $27.0K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 12,600 | $27.0K | 0.00% | +12,600 | New |
| Quilter Plc | 11,612 | $25.0K | 0.00% | 00.0% | Unchanged |
| Teza Capital Management LLC | 10,352 | $23.0K | 0.01% | −1,524−12.8% | Reduced |
| Commonwealth Equity Services, LLC | 10,850 | $23.0K | 0.00% | +10,850 | New |
| Nomura Holdings Inc | 10,400 | $23.0K | 0.00% | +10,400 | New |
| Northeast Financial Consultants Inc | 10,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 10,000 | $22.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,687 | $14.0K | 0.00% | −4,115−38.1% | Reduced |
| Parallel Advisors, LLC | 5,653 | $12.0K | 0.00% | +313+5.9% | Added |
| Tradition Wealth Management, LLC | 5,148 | $11.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 4,175 | $9.00K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 3,755 | $8.00K | 0.00% | +80+2.2% | Added |
| Steward Partners Investment Advisory, LLC | 2,250 | $5.00K | 0.00% | −500−18.2% | Reduced |
| Key Financial Inc | 2,500 | $5.00K | 0.00% | +2,500 | New |
| Federation des caisses Desjardins du Quebec | 1,600 | $3.49K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,414 | $3.00K | 0.00% | −3,224−69.5% | Reduced |
| Versant Capital Management, Inc | 1,188 | $3.00K | 0.00% | −325−21.5% | Reduced |
| Meeder Asset Management Inc | 1,083 | $2.00K | 0.00% | −10,836−90.9% | Reduced |
| Spire Wealth Management | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 800 | $2.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 301 | $1.00K | 0.00% | −1,995−86.9% | Reduced |
| US Bancorp | 625 | $1.00K | 0.00% | −386−38.2% | Reduced |
| Sageworth Trust Co | 680 | $1.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 321 | $1.00K | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 370 | $1.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 622 | $1.00K | 0.00% | +622 | New |
| Eaton Vance Management | 262 | $0 | 0.00% | −2,073−88.8% | Reduced |
| Berman Capital Advisors, LLC | 219 | $0 | 0.00% | −603−73.4% | Reduced |
| Parkside Financial Bank & Trust | 151 | $0 | 0.00% | −392−72.2% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | −57−98.3% | Reduced |
| Sargent Bickham Lagudis LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 200 | $0 | 0.00% | +200 | New |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −1,326,237−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −110,539−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −93,906−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −84,158−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −31,247−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −30,149−100.0% | Sold out |
| Pinz Capital Management, LP | 0 | $0 | 0.00% | −28,700−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −28,898−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −25,996−100.0% | Sold out |
| Henshaw Capital LLC | 0 | $0 | 0.00% | −20,009−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −19,028−100.0% | Sold out |
| Quantitative Investment Management, LLC | 0 | $0 | 0.00% | −13,721−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −10,829−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −11,010−100.0% | Sold out |
| Harbor Investment Advisory, LLC | 0 | $0 | 0.00% | −3,884−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −3,755−100.0% | Sold out |
| Sutton Wealth Advisors Inc. | 0 | $0 | 0.00% | −2,955−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1,472−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −571−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −625−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −333−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| QS Investors, LLC | – | – | – | – | Not filed |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |