Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Spectrum Pharmaceuticals Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 142
- −4 vs. Q3 2021
- Shares held
- 98.4M
- −6.69M (−6.4%) vs. Q3 2021
- Total value
- $124.9M
- −$104.3M (−45.5%) vs. Q3 2021
- New holders
- 35
- 34 more added
- Sold out
- 39
- 50 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Daiwa Securities Group Inc. | 321 | $0 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 157 | $0 | 0.00% | −523−76.9% | Reduced |
| First Personal Financial Services | 370 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 354 | $0 | 0.00% | +53+17.6% | Added |
| Northwestern Mutual Wealth Management Co | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 200 | $0 | 0.00% | +200 | New |
| Ford Financial Group, LLC | 200 | $0 | 0.00% | +200 | New |
| Widmann Financial Services, Inc. | 15 | $0 | 0.00% | +15 | New |
| Focused Wealth Management, Inc | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,177 | $1.00K | 0.00% | +1,177 | New |
| Sageworth Trust Co of South Dakota | 518 | $1.00K | 0.00% | +518 | New |
| Captrust Financial Advisors | 1,215 | $2.00K | 0.00% | −199−14.1% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,600 | $2.03K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,157 | $3.00K | 0.00% | −942,812−99.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 2,250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 2,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,049 | $5.00K | 0.00% | −2,638−39.4% | Reduced |
| CWM, LLC | 4,307 | $5.00K | 0.00% | +4,307 | New |
| Parallel Advisors, LLC | 5,000 | $6.00K | 0.00% | −653−11.6% | Reduced |
| Tradition Wealth Management, LLC | 5,148 | $7.00K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 5,800 | $7.00K | 0.00% | +5,800 | New |
| Versant Capital Management, Inc | 6,702 | $9.00K | 0.00% | +5,514+464.1% | Added |
| Fortitude Advisory Group L.L.C. | 7,600 | $10.0K | 0.01% | +7,600 | New |
| MetLife Investment Management | 8,517 | $10.8K | 0.00% | −52,028−85.9% | Reduced |
| Commonwealth Equity Services, LLC | 10,850 | $13.0K | 0.00% | 00.0% | Unchanged |
| Teza Capital Management LLC | 10,352 | $13.0K | 0.00% | 00.0% | Unchanged |
| Northeast Financial Consultants Inc | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Dorsey & Whitney Trust CO LLC | 11,481 | $15.0K | 0.00% | +11,481 | New |
| Raymond James Financial Services Advisors, Inc. | 12,715 | $16.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 12,291 | $16.0K | 0.00% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 12,893 | $16.0K | 0.00% | +12,893 | New |
| Sargent Investment Group, LLC | 14,600 | $19.0K | 0.00% | −144,000−90.8% | Reduced |
| Crossmark Global Holdings, Inc. | 15,500 | $20.0K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 15,597 | $20.0K | 0.00% | +15,597 | New |
| Profund Advisors LLC | 16,458 | $21.0K | 0.00% | −10,554−39.1% | Reduced |
| Creative Planning | 16,531 | $21.0K | 0.00% | −10.0% | Reduced |
| Point72 Hong Kong Ltd | 16,752 | $21.0K | 0.00% | +16,752 | New |
| Sheaff Brock Investment Advisors, LLC | 17,200 | $22.0K | 0.00% | +4,600+36.5% | Added |
| Wolverine Trading, LLC | 17,195 | $23.0K | 0.00% | +17,195 | New |
| Victory Capital Management Inc | 20,035 | $25.0K | 0.00% | −638−3.1% | Reduced |
| Diversified Trust Co | 21,268 | $27.0K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 22,400 | $28.0K | 0.00% | +516+2.4% | Added |
| Teachers Retirement System of the State of Kentucky | 21,722 | $28.0K | 0.00% | 00.0% | Unchanged |
| AXA S.A. | 26,100 | $33.0K | 0.00% | −371,700−93.4% | Reduced |
| Boothbay Fund Management, LLC | 27,556 | $35.0K | 0.00% | +27,556 | New |
| Acadian Asset Management LLC | 28,990 | $36.0K | 0.00% | +28,990 | New |
| Vantage Consulting Group Inc | 29,181 | $37.0K | 0.01% | +9,430+47.7% | Added |
| Syntax Advisors, LLC | 29,181 | $37.0K | 0.03% | +29,181 | New |
| Advisor Group Holdings, Inc. | 30,382 | $39.0K | 0.00% | −1,121−3.6% | Reduced |
