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Spectrum Pharmaceuticals Inc

SPPIDelisted Aug 1, 2023
Industry
Pharmaceutical Preparations
SEC CIK
0000831547

Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.

Q4 2021 vs. Q3 2021

How the institutions holding Spectrum Pharmaceuticals Inc changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of SPPI: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders1482142−4
Shares105.1M82.2K98.4M−6.69M (−6.4%)
Value$229.3M$179.0K$124.9M−$104.3M (−45.5%)

2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (35)

Institutions that held Spectrum Pharmaceuticals Inc at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to SPPI in Q4 2021
InstitutionSharesValue% of portfolio
Marshall Wace, LLP969,105$1.23M0.00%
Toronto Dominion Bank598,037$760.0K0.00%
Two Sigma Investments, LP475,749$604.0K0.00%
FSB Premier Wealth Management, Inc.200,000$254.0K0.11%
Caxton Associates LP164,096$208.0K0.03%
Yousif Capital Management, LLC149,295$190.0K0.00%
Alpine Global Management, LLC97,650$124.0K0.02%
Squarepoint Ops LLC85,504$109.0K0.00%
Engineers Gate Manager LP84,149$107.0K0.00%
Sonora Investment Management Group, LLC82,000$104.0K0.01%
Graham Capital Management, L.P.67,496$85.0K0.00%
Cubist Systematic Strategies, LLC65,504$83.0K0.00%
Manteio Capital LLC57,586$73.0K0.09%
Jump Financial, LLC56,400$72.0K0.00%
Landscape Capital Management, L.L.C.53,160$68.0K0.01%
Qube Research & Technologies Ltd44,132$56.0K0.00%
Journey Strategic Wealth LLC42,301$54.0K0.01%
Coldstream Capital Management Inc36,822$47.0K0.00%
Syntax Advisors, LLC29,181$37.0K0.03%
Acadian Asset Management LLC28,990$36.0K0.00%
Boothbay Fund Management, LLC27,556$35.0K0.00%
Wolverine Trading, LLC17,195$23.0K0.00%
Point72 Hong Kong Ltd16,752$21.0K0.00%
Balyasny Asset Management LLC15,597$20.0K0.00%
Tudor Investment Corp Et Al12,893$16.0K0.00%
Dorsey & Whitney Trust CO LLC11,481$15.0K0.00%
Fortitude Advisory Group L.L.C.7,600$10.0K0.01%
Quantbot Technologies LP5,800$7.00K0.00%
CWM, LLC4,307$5.00K0.00%
Fifth Third Bancorp1,177$1.00K0.00%
Sageworth Trust Co of South Dakota518$1.00K0.00%
Umb Bank N A200$00.00%
Ford Financial Group, LLC200$00.00%
Widmann Financial Services, Inc.15$00.00%
CoreCap Advisors, LLC24––

Sold out (39)

Institutions that held Spectrum Pharmaceuticals Inc at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of SPPI in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Rafferty Asset Management, LLC690,370$1.50M
Jupiter Asset Management Ltd452,692$987.0K
Swiss National Bank356,900$778.0K
State of Wisconsin Investment Board202,300$441.0K
Los Angeles Capital Management LLC185,226$404.0K
Credit Suisse AG184,925$403.0K
UBS Asset Management Americas Inc158,669$345.9K
Shell Asset Management Co121,591$265.0K
Virtu Financial LLC100,269$219.0K
Employees Retirement System of Texas65,082$142.0K
Ergoteles LLC63,300$138.0K
McDonald Partners LLC44,870$98.0K
Arizona State Retirement System43,997$96.0K
Private Wealth Advisors56,994$96.0K
DekaBank Deutsche Girozentrale42,800$95.0K
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management38,450$84.0K
E Fund Management Co., Ltd.38,190$83.0K
Brewin Dolphin Ltd35,000$76.3K
Dynamic Technology Lab Private Ltd25,678$56.0K
Teacher Retirement System of Texas24,754$54.0K
Macquarie Group Ltd22,269$49.0K
Two Sigma Securities, LLC20,614$45.0K
QCM Cayman, Ltd.18,162$40.0K
Pictet Asset Management SA18,300$40.0K
Continuum Advisory, LLC17,550$38.0K
Zurcher Kantonalbank (Zurich Cantonalbank)17,075$37.0K
Janus Henderson Group PLC15,536$34.0K
Quilter Plc11,612$25.0K
Nomura Holdings Inc10,400$23.0K
Newbridge Financial Services Group, Inc.10,000$22.0K
Plante Moran Financial Advisors, LLC4,175$9.00K
Penserra Capital Management LLC3,755$8.00K
Meeder Asset Management Inc1,083$2.00K
Spire Wealth Management1,000$2.00K
US Bancorp625$1.00K
Meridian Wealth Partners, LLC622$1.00K
FMR LLC1$0
Eaton Vance Management262$0
Parkside Financial Bank & Trust151$0

Not filed for Q4 2021 yet (2)

Institutions that held Spectrum Pharmaceuticals Inc at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SPPI in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Sonora Investment Management, LLC82,000$179.0K
Berman Capital Advisors, LLC219$0