| Royal Bank of Canada | 33,991 | $43.0K | 0.00% | +19,174+129.4% | Added |
| Public Employees Retirement Association of Colorado | 34,833 | $44.0K | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 36,822 | $47.0K | 0.00% | +36,822 | New |
| Group One Trading, L.P. | 40,418 | $51.0K | 0.00% | −26,844−39.9% | Reduced |
| Journey Strategic Wealth LLC | 42,301 | $54.0K | 0.01% | +42,301 | New |
| Qube Research & Technologies Ltd | 44,132 | $56.0K | 0.00% | +44,132 | New |
| Metropolitan Life Insurance Co | 48,391 | $61.5K | 0.00% | +6,863+16.5% | Added |
| Price T Rowe Associates Inc | 48,651 | $62.0K | 0.00% | −60,253−55.3% | Reduced |
| Bank of Montreal | 47,445 | $65.0K | 0.00% | −7,371−13.4% | Reduced |
| Landscape Capital Management, L.L.C. | 53,160 | $68.0K | 0.01% | +53,160 | New |
| Jump Financial, LLC | 56,400 | $72.0K | 0.00% | +56,400 | New |
| Manteio Capital LLC | 57,586 | $73.0K | 0.09% | +57,586 | New |
| Voya Investment Management LLC | 60,328 | $77.0K | 0.00% | −1,591−2.6% | Reduced |
| Oregon Public Employees Retirement Fund | 62,257 | $79.0K | 0.00% | −2,900−4.5% | Reduced |
| Maryland State Retirement & Pension System | 64,069 | $81.0K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 63,554 | $81.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 63,845 | $81.0K | 0.00% | +3,669+6.1% | Added |
| Cubist Systematic Strategies, LLC | 65,504 | $83.0K | 0.00% | +65,504 | New |
| Graham Capital Management, L.P. | 67,496 | $85.0K | 0.00% | +67,496 | New |
| BNP Paribas Arbitrage, SA | 73,991 | $94.0K | 0.00% | −84,960−53.5% | Reduced |
| State of Tennessee, Treasury Department | 79,021 | $100.0K | 0.00% | −12,055−13.2% | Reduced |
| Louisiana State Employees Retirement System | 79,400 | $101.0K | 0.00% | +300+0.4% | Added |
| Sonora Investment Management Group, LLC | 82,000 | $104.0K | 0.01% | +82,000 | New |
| Amalgamated Bank | 84,251 | $107.0K | 0.00% | +3,515+4.4% | Added |
| Engineers Gate Manager LP | 84,149 | $107.0K | 0.00% | +84,149 | New |
| Tower Research Capital LLC (TRC) | 85,813 | $109.0K | 0.00% | +16,132+23.2% | Added |
| Squarepoint Ops LLC | 85,504 | $109.0K | 0.00% | +85,504 | New |
| California State Teachers Retirement System | 87,887 | $112.0K | 0.00% | −131,441−59.9% | Reduced |
| Alpine Global Management, LLC | 97,650 | $124.0K | 0.02% | +97,650 | New |
| American International Group, Inc. | 99,204 | $126.0K | 0.00% | −3,203−3.1% | Reduced |
| Manufacturers Life Insurance Company, The | 101,415 | $129.0K | 0.00% | +2,522+2.6% | Added |
| Deutsche Bank AG | 107,860 | $137.0K | 0.00% | −10,280−8.7% | Reduced |
| Comerica Bank | 140,865 | $139.0K | 0.00% | −7,010−4.7% | Reduced |
| New York State Common Retirement Fund | 109,856 | $140.0K | 0.00% | −206−0.2% | Reduced |
| Tekla Capital Management LLC | 114,670 | $146.0K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 116,083 | $147.0K | 0.00% | −5,510−4.5% | Reduced |
| Texas Permanent School Fund | 118,204 | $150.0K | 0.00% | −3,191−2.6% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 123,918 | $157.0K | 0.00% | −510−0.4% | Reduced |
| Franklin Resources Inc | 126,074 | $160.0K | 0.00% | −19,658−13.5% | Reduced |
| Great West Life Assurance Co | 128,160 | $161.0K | 0.00% | −7,100−5.2% | Reduced |
| Citigroup Inc | 130,359 | $166.0K | 0.00% | −397,075−75.3% | Reduced |
| Thrivent Financial for Lutherans | 133,429 | $169.0K | 0.00% | +781+0.6% | Added |
| Yousif Capital Management, LLC | 149,295 | $190.0K | 0.00% | +149,295 | New |
| CM Management, LLC | 150,000 | $191.0K | 0.14% | −150,000−50.0% | Reduced |
| Caxton Associates LP | 164,096 | $208.0K | 0.03% | +164,096 | New |
| ExodusPoint Capital Management, LP | 168,847 | $214.0K | 0.00% | +106,694+171.7% | Added |
| Prudential Financial Inc | 169,994 | $216.0K | 0.00% | −1,095−0.6% | Reduced |
| FSB Premier Wealth Management, Inc. | 200,000 | $254.0K | 0.11% | +200,000 | New |
| Barclays PLC | 212,985 | $271.0K | 0.00% | +80,031+60.2% | Added